-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tsj9ZhDFsZZpYxh3AeMiRJRWRMNXvQUtRz3H2ZErjuJ8m7lEJ/rRwZfVsvoZ1LHT 8LT8Ty7uCs48GCgl4ap2EA== 0001104659-08-003020.txt : 20080116 0001104659-08-003020.hdr.sgml : 20080116 20080116115912 ACCESSION NUMBER: 0001104659-08-003020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080116 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080116 DATE AS OF CHANGE: 20080116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Information Services Group Inc. CENTRAL INDEX KEY: 0001371489 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 205261587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33287 FILM NUMBER: 08532789 BUSINESS ADDRESS: STREET 1: 725 OENOKE RIDGE ROAD CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-904-8600 MAIL ADDRESS: STREET 1: 725 OENOKE RIDGE ROAD CITY: NEW CANAAN STATE: CT ZIP: 06840 8-K 1 a08-1579_28k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) January 16, 2008 (January 14, 2008)

 

Information Services Group, Inc.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

001-33287

 

20-5261587

(State or other jurisdiction of

 

(Commission File Number)

 

(I.R.S. Employer

incorporation)

 

 

 

Identification No.)

 

Four Stamford Plaza

107 Elm Street

Stamford, CT 06902

(Address of principal executive offices)

 

(203) 517-3100

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2 below):

 

o                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                                    Pre-commencement communications pursuant to Rule 13e-4(c) under Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 



 

 

ITEM 3.01 TRANSFER OF LISTING

 

                                                On January 14, 2008, Information Services Group, Inc. (“ISG”) notified the American Stock Exchange (“Amex”) and issued a press release on January 15, 2008 announcing its intent to delist its common stock, warrants and units from the Amex.  ISG has arranged for listing of the common stock, warrants and units on The Nasdaq Stock Market, under the symbols III, IIIIW and IIIIU, respectively.  ISG has requested that trading in the common stock, warrants and units on the Amex be suspended after market close on January 31, 2008 and expects trading on The Nasdaq Stock Market to begin on February 1, 2008.  ISG anticipates filing on January 31, 2008, the required Form 25 and an amendment to its Form 8-A to effectuate such withdrawal and transfer.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

 

(d)                                 Exhibit.

 

99.1                           Press Release dated January 15, 2008

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: January 16, 2008

INFORMATION SERVICES GROUP, INC.

 

 

 

 

 

 

 

By:

/s/ Michael P. Connors

 

 

Michael P. Connors
Chairman and Chief Executive Officer

 

 

 



 

EXHIBIT INDEX

 

 

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press Release dated January 15, 2008

 

 

 

 

 

 


EX-99.1 2 a08-1579_2ex99d1.htm EX-99.1

 

EXHIBIT 99.1

 

 

 

Press Contact:

 

 

Barry Holt

 

 

203-517-3110

 

 

bholt@informationsg.com

 

 

 

 

 

Investor Contact:

 

 

Frank Martell

 

 

203-517-3104

 

 

fmartell@informationsg.com

 

 

 

 

Information Services Group To List on NASDAQ

 

STAMFORD, Conn., January 15, 2008 — Information Services Group (ISG) (AMEX: III.U, III, III.WS), formed last year to build an industry-leading, high-growth information-based services company, announced today that it will switch the listing of its common stock, units and warrants from the American Stock Exchange to The NASDAQ Stock Market, LLC.

 

Effective February 1, 2008, ISG common stock will trade under the symbol III (its current symbol), its units will trade under the symbol IIIIU, and its warrants will trade under the symbol IIIIW.

 

“As the largest U.S. electronic equities exchange, NASDAQ is the perfect partner to help ISG meet its ambitious growth plans,” said Michael P. Connors, chairman and chief executive officer of ISG.  “We are intent on building an industry leader in information-based services, and we believe the electronic market model provides added visibility and efficiency as well as cost effective trading execution for our investors. We are delighted to be a NASDAQ listed company.”

 

About Information Services Group, Inc.

 

Information Services Group, Inc. (ISG) was founded in 2006 to build an industry-leading, high-growth, information-based services company by acquiring and growing businesses in advisory, data, business and media information services.  In November 2007, the company acquired TPI, the largest sourcing advisory firm in the world. Based in Stamford, Conn., ISG has a proven leadership team with global experience in information-based services and a track record of creating significant value for shareowners, clients and employees.  For more, visit www.informationsg.com.

 

 

 



 

About NASDAQ

 

The NASDAQ Stock Market, LLC is the largest U.S. electronic stock market. With approximately 3,200 companies, it lists more companies and, on average, its systems trade more shares per day than any other U.S. market. NASDAQ is home to companies that are leaders across all areas of business including technology, retail, communications, financial services, transportation, media and biotechnology. NASDAQ is the primary market for trading NASDAQ-listed stocks. For more information about NASDAQ, visit the NASDAQ Web site at http://www.nasdaq.com or the NASDAQ Newsroom at http://www.nasdaq.com/newsroom.

 

Forward-Looking Statements

 

This communication contains “forward-looking statements” which represent the current expectations and beliefs of management of ISG concerning future events and their potential effects. Statements contained herein including words such as “anticipate,” “believe,” “contemplate,” “plan,” “estimate,” “expect,” “intend,” “will,” “continue,” “should,” “may,” and other similar expressions, are “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.  These forward-looking statements are not guarantees of future results and are subject to certain risks and uncertainties that could cause actual results to differ materially from those anticipated.  Those factors include, without limitation: (1) the ability to successfully combine the businesses of ISG and TPI; (2) the amount of cash available, operating costs and business disruption following the acquisition, including adverse effects on relationships with employees; (3) changes in the stock market and interest rate environment that affect revenues; (4) diversion of management time on acquisition related issues; (5) reaction of TPI clients to the transaction; (6) retention of key employees following closing; (7) general economic conditions such as inflation; and (8) general political and social conditions such as war, political unrest and terrorism.  The risks also relate to inherent business, economic and competitive uncertainties and contingencies relating to the businesses of ISG and TPI including: (1) failure to secure new engagements or loss of important clients; (2) ability to hire and retain enough qualified employees to support operations; (3) ability to maintain or increase billing and utilization rates; (4) management of rapid growth; (5) success of expansion internationally; (6) competition; (7) ability to move the product mix into higher margin businesses; (8) operating TPI as a public company; (9) healthcare and benefit cost management; (10) ability to protect ISG and TPI’s intellectual property and the intellectual property of others; (11) currency fluctuations and exchange rate adjustments; (12) ability to successfully consummate or integrate strategic acquisitions; and (13) ability to achieve the cost reduction and productivity improvements contemplated by the previously announced “Value Creation Plan”.  Certain of these and other applicable risks, cautionary statements and factors that could cause actual results to differ from ISG’s forward-looking statements are included in ISG’s filings with the U.S. Securities and Exchange Commission (“SEC”), specifically as described in ISG’s annual report on Form 10-K for the fiscal year ended December 31, 2006, and ISG’s definitive proxy statement.  ISG undertakes no obligation to update or revise any forward-looking statements to reflect subsequent events or circumstances.

 

 


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