0001140361-17-004875.txt : 20170207 0001140361-17-004875.hdr.sgml : 20170207 20170207161456 ACCESSION NUMBER: 0001140361-17-004875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170206 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fishman Adam J CENTRAL INDEX KEY: 0001504216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 17579179 MAIL ADDRESS: STREET 1: 1300 NORTH SEVENTEENTH STREET CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc1.xml FORM 4 X0306 4 2017-02-06 0 0001371446 FBR & Co. FBRC 0001504216 Fishman Adam J 1300 NORTH SEVENTEENTH ST. SUITE 1400 ARLINGTON VA 22209 0 1 0 0 Executive Vice President Common Stock 2017-02-06 4 F 0 8211 14.90 D 157617 D Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of commons tock underlying the vesting of previously awarded restricted stock units (RSUs). Includes 1,256 shares of the issuer's common stock purchased on June 30, 2016 at a price of $12.793 per share under the issuer's Employee Stock Purchase Plan. This includes a non-discretionary reallocation of 222 RSUs made on July 1, 2016, 60 RSUs made on October 3, 2016 and 518 RSUs made on January 3, 2017 to the Reporting Person pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan. Gavin A. Beske, as Attorney in Fact 2017-02-07