0001140361-17-004875.txt : 20170207
0001140361-17-004875.hdr.sgml : 20170207
20170207161456
ACCESSION NUMBER: 0001140361-17-004875
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170206
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FBR & Co.
CENTRAL INDEX KEY: 0001371446
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1300 NORTH 17TH STREET
STREET 2: SUITE 1400
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-312-9500
MAIL ADDRESS:
STREET 1: 1300 NORTH 17TH STREET
STREET 2: SUITE 1400
CITY: ARLINGTON
STATE: VA
ZIP: 22209
FORMER COMPANY:
FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP
DATE OF NAME CHANGE: 20060803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fishman Adam J
CENTRAL INDEX KEY: 0001504216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33518
FILM NUMBER: 17579179
MAIL ADDRESS:
STREET 1: 1300 NORTH SEVENTEENTH STREET
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc1.xml
FORM 4
X0306
4
2017-02-06
0
0001371446
FBR & Co.
FBRC
0001504216
Fishman Adam J
1300 NORTH SEVENTEENTH ST.
SUITE 1400
ARLINGTON
VA
22209
0
1
0
0
Executive Vice President
Common Stock
2017-02-06
4
F
0
8211
14.90
D
157617
D
Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of commons tock underlying the vesting of previously awarded restricted stock units (RSUs).
Includes 1,256 shares of the issuer's common stock purchased on June 30, 2016 at a price of $12.793 per share under the issuer's Employee Stock Purchase Plan.
This includes a non-discretionary reallocation of 222 RSUs made on July 1, 2016, 60 RSUs made on October 3, 2016 and 518 RSUs made on January 3, 2017 to the Reporting Person pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan.
Gavin A. Beske, as Attorney in Fact
2017-02-07