0001179110-13-013102.txt : 20130813 0001179110-13-013102.hdr.sgml : 20130813 20130813185244 ACCESSION NUMBER: 0001179110-13-013102 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130809 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR Financial Holdings LLC CENTRAL INDEX KEY: 0001386926 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 113801844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 315-3620 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins Tracy Lynn CENTRAL INDEX KEY: 0001370821 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33437 FILM NUMBER: 131034442 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET, 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2013-08-09 2013-08-12 0 0001386926 KKR Financial Holdings LLC KFN 0001370821 Collins Tracy Lynn C/O KKR FINANCIAL HOLDINGS LLC 555 CALIFORNIA STREET, 50TH FLOOR SAN FRANCISCO CA 94104 1 0 0 0 Common Shares 2013-08-09 4 A 0 6548 10.69 A 68043 D Restricted common shares vesting in one-third increments on August 9, 2014, August 9, 2015 and August 9, 2016. The previous version of this Form 4 filed on August 12 incorrectly stated that these shares vest between 2013 and 2015. Tracy Lynn Collins 2013-08-13