0001387131-22-009993.txt : 20220926 0001387131-22-009993.hdr.sgml : 20220926 20220926161605 ACCESSION NUMBER: 0001387131-22-009993 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220926 DATE AS OF CHANGE: 20220926 GROUP MEMBERS: COLLER INTERNATIONAL GENERAL PARTNER V, L.P. GROUP MEMBERS: COLLER INVESTMENT MANAGEMENT LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: uniQure N.V. CENTRAL INDEX KEY: 0001590560 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88012 FILM NUMBER: 221265888 BUSINESS ADDRESS: STREET 1: PAASHEUVELWEG 25A CITY: AMSTERDAM STATE: P7 ZIP: 1105 BP BUSINESS PHONE: 1-339-970-7000 MAIL ADDRESS: STREET 1: PAASHEUVELWEG 25A CITY: AMSTERDAM STATE: P7 ZIP: 1105 BP FORMER COMPANY: FORMER CONFORMED NAME: uniQure B.V. DATE OF NAME CHANGE: 20131030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Coller International Partners V A LP CENTRAL INDEX KEY: 0001371934 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO Box 255 Trafalgar Court Les Banques STREET 2: St Peter Port CITY: Guernsey Channel Islands GY1 3 STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: PO Box 255 Trafalgar Court Les Banques STREET 2: St Peter Port CITY: Guernsey Channel Islands GY1 3 STATE: X0 ZIP: 00000 SC 13G/A 1 qure-sc13ga_070122.htm AMENDMENT TO FORM SC 13G
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

uniQure N.V.

(Name of Issuer)

 

 

 

Ordinary Shares, €0.05 par value per share

(Title of Class of Securities)

 

N90064 101

(CUSIP Number)

 

July 1, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨ Rule 13d-1(b)

 

  x Rule 13d-1(c)

 

  ¨ Rule 13d-1(d)

 

 

*

 

 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 
 

 

1

NAMES OF REPORTING PERSONS

 

Coller Investment Management Limited

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Guernsey, Channel Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12

TYPE OF REPORTING PERSON

 

CO

 

 

 
 

 

1

NAMES OF REPORTING PERSONS

 

Coller International General Partner V, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Guernsey, Channel Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12

TYPE OF REPORTING PERSON

 

PN

 

   

 
 

 

1

NAMES OF REPORTING PERSONS

 

Coller International Partners V-A, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Guernsey, Channel Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12

TYPE OF REPORTING PERSON

 

PN

 

 

 
 

 

Item 1 (a) Name of Issuer:
     
    uniQure N.V.
     
Item 1 (b) Address of Issuer’s Principal Executive Offices:
     
   

Paasheuvelweg 25a,

1105 BP Amsterdam, The Netherlands

     
Item 2 (a) Name of Person Filing:
     
   

Coller Investment Management Limited

Coller International General Partner V, L.P.

    Coller International Partners V-A, L.P.

 
Item 2 (b) Address of Principal Business Office or, If None, Residence; Citizenship:
     
    For each reporting person:
   

c/o Coller Investment Management Limited

P.O. Box 255

Trafalgar Court, Les Banques St. Peter Port

Guernsey, Channel Islands GY1 3QL

     
Item 2 (c) Citizenship:
     
    For each reporting person: Guernsey, Channel Islands
     
Item 2 (d) Title of Class of Securities:
     
    Ordinary Shares, €0.05 par value per share, (“Ordinary Shares”)
     
Item 2 (e) CUSIP Number:
     
    N90064 101

 

Item 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):
   
  Not applicable.

 

Item 4. Ownership

 

For each reporting person:

(a)

Amount beneficially owned:

0

  

(b)

Percent of Class:

0.0%

 

(c) Number of shares as to which such person has:

  (i)

Sole power to vote or to direct the vote:

0

  (ii)

Shared power to vote or to direct the vote:

0

  (iii)

Sole power to dispose or to direct the disposition of:

0

  (iv)

Shared power to dispose or to direct the disposition of:

0

 

 
 

 

 

Item 5. Ownership of Five Percent or Less of a Class
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ✓.

 

Item 6. Ownership of More Than Five Percent on Behalf of Another Person
   
  Not applicable.

 

Item 7. Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   
  Not applicable.

 

Item 8. Identification and Classification of Members of the Group
   
  Not applicable.

 

Item 9. Notice of Dissolution of Group
   
  Not applicable.

 

Item 10. Certifications
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

  

 

 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: September 26, 2022

 

  COLLER INVESTMENT MANAGEMENT LIMITED (4)
   
  By: /s/ Paul McDonald
  Name: Paul McDonald
  Title: Director
   
   
  COLLER INTERNATIONAL GENERAL PARTNER V, L.P. (4)
   
  By: COLLER INVESTMENT MANAGEMENT LIMITED, its general partner
   
  By: /s/ Paul McDonald
  Name: Paul McDonald
  Title: Director
   
   
  COLLER INTERNATIONAL PARTNERS V-A, L.P. (4)
   
  By: COLLER INTERNATIONAL GENERAL PARTNER V, L.P., its general partner
   
  By: COLLER INVESTMENT MANAGEMENT LIMITED, its general partner
   
  By: /s/ Paul McDonald
  Name: Paul McDonald
  Title: Director

 

 

(4) The Reporting Persons are jointly filing this Schedule 13G pursuant to the Agreement of Joint Filing submitted to the Securities and Exchange Commission on February 20, 2014.