FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 10/01/2009 |
3. Issuer Name and Ticker or Trading Symbol
Echo Global Logistics, Inc. [ ECHO ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 81,289 | I | See Footnote(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (2) | 12/19/2016 | Common Stock | 25,000 | $3.68 | D | |
Stock Option (right to buy) | (3) | 12/19/2016 | Common Stock | 37,500 | $3.68 | D | |
Stock Option (right to buy) | (4) | 08/15/2017 | Common Stock | 25,000 | $8.1 | D | |
Stock Option (right to buy) | (5) | 06/24/2019 | Common Stock | 45,000 | $6.94 | D | |
Stock Option (right to buy) | (6) | 12/30/2013 | Common Stock | 25,000 | $10.18 | D |
Explanation of Responses: |
1. Includes 81,289 shares of common stock held by Polygal Row, LLC, which represents Mr. Frisoni's proportionate economic interest in shares of common stock held by Polygal Row, LLC. Mr. Frisoni disclaims beneficial ownership of the shares held by Polygal Row, LLC except to the extent of his pecuniary interest therein. |
2. These options are fully vested. |
3. These options are fully vested. |
4. These options vest as follows: 8,333 on March 15, 2008; 8,333 on March 15, 2009; and 8,334 on March 15, 2010. |
5. These options vest in installments of 2,812 every three months from September 30, 2009 to June 30, 2011 and 2,813 every three months from June 30, 2011 to June 30, 2013. |
6. These options vest in annual installments of 6,250 beginning on December 30, 2009. |
/s/ Joseph Del Preto, by power of attorney | 10/01/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |