Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates and Controlled Affiliates |
BlackRock TCP Capital Corp. Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates(1) Year ended December 31, 2022
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Security |
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Dividends or Interest (2) |
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Fair Value at December 31, 2021 |
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Net realized gain or loss |
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Net increase or decrease in unrealized appreciation or depreciation |
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Acquisitions (3) |
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Dispositions (4) |
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Fair Value at December 31, 2022 |
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Iracore International Holdings, Inc., Senior Secured 1st Lien Term Loan, LIBOR + 9%, 1% LIBOR Floor, due 4/12/24 |
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$ |
148,806 |
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$ |
1,324,140 |
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$ |
- |
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$ |
- |
|
|
$ |
- |
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$ |
- |
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$ |
1,324,140 |
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Iracore Investments Holdings, Inc., Class A Common Stock |
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- |
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4,344,746 |
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- |
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(1,361,583 |
) |
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- |
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|
- |
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2,983,163 |
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NEG Parent, LLC (CORE Entertainment, Inc.), Class A Units |
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- |
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15,224,581 |
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9,653,044 |
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(12,451,775 |
) |
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- |
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(12,425,850 |
) |
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- |
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NEG Parent, LLC (CORE Entertainment, Inc.), Class A Warrants to Purchase Class A Units |
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- |
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1,409,955 |
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820,337 |
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(1,213,868 |
) |
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- |
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(1,016,424 |
) |
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- |
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NEG Parent, LLC (CORE Entertainment, Inc.), Class B Warrants to Purchase Class A Units |
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- |
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1,423,944 |
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699,058 |
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(1,225,912 |
) |
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- |
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(897,090 |
) |
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- |
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TVG-Edmentum Holdings, LLC, Series A Preferred Units |
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180,519 |
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- |
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- |
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- |
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- |
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- |
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- |
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TVG-Edmentum Holdings, LLC, Series B-1 Common Units |
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2,357,065 |
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36,740,019 |
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- |
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(6,705,895 |
) |
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2,357,073 |
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- |
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32,391,197 |
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TVG-Edmentum Holdings, LLC, Series B-2 Common Units |
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- |
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36,740,019 |
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- |
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(4,348,822 |
) |
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- |
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- |
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32,391,197 |
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Total |
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$ |
2,686,390 |
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$ |
97,207,404 |
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$ |
11,172,439 |
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$ |
(27,307,855 |
) |
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$ |
2,357,073 |
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$ |
(14,339,364 |
) |
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$ |
69,089,697 |
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Notes to Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates: (1)The issuers of the securities listed on this schedule are considered non-controlled affiliates under the 1940 Act due to the ownership by the Company of 5% to 25% of the issuers' voting securities. (2)Also includes fee income as applicable. (3)Acquisitions include new purchases, PIK income and amortization of original issue and market discounts. (4)Dispositions include decreases in the cost basis from sales and paydowns. Consolidated Schedule of Changes in Investments in Controlled Affiliates(1) Year ended December 31, 2022
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Security |
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Dividends or Interest (2) |
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Fair Value at December 31, 2021 |
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Net realized gain or loss |
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Net increase or decrease in unrealized appreciation or depreciation |
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Acquisitions (3) |
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Dispositions (4) |
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Fair Value at December 31, 2022 |
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36th Street Capital Partners Holdings, LLC, Membership Units |
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$ |
3,794,889 |
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$ |
34,082,000 |
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$ |
- |
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$ |
20,940,000 |
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$ |
1,250,000 |
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$ |
- |
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$ |
56,272,000 |
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36th Street Capital Partners Holdings, LLC, Senior Note, 12%, due 11/1/25 |
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4,977,439 |
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41,381,437 |
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- |
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- |
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8,750,000 |
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- |
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50,131,437 |
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Anacomp, Inc., Class A Common Stock |
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- |
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326,437 |
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- |
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225,995 |
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- |
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- |
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552,432 |
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Conergy Asia & ME Pte. Ltd., 1st Lien Term Loan, 0%, due 12/31/22 |
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- |
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339,100 |
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- |
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(339,100 |
) |
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- |
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- |
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- |
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Conergy Asia Holdings Limited, Class B Shares |
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- |
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- |
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- |
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- |
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- |
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- |
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- |
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Conergy Asia Holdings Limited, Ordinary Shares |
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- |
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- |
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- |
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- |
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- |
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- |
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- |
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Conventional Lending TCP Holdings, LLC, Membership Units |
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2,155,374 |
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26,901,777 |
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(124,801 |
) |
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(131,604 |
) |
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515,000 |
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(11,013,828 |
) |
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16,146,544 |
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Kawa Solar Holdings Limited, Bank Guarantee Credit Facility, 0%, due 12/31/22 |
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- |
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101,315 |
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- |
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- |
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- |
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- |
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101,315 |
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Kawa Solar Holdings Limited, Ordinary Shares |
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- |
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- |
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- |
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- |
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- |
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- |
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- |
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Kawa Solar Holdings Limited, Revolving Credit Facility, 0%, due 12/31/22 |
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- |
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1,955,145 |
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- |
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(92,444 |
) |
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- |
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- |
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1,862,701 |
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Kawa Solar Holdings Limited, Series B Preferred Shares |
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- |
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- |
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- |
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- |
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- |
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- |
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- |
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Fishbowl, Inc., Senior Secured 1st Lien Term Loan, SOFR + 5%, 1% SOFR Floor, due 05/27/2027 |
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577,752 |
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- |
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- |
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- |
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|
12,089,579 |
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|
- |
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|
12,089,579 |
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Fishbowl INC., Common Membership Units |
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|
- |
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|
- |
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|
- |
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(209,754 |
) |
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|
787,031 |
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- |
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|
577,277 |
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Total |
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$ |
11,505,454 |
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$ |
105,087,211 |
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|
$ |
(124,801 |
) |
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$ |
20,393,093 |
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$ |
23,391,610 |
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|
$ |
(11,013,828 |
) |
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$ |
137,733,285 |
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Notes to Consolidated Schedule of Changes in Investments in Controlled Affiliates: (1)The issuers of the securities listed on this schedule are considered controlled affiliates under the 1940 Act due to the ownership by the Company of more than 25% of the issuers' voting securities. (2)Also includes fee income as applicable. (3)Acquisitions include new purchases, PIK income and amortization of original issue and market discounts. (4)Dispositions include decreases in the cost basis from sales and paydowns. Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates (1) Year Ended December 31, 2021
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Security |
|
Dividends or Interest (2) |
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|
Fair Value at December 31, 2020 |
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|
Net realized gain or loss |
|
|
Net increase or decrease in unrealized appreciation or depreciation |
|
|
Acquisitions (3) |
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|
Dispositions (4) |
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Fair Value at December 31, 2021 |
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Edmentum, Inc., Senior Unsecured Promissory Note, 10%, due 9/30/19 |
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$ |
- |
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$ |
448,997 |
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$ |
- |
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$ |
- |
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|
$ |
(448,997 |
) |
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|
- |
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Edmentum Ultimate Holdings, LLC, Class A Common Units |
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|
867,570 |
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|
|
- |
|
|
|
1,028,057 |
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|
- |
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|
(7,006 |
) |
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|
(1,021,051 |
) |
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- |
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Iracore International Holdings, Inc., Senior Secured 1st Lien Term Loan, LIBOR + 9%, 1% LIBOR Floor, due 4/13/21 |
|
|
134,253 |
|
|
|
1,324,140 |
|
|
|
- |
|
|
|
- |
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|
- |
|
|
|
- |
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|
1,324,140 |
|
Iracore Investments Holdings, Inc., Class A Common Stock |
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|
385,384 |
|
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|
5,181,526 |
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|
- |
|
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|
(836,780 |
) |
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|
- |
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|
- |
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|
4,344,746 |
|
NEG Parent, LLC (CORE Entertainment, Inc.), Class A Units |
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|
- |
|
|
|
7,401,888 |
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|
|
- |
|
|
|
7,822,693 |
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|
- |
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|
|
- |
|
|
|
15,224,581 |
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NEG Parent, LLC (CORE Entertainment, Inc.), Class A Warrants to Purchase Class A Units |
|
|
- |
|
|
|
438,161 |
|
|
|
- |
|
|
|
971,794 |
|
|
|
- |
|
|
|
- |
|
|
|
1,409,955 |
|
NEG Parent, LLC (CORE Entertainment, Inc.), Class B Warrants to Purchase Class A Units |
|
|
- |
|
|
|
442,508 |
|
|
|
- |
|
|
|
981,436 |
|
|
|
- |
|
|
|
- |
|
|
|
1,423,944 |
|
TVG-Edmentum Holdings, LLC, Series A Preferred Units |
|
|
2,556,396 |
|
|
|
27,758,980 |
|
|
|
5,068,544 |
|
|
|
(155,210 |
) |
|
|
2,267,487 |
|
|
|
(34,939,801 |
) |
|
|
- |
|
TVG-Edmentum Holdings, LLC, Series B-1 Common Units |
|
|
1,946,425 |
|
|
|
13,511,732 |
|
|
|
- |
|
|
|
21,281,861 |
|
|
|
1,946,426 |
|
|
|
- |
|
|
|
36,740,019 |
|
TVG-Edmentum Holdings, LLC, Series B-2 Common Units |
|
|
- |
|
|
|
12,868,247 |
|
|
|
- |
|
|
|
23,871,772 |
|
|
|
- |
|
|
|
- |
|
|
|
36,740,019 |
|
Total |
|
$ |
5,890,028 |
|
|
$ |
68,927,182 |
|
|
$ |
6,545,598 |
|
|
$ |
53,937,566 |
|
|
$ |
4,206,907 |
|
|
$ |
(36,409,849 |
) |
|
$ |
97,207,404 |
|
Notes to Consolidated Schedule of Changes in Investments in Non-Controlled Affiliates: (1)The issuers of the securities listed on this schedule are considered non-controlled affiliates under the 1940 Act due to the ownership by the Company of 5% to 25% of the issuers' voting securities. (2)Also includes fee and lease income as applicable. (3)Acquisitions include new purchases, PIK income and amortization of original issue and market discounts. (4)Dispositions include decreases in the cost basis from sales, paydowns, mortgage amortizations and aircraft depreciation. Consolidated Schedule of Changes in Investments in Controlled Affiliates (1) Year Ended December 31, 2021
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Security |
|
Dividends or Interest(2) |
|
|
Fair Value at December 31, 2020 |
|
|
Net realized gain or loss |
|
|
Net increase or decrease in unrealized appreciation or depreciation |
|
|
Acquisitions (3) |
|
|
Dispositions (4) |
|
|
Fair Value at December 31, 2021 |
|
36th Street Capital Partners Holdings, LLC, Membership Units |
|
$ |
2,110,976 |
|
|
$ |
33,135,000 |
|
|
$ |
- |
|
|
$ |
(2,505,981 |
) |
|
$ |
4,202,981 |
|
|
$ |
(750,000 |
) |
|
$ |
34,082,000 |
|
36th Street Capital Partners Holdings, LLC, Senior Note, 12%, due 11/1/25 |
|
|
5,081,395 |
|
|
|
40,834,419 |
|
|
|
- |
|
|
|
- |
|
|
|
5,797,018 |
|
|
|
(5,250,000 |
) |
|
|
41,381,437 |
|
Anacomp, Inc., Class A Common Stock |
|
|
- |
|
|
|
401,769 |
|
|
|
- |
|
|
|
(75,332 |
) |
|
|
- |
|
|
|
- |
|
|
|
326,437 |
|
Conergy Asia & ME Pte. Ltd., 1st Lien Term Loan, 0%, due 6/30/21 |
|
|
- |
|
|
|
1,154,036 |
|
|
|
- |
|
|
|
(814,936 |
) |
|
|
- |
|
|
|
- |
|
|
|
339,100 |
|
Conergy Asia Holdings Limited, Class B Shares |
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
Conergy Asia Holdings Limited, Ordinary Shares |
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
Conventional Lending TCP Holdings, LLC, Membership Units |
|
|
1,597,396 |
|
|
|
18,050,826 |
|
|
|
- |
|
|
|
(197,598 |
) |
|
|
9,048,549 |
|
|
|
- |
|
|
|
26,901,777 |
|
Kawa Solar Holdings Limited, Bank Guarantee Credit Facility, 0%, due 12/31/21 |
|
|
- |
|
|
|
3,336,148 |
|
|
|
- |
|
|
|
(3,234,833 |
) |
|
|
- |
|
|
|
- |
|
|
|
101,315 |
|
Kawa Solar Holdings Limited, Ordinary Shares |
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
Kawa Solar Holdings Limited, Revolving Credit Facility, 0%, due 12/31/21 |
|
|
- |
|
|
|
2,114,333 |
|
|
|
- |
|
|
|
2,974,144 |
|
|
|
- |
|
|
|
(3,133,332 |
) |
|
|
1,955,145 |
|
Kawa Solar Holdings Limited, Series B Preferred Shares |
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
Total |
|
$ |
8,789,767 |
|
|
$ |
99,026,531 |
|
|
$ |
— |
|
|
$ |
(3,854,536 |
) |
|
$ |
19,048,548 |
|
|
$ |
(9,133,332 |
) |
|
$ |
105,087,211 |
|
Notes to Consolidated Schedule of Changes in Investments in Controlled Affiliates: (1)The issuers of the securities listed on this schedule are considered controlled affiliates under the 1940 Act due to the ownership by the Company of more than 25% of the issuers' voting securities. (2)Also includes fee and lease income as applicable. (3)Acquisitions include new purchases, PIK income and amortization of original issue and market discounts. (4)Dispositions include decreases in the cost basis from sales, paydowns, mortgage amortizations and aircraft depreciation.
|