0001371285-22-000064.txt : 20220301 0001371285-22-000064.hdr.sgml : 20220301 20220301193230 ACCESSION NUMBER: 0001371285-22-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLINGS DARRYL CENTRAL INDEX KEY: 0001611679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36537 FILM NUMBER: 22700634 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUPANION, INC. CENTRAL INDEX KEY: 0001371285 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 888-733-2685 MAIL ADDRESS: STREET 1: 6100 4TH AVENUE SOUTH STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 FORMER COMPANY: FORMER CONFORMED NAME: TRUPANION INC. DATE OF NAME CHANGE: 20131114 FORMER COMPANY: FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC DATE OF NAME CHANGE: 20060802 4 1 wf-form4_164618112849942.xml FORM 4 X0306 4 2022-02-25 0 0001371285 TRUPANION, INC. TRUP 0001611679 RAWLINGS DARRYL C/O TRUPANION, INC. 6100 4TH AVENUE SOUTH, SUITE 200 SEATTLE WA 98108 1 1 0 0 CEO Common Stock 2022-02-25 4 M 0 1220 A 547533 D Common Stock 2022-02-25 4 F 0 328 88.63 D 547205 D Common Stock 2022-02-25 4 M 0 1505 A 548710 D Common Stock 2022-02-25 4 F 0 365 88.63 D 548345 D Common Stock 2022-02-25 4 M 0 2098 A 550443 D Common Stock 2022-02-25 4 F 0 509 88.63 D 549934 D Common Stock 2022-02-25 4 M 0 10951 A 560885 D Common Stock 2022-02-25 4 F 0 3535 88.63 D 557350 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 1220 0 D 2022-02-25 Common Stock 1220.0 0 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 1505 0 D 2023-02-25 Common Stock 1505.0 6020 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 2098 0 D 2024-02-25 Common Stock 2098.0 16783 D Restricted Stock Unit (RSU) 2022-02-25 4 M 0 10951 0 D Common Stock 10951.0 32853 D Restricted Stock Unit (RSU) 2022-02-28 4 A 0 15132 0 A Common Stock 15132.0 15132 D Restricted stock units convert into common stock on a one-for-one basis. This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. On February 28, 2022, the Reporting Person was granted 15,132 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. /s/ Charlotte Sim-Warner as attorney-in-fact for Darryl Rawlings 2022-03-01