0000898432-11-001066.txt : 20110921 0000898432-11-001066.hdr.sgml : 20110921 20110921172718 ACCESSION NUMBER: 0000898432-11-001066 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110921 DATE AS OF CHANGE: 20110921 EFFECTIVENESS DATE: 20110921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RESEARCH AFFILIATES LDI 2040 L.P. CENTRAL INDEX KEY: 0001371838 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-93312 FILM NUMBER: 111101928 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-325-8700 MAIL ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: RESEARCH AFFILIATES DEFEASEMENT 2035 L P DATE OF NAME CHANGE: 20060807 D/A 1 primary_doc.xml X0704 D/A LIVE 0001371838 RESEARCH AFFILIATES LDI 2040 L.P. 620 NEWPORT CENTER DRIVE SUITE 900 NEWPORT BEACH CA CALIFORNIA 92660 949-325-8700 CALIFORNIA RESEARCH AFFILIATES DEFEASEMENT 2035 L P Limited Partnership true N/A Research Affiliates Management, LLC 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Promoter General Partner of the Issuer Robert D. Arnott 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Executive Officer Chairman Daniel M. Harkins 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Executive Officer Chief Legal & Compliance Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-06-033827 2004-08-01 true true false 5000000 Indefinite 54712767 Indefinite false 3 0 true 0 true 0 true false RESEARCH AFFILIATES LDI 2040 L.P. /s/ Daniel M. Harkins Daniel M. Harkins Chief Legal & Compliance Officer 2011-09-16