0001209191-14-048606.txt : 20140723
0001209191-14-048606.hdr.sgml : 20140723
20140723163527
ACCESSION NUMBER: 0001209191-14-048606
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140723
FILED AS OF DATE: 20140723
DATE AS OF CHANGE: 20140723
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUPANION INC.
CENTRAL INDEX KEY: 0001371285
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 907 NW BALLARD WAY
CITY: SEATTLE
STATE: WA
ZIP: 98107
BUSINESS PHONE: 888-738-7478
MAIL ADDRESS:
STREET 1: 907 NW BALLARD WAY
CITY: SEATTLE
STATE: WA
ZIP: 98107
FORMER COMPANY:
FORMER CONFORMED NAME: VETINSURANCE INTERNATIONAL INC
DATE OF NAME CHANGE: 20060802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAWLINGS DARRYL
CENTRAL INDEX KEY: 0001611679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36537
FILM NUMBER: 14989164
MAIL ADDRESS:
STREET 1: 907 NW BALLARD WAY
CITY: SEATTLE
STATE: WA
ZIP: 98107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-07-23
0
0001371285
TRUPANION INC.
TRUP
0001611679
RAWLINGS DARRYL
C/O TRUPANION, INC.
907 NW BALLARD WAY
SEATTLE
WA
98107
1
1
0
0
President and CEO
Common Stock
2014-07-23
4
C
0
70
A
701332
D
Common Stock
2014-07-23
4
A
0
1025559
A
1726891
D
Series B Convertible Preferred Stock
2014-07-23
4
C
0
70
0.00
D
Common Stock
70
0
D
Special Voting Shares
2014-07-23
4
D
0
1025559
0.00
D
Common Stock
1025559
0
D
Each share of the issuer's Series B Convertible Preferred Stock converted into 1 share of the issuer's Common Stock on July 23, 2014 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-196814) under the Securities Act of 1933, as amended, and had no expiration date.
Of these shares, 701,262 shares represent unvested restricted stock subject to the issuer's right of repurchase as of the date of this filing, which repurchase right lapses over time.
Each exchangeable share of Trupanion Canadian Shareholders, Ltd., a Canadian subsidiary of the issuer, was automatically exchanged for 10 shares of the issuer's common stock on July 23, 2014, which triggered a mandatory redemption of each Special Voting Share, which Special Voting Share has no expiration date.
/s/ Charlotte Sim-Warner as attorney-in-fact for Darryl Rawlings
2014-07-23