0001209191-17-009607.txt : 20170210 0001209191-17-009607.hdr.sgml : 20170210 20170210165405 ACCESSION NUMBER: 0001209191-17-009607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170208 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnteroMedics Inc CENTRAL INDEX KEY: 0001371217 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 MAIL ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tremmel Jon T CENTRAL INDEX KEY: 0001454715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 17594305 MAIL ADDRESS: STREET 1: 5830 GRANITE PARK A, SUITE 1100 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-08 0 0001371217 EnteroMedics Inc ETRM 0001454715 Tremmel Jon T 2800 PATTON ROAD ST. PAUL MN 55113 1 0 0 0 Common Stock 2 D Director Option (right to buy) 8820.00 2009-01-28 2019-01-28 Common Stock 3 3 D Director Option (right to buy) 12159.00 2009-05-05 2019-05-05 Common Stock 1 1 D Director Option (right to buy) 2646.00 2010-05-06 2020-05-06 Common Stock 1 1 D Director Option (right to buy) 2761.50 2011-05-05 2021-05-05 Common Stock 9 9 D Director Option (right to buy) 2908.50 2012-05-09 2022-05-09 Common Stock 9 9 D Director Option (right to buy) 924.00 2013-05-08 2023-05-08 Common Stock 9 9 D Director Option (right to buy) 1932.00 2014-05-07 2024-05-07 Common Stock 23 23 D Director Option (right to buy) 1176.00 2015-05-06 2025-05-06 Common Stock 23 23 D Director Option (right to buy) 1176.00 2015-06-06 2025-05-06 Common Stock 23 23 D Stock Option (Right to Buy) 241.50 2015-09-21 2020-08-21 Common Stock 238 238 D Director Option (Right to Buy) 52.50 2016-05-04 2026-05-04 Common Stock 42 42 D Director Option (Right to Buy) 7.12 2017-02-08 4 A 0 35000 0.00 A 2017-02-08 2027-02-08 Common Stock 30000 30000 D On December 27, 2016, EnteroMedics Inc. effected a 1-for-70 reverse stock split of its issued and outstanding shares of common stock, par value $0.01 per share, resulting in a proportional decrease in the total shares of common stock beneficially owned by the reporting person. all previously reported exercise prices, option grants and similar instruments convertible into common stock were proportionally adjusted to reflect the reverse split. Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month. Vests in cumulative installments of 1/12th per month beginning the date shown. EX 24: Tremmel Power of Attorney Attached THIS FILING REFLECTS THE POST SPLIT NUMBERS OF ALL SHARES, OPTIONS AND SIMILAR INSTRUMENTS HELD BY THE REPORTING PERSON AS PREVIOUSLY REPORTED. /s/ Scott P. Youngstrom, Attorney-in-Fact for Jon T. Tremmel 2017-02-10 EX-24.4_700821 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that I hereby constitute and appoint each of Dan W. Gladney, Scott P. Youngstrom and Peter M. DeLange my true and lawful attorney-in-fact and agent, each acting alone, with full power of substitution for me and in my name, place and stead, to: 1. execute for me and on my behalf, in my capacity as an officer and/or director of EnteroMedics Inc, Forms 3, 4 or 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder; 2. do and perform any and all acts for me and on my behalf which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and 3. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to me, in my best interest or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. I hereby grant to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I acknowledge that the attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is EnteroMedics Inc. assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4 and 5 with respect to my holdings of and transactions in securities of EnteroMedics Inc, unless earlier revoked by me in a signed writing delivered to the attorneys-in-fact named above. IN WITNESS WHEREOF, I have signed this Power of Attorney on Oct. 8,2016. /s/ Jon T. Tremmel Jon T. Tremmel