Consolidated Schedule of Restricted Securities of Unaffiliated Issuers |
BlackRock TCP Capital Corp. Consolidated Schedule of Restricted Securities of Unaffiliated Issuers (Unaudited) September 30, 2024
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Investment |
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Acquisition Date |
AGY Equity, LLC, Class A Preferred Units |
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9/3/2020 |
AGY Equity, LLC, Class B Preferred Units |
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9/3/2020 |
AGY Equity, LLC, Class C Common Units |
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9/3/2020 |
Blackbird Purchaser, Inc. (OTC) Preferred Stock |
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12/14/2021 |
Fidelis (SVC) LLC, Series C Preferred Units |
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12/31/2019 |
Foursquare Labs, Inc., Warrants to Purchase Series E Preferred Stock |
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5/4/2017 |
GACP II, LP (Great American Capital), Membership Units |
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1/12/2018 |
GlassPoint, Inc., Warrants to Purchase Common Stock |
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2/7/2017 |
Grey Orange International Inc., Warrants to Purchase Common Stock |
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5/5/2022 |
InMobi, Inc., Warrants to Purchase Common Stock |
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8/22/2017 |
InMobi, Inc., Warrants to Purchase Series E Preferred Stock (Strike Price $20.01) |
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9/18/2015 |
InMobi, Inc., Warrants to Purchase Series E Preferred Stock (Strike Price $28.58) |
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10/1/2018 |
Inotiv, Inc., Common Shares |
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3/30/2022 |
Marsico Holdings, LLC Units |
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3/15/2024 |
Pico Quantitative Trading Holdings, LLC, Warrants to Purchase Membership Units |
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2/7/2020 |
Plate Newco 1 Limited (Avanti), Common Stock |
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4/13/2022 |
Pluralsight, Inc., Common Stock |
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8/22/2024 |
Quora, Inc., Warrants to Purchase Series D Preferred Stock |
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4/12/2019 |
Razor US LP, Class A Preferred Units |
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2/28/2024 |
Razor Group GmbH, Warrants to Purchase Preferred Series A1 Shares |
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4/28/2021 |
Razor Group GmbH, Warrants to Purchase Series C Shares |
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12/23/2022 |
ResearchGate Corporation., Warrants to Purchase Series D Preferred Stock |
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11/7/2019 |
Elevate Brands HoldCo Inc., Warrants to Purchase Elevate Common Shares in MXP |
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7/26/2023 |
Elevate Brands HoldCo Inc., Warrants to Purchase Elevate Preferred New Super Senior Shares |
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7/26/2023 |
SellerX Germany GMBH & Co. KG,, Warrants to Purchase SellerX Common Shares in MXP |
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11/23/2021 |
SnapLogic, Inc., Warrants to Purchase Series Preferred Stock |
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3/20/2018 |
SoundCloud, Ltd., Warrants to Purchase Preferred Stock |
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4/30/2015 |
Stitch Holdings LP, LP Units |
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3/15/2024 |
Suited Connector, LLC, (Suco Investors, LP), Warrants to Purchase Class A Units |
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3/6/2023 |
Thras.io, LLC, Common Units |
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6/18/2024 |
Tradeshift, Inc., Warrants to Purchase Series D Preferred Stock |
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3/9/2017 |
Utilidata, Inc., Common Stock |
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7/6/2020 |
Utilidata, Inc., Series A-1 Preferred Stock |
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7/6/2020 |
Utilidata, Inc., Series A-2 Preferred Stock |
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7/6/2020 |
WorldRemit Group Limited, Series X Shares |
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6/24/2024 |
WorldRemit Group Limited, Warrants to Purchase Series D Stock |
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2/11/2021 |
WorldRemit Group Limited, Warrants to Purchase Series E Stock |
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3/15/2024 |
BlackRock TCP Capital Corp. Consolidated Schedule of Restricted Securities of Unaffiliated Issuers December 31, 2023
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|
Investment |
|
Acquisition Date |
AGY Equity, LLC, Class A Preferred Units |
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9/3/2020 |
AGY Equity, LLC, Class B Preferred Units |
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9/3/2020 |
AGY Equity, LLC, Class C Common Units |
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9/3/2020 |
Blackbird Purchaser, Inc. (OTC) Preferred Stock |
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12/14/2021 |
Fidelis (SVC) LLC, Series C Preferred Units |
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12/31/2019 |
Foursquare Labs, Inc., Warrants to Purchase Series E Preferred Stock |
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5/4/2017 |
GACP I, LP (Great American Capital), Membership Units |
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10/1/2015 |
GACP II, LP (Great American Capital), Membership Units |
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1/12/2018 |
GlassPoint, Inc., Warrants to Purchase Common Stock |
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2/7/2017 |
Grey Orange International Inc., Warrants to Purchase Common Stock |
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5/5/2022 |
InMobi, Inc., Warrants to Purchase Common Stock |
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8/22/2017 |
InMobi, Inc., Warrants to Purchase Series E Preferred Stock (Strike Price $20.01) |
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9/18/2015 |
InMobi, Inc., Warrants to Purchase Series E Preferred Stock (Strike Price $28.58) |
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10/1/2018 |
Inotiv, Inc., Common Shares |
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3/30/2022 |
PerchHQ, Warrants for Common Units |
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9/30/2022 |
Pico Quantitative Trading Holdings, LLC, Warrants to Purchase Membership Units |
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2/7/2020 |
Plate Newco 1 Limited (Avanti), Common Stock |
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4/13/2022 |
Quora, Inc., Warrants to Purchase Series D Preferred Stock |
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4/12/2019 |
Razor Group GmbH, Warrants to Purchase Preferred Series A1 Shares |
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4/28/2021 |
Razor Warrants to Purchase Series C Shares |
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12/23/2022 |
ResearchGate Corporation., Warrants to Purchase Series D Preferred Stock |
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11/7/2019 |
Elevate Brands HoldCo Inc., Warrants to Purchase Elevate Common Shares in MXP |
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7/26/2023 |
Elevate Brands HoldCo Inc., Warrants to Purchase Elevate Preferred New Super Senior Shares |
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7/26/2023 |
SellerX Germany GMBH & Co. KG,, Warrants to Purchase SellerX Common Shares in MXP |
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11/23/2021 |
SnapLogic, Inc., Warrants to Purchase Series Preferred Stock |
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3/20/2018 |
Soraa, Inc., Warrants to Purchase Preferred Stock |
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8/29/2014 |
SoundCloud, Ltd., Warrants to Purchase Preferred Stock |
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4/30/2015 |
Suited Connector, LLC, (Suco Investors, LP) Warrants to Purchase Class A Units |
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3/6/2023 |
Tradeshift, Inc., Warrants to Purchase Series D Preferred Stock |
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3/9/2017 |
Utilidata, Inc., Common Stock |
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7/6/2020 |
Utilidata, Inc., Series A-1 Preferred Stock |
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7/6/2020 |
Utilidata, Inc., Series A-2 Preferred Stock |
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7/6/2020 |
WorldRemit Group Limited, Warrants to Purchase Series D Stock |
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2/11/2021 |
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