0001181431-13-032585.txt : 20130604 0001181431-13-032585.hdr.sgml : 20130604 20130604172540 ACCESSION NUMBER: 0001181431-13-032585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnteroMedics Inc CENTRAL INDEX KEY: 0001371217 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 MAIL ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tweden Katherine S. CENTRAL INDEX KEY: 0001515023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 13892340 MAIL ADDRESS: STREET 1: 2800 PATTON ROAD CITY: ST. PAUL STATE: MN ZIP: 55113 4 1 rrd382030.xml TWEDEN FORM 4 MAY 2013 OPTGRANT X0306 4 2013-05-31 0 0001371217 EnteroMedics Inc ETRM 0001515023 Tweden Katherine S. 2800 PATTON ROAD ST. PAUL MN 55113 0 1 0 0 VP - Clinical and Regulatory Common Stock 1053 D Stock Option (Right to Buy) 2.76 2014-08-16 Common Stock 10192 10192 D Stock Option (Right to Buy) 2.76 2015-04-27 Common Stock 183 183 D Stock Option (Right to Buy) 2.76 2016-04-20 Common Stock 2655 2655 D Stock Option (Right to Buy) 1.90 2010-10-29 2017-10-29 Common Stock 1454 1454 D Stock Option (Right to Buy) 1.90 2010-10-29 2017-10-29 Common Stock 1295 1295 D Stock Option (Right to Buy) 1.90 2010-10-29 2017-10-29 Common Stock 2136 2136 D Stock Option (Right to Buy) 1.90 2010-10-29 2017-10-29 Common Stock 20416 20416 D Stock Option (Right to Buy) 3.78 2019-11-18 Common Stock 16666 16666 D Stock Option (Right to Buy) 2.58 2011-03-16 2021-02-16 Common Stock 91981 91981 D Stock Option (right to buy) 2.67 2011-08-12 2021-07-12 Common Stock 25000 25000 D Stock Option (right to buy) 1.90 2012-01-14 2021-12-14 Common Stock 100000 100000 D Stock Option (right to buy) 3.35 2012-08-10 2022-07-10 Common Stock 291638 291638 D Stock Option (right to buy) 1.31 2013-05-31 4 A 0 257190 0.00 A 2013-06-30 2023-05-31 Common Stock 257190 257190 D Options currently 100% vested. Options vest 33% on date noted and thereafter at 1/24th per month. Vests in increments of 1/48th per month, beginning the date shown. The exercise price is the closing price on July 10, 2012, the date the board authorized the grants subject to stockholder approval of the increase in the number of shares available for awards under the stock incentive plan, which was obtained on September 27, 2012. /s/ Greg S. Lea, Attorney-in-Fact for Katherine S. Tweden 2013-06-04