0001104659-21-104169.txt : 20210812 0001104659-21-104169.hdr.sgml : 20210812 20210812161538 ACCESSION NUMBER: 0001104659-21-104169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lavieri Todd D. CENTRAL INDEX KEY: 0001760914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33287 FILM NUMBER: 211167755 MAIL ADDRESS: STREET 1: C/O INFORMATION SERVICES GROUP, INC. STREET 2: 2187 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Information Services Group Inc. CENTRAL INDEX KEY: 0001371489 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 205261587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2187 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-517-3100 MAIL ADDRESS: STREET 1: 2187 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06902 4 1 tm2124974-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-08-10 0 0001371489 Information Services Group Inc. III 0001760914 Lavieri Todd D. 2187 ATLANTIC ST STAMFORD CT 06902 0 1 0 0 Vice Chairman Shares of Common Stock 2021-08-10 4 M 0 34594 A 968174 D Shares of Common Stock 2021-08-10 4 F 0 16031 6.57 D 952143 D Performance Based RSUs 2021-08-10 4 M 0 34594 0 A 2021-08-10 2023-08-01 Common Stock 0 0 D Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. On August 1, 2019, the Reporting Person received a grant of RSUs that could be earned based on achievement of market price goals, which were measured at the average closing price of the Issuer's common stock over any consecutive ten-trading-day period prior to and including the fourth anniversary of the date of grant. 100% of the number of RSUs would be earned if such measured market price was $6.00 or above. On August 10, 2021, the market price goal was satisfied and the Issuer's common stock traded 142% higher as compared to the date of the grant. Once the market price goal was satisfied, the RSUs were fully vested. Humberto P. Alfonso, as attorney-in-fact 2021-08-12