0001181431-14-019588.txt : 20140514
0001181431-14-019588.hdr.sgml : 20140514
20140514165022
ACCESSION NUMBER: 0001181431-14-019588
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140507
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnteroMedics Inc
CENTRAL INDEX KEY: 0001371217
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
MAIL ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jansz Anthony P.
CENTRAL INDEX KEY: 0001519772
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33818
FILM NUMBER: 14842181
MAIL ADDRESS:
STREET 1: C/O ENTEROMEDICS INC.
STREET 2: 2800 PATTON ROAD
CITY: ST. PAUL
STATE: MN
ZIP: 55113
4
1
rrd409341.xml
JANSZ FORM 4 MAY 2014 OPTGRANT
X0306
4
2014-05-07
0
0001371217
EnteroMedics Inc
ETRM
0001519772
Jansz Anthony P.
2800 PATTON ROAD
ST. PAUL
MN
55113
1
0
0
0
Common Stock
25000
I
Family Trust
Common Stock
150000
I
Pibrac Property Holdings PTY
Director Option (Right to Buy)
2.63
2011-05-05
2021-05-05
Common Stock
25000
25000
D
Option (Right to Buy)
2.76
2011-07-01
2015-07-01
Common Stock
50000
50000
D
Director Option (Right to Buy)
2.77
2012-05-09
2022-05-09
Common Stock
10000
10000
D
Option (Right to Buy)
2.65
2013-01-22
2017-01-22
Common Stock
50000
50000
D
Performance Option (Right to Buy)
2.65
2017-01-22
Common Stock
25000
25000
D
Warrants
1.14
2013-02-27
2018-02-27
Common Stock
60000
60000
I
Pibrac Property Holdings PTY
Director Option (right to buy)
0.88
2013-05-08
2023-05-08
Common Stock
10000
10000
D
Option (Right to Buy)
1.31
2013-05-31
2017-05-31
Common Stock
50000
50000
D
Performance Option (Right to Buy)
1.31
2017-05-31
Common Stock
50000
50000
D
Director Option (Right to Buy)
1.84
2014-05-07
4
A
0
25000
0.00
A
2014-05-07
2024-05-07
Common Stock
25000
25000
D
The reporting person disclaims beneficial interest in the shares held by the Trust.
Vests immediately as to 25% on date noted and thereafter in cumulative installments of 1/36th per month.
Vests in increments of 1/48th per month, beginning the date shown.
Vests immediately as to 16,667 shares on the date noted; 16,667 shares on 1/22/2014 and 16,666 shares on 1/22/2015.
Vests 100% based on meeting certain performance criteria prior to 6/30/2014 or change in control.
The reporting person disclaims beneficial interest in the shares, except to the extent of his pecuniary interest in such shares.
Vests immediately as to 16,667 shares on the date noted; 16,667 shares on 5/31/2014 and 16,666 shares on 5/31/2015.
Vests as to 50% on each of 12/31/2013 and 12/31/2014 based on meeting certain performance criteria prior to such dates.
/s/ Greg S. Lea, Attorney-in-Fact for Anthony P. Jansz
2014-05-14