0001209191-17-009607.txt : 20170210
0001209191-17-009607.hdr.sgml : 20170210
20170210165405
ACCESSION NUMBER: 0001209191-17-009607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170208
FILED AS OF DATE: 20170210
DATE AS OF CHANGE: 20170210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnteroMedics Inc
CENTRAL INDEX KEY: 0001371217
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
MAIL ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tremmel Jon T
CENTRAL INDEX KEY: 0001454715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33818
FILM NUMBER: 17594305
MAIL ADDRESS:
STREET 1: 5830 GRANITE PARK A, SUITE 1100
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-08
0
0001371217
EnteroMedics Inc
ETRM
0001454715
Tremmel Jon T
2800 PATTON ROAD
ST. PAUL
MN
55113
1
0
0
0
Common Stock
2
D
Director Option (right to buy)
8820.00
2009-01-28
2019-01-28
Common Stock
3
3
D
Director Option (right to buy)
12159.00
2009-05-05
2019-05-05
Common Stock
1
1
D
Director Option (right to buy)
2646.00
2010-05-06
2020-05-06
Common Stock
1
1
D
Director Option (right to buy)
2761.50
2011-05-05
2021-05-05
Common Stock
9
9
D
Director Option (right to buy)
2908.50
2012-05-09
2022-05-09
Common Stock
9
9
D
Director Option (right to buy)
924.00
2013-05-08
2023-05-08
Common Stock
9
9
D
Director Option (right to buy)
1932.00
2014-05-07
2024-05-07
Common Stock
23
23
D
Director Option (right to buy)
1176.00
2015-05-06
2025-05-06
Common Stock
23
23
D
Director Option (right to buy)
1176.00
2015-06-06
2025-05-06
Common Stock
23
23
D
Stock Option (Right to Buy)
241.50
2015-09-21
2020-08-21
Common Stock
238
238
D
Director Option (Right to Buy)
52.50
2016-05-04
2026-05-04
Common Stock
42
42
D
Director Option (Right to Buy)
7.12
2017-02-08
4
A
0
35000
0.00
A
2017-02-08
2027-02-08
Common Stock
30000
30000
D
On December 27, 2016, EnteroMedics Inc. effected a 1-for-70 reverse stock split of its issued and outstanding shares of common stock, par value $0.01 per share, resulting in a proportional decrease in the total shares of common stock beneficially owned by the reporting person. all previously reported exercise prices, option grants and similar instruments convertible into common stock were proportionally adjusted to reflect the reverse split.
Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
Vests in cumulative installments of 1/12th per month beginning the date shown.
EX 24: Tremmel Power of Attorney Attached
THIS FILING REFLECTS THE POST SPLIT NUMBERS OF ALL SHARES, OPTIONS AND SIMILAR INSTRUMENTS HELD BY THE REPORTING PERSON AS PREVIOUSLY REPORTED.
/s/ Scott P. Youngstrom, Attorney-in-Fact for Jon T. Tremmel
2017-02-10
EX-24.4_700821
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that I hereby constitute and appoint each of Dan W.
Gladney, Scott P. Youngstrom and Peter M. DeLange my true and lawful
attorney-in-fact and agent, each acting alone, with full power of substitution
for me and in my name, place and stead, to:
1. execute for me and on my behalf, in my capacity as an officer and/or director
of EnteroMedics Inc, Forms 3, 4 or 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended, and the rules promulgated
thereunder;
2. do and perform any and all acts for me and on my behalf which may be
necessary or desirable to complete and execute any such Form 3, 4 or 5, complete
and execute any amendment or amendments thereto and timely file such Form with
the United States Securities and Exchange Commission and any stock exchange or
similar authority; and
3. take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact, may be of benefit to me, in my
best interest or legally required by me, it being understood that the documents
executed by such attorney-in-fact on my behalf pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions as
such attorney-in-fact may approve in such attorney-in-fact's discretion.
I hereby grant to each such attorney-in-fact full power and authority to do and
perform any and every act and thing whatsoever requisite, necessary or proper to
be done in the exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as I might or could do if personally present, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted. I acknowledge that the attorneys-in-fact, in serving in such capacity
at my request, are not assuming, nor is EnteroMedics Inc. assuming, any of my
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934, as amended.
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4 and 5 with respect to my holdings of and
transactions in securities of EnteroMedics Inc, unless earlier revoked by me in
a signed writing delivered to the attorneys-in-fact named above.
IN WITNESS WHEREOF, I have signed this Power of Attorney on Oct. 8,2016.
/s/ Jon T. Tremmel
Jon T. Tremmel