0001371285-23-000231.txt : 20230816 0001371285-23-000231.hdr.sgml : 20230816 20230816195914 ACCESSION NUMBER: 0001371285-23-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVAL KALPESH CENTRAL INDEX KEY: 0001967118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36537 FILM NUMBER: 231179552 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUPANION, INC. CENTRAL INDEX KEY: 0001371285 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 888-733-2685 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98108 FORMER COMPANY: FORMER CONFORMED NAME: TRUPANION INC. DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC DATE OF NAME CHANGE: 20060802 4 1 wk-form4_1692230344.xml FORM 4 X0508 4 2023-08-14 0 0001371285 TRUPANION, INC. TRUP 0001967118 RAVAL KALPESH 6100 4TH AVENUE S SUITE 400 SEATTLE WA 98108 0 1 0 0 General Manager 0 Common Stock 2023-08-14 4 M 0 937 A 1368 D Common Stock 2023-08-14 4 F 0 294 28.97 D 1074 D Restricted Stock Unit (RSU) 2027-08-25 Common Stock 1544 1544 D Restricted Stock Unit (RSU) 2027-08-25 Common Stock 2000 2000 D Restricted Stock Unit (RSU) 2023-08-14 Common Stock 937 937 D Restricted Stock Unit (RSU) 2023-08-14 4 M 0 937 0 D 2023-08-14 Common Stock 937 0 D Restricted stock units convert into common stock on a one-for-one basis. This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units. On August 14, 2023, the reporting person was granted 1,544 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. On August 14, 2023, the reporting person was granted 2,000 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. On August 14, 2023, the reporting person was granted 937 restricted stock units (RSUs). The RSUs were issued in lieu of a cash bonus pursuant to the Issuer's cash bonus conversion program. The RSUs were fully vested on the grant date. /s/ Charlotte Sim-Warner as attorney-in-fact for Kalpesh Raval 2023-08-16