0001209191-21-007360.txt : 20210203
0001209191-21-007360.hdr.sgml : 20210203
20210203171855
ACCESSION NUMBER: 0001209191-21-007360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210203
DATE AS OF CHANGE: 20210203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PATEL GOYAL KRUTI
CENTRAL INDEX KEY: 0001770886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36911
FILM NUMBER: 21587285
MAIL ADDRESS:
STREET 1: 117 ADAMS STREET
STREET 2: C/O ETSY, INC.
CITY: BROOKLYN
STATE: NY
ZIP: 11201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ETSY INC
CENTRAL INDEX KEY: 0001370637
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 117 ADAMS STREET
CITY: BROOKLYN
STATE: NY
ZIP: 11201
BUSINESS PHONE: 718-855-7956
MAIL ADDRESS:
STREET 1: 117 ADAMS STREET
CITY: BROOKLYN
STATE: NY
ZIP: 11201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-01
0
0001370637
ETSY INC
ETSY
0001770886
PATEL GOYAL KRUTI
C/O ETSY, INC.
117 ADAMS STREET
BROOKLYN
NY
11201
0
1
0
0
Chief Product Officer
Common Stock
2021-02-01
4
M
0
6800
10.23
A
33775
D
Common Stock
2021-02-01
4
S
0
318
197.52
D
33457
D
Common Stock
2021-02-01
4
S
0
678
198.90
D
32779
D
Common Stock
2021-02-01
4
S
0
667
200.10
D
32112
D
Common Stock
2021-02-01
4
S
0
1233
201.26
D
30879
D
Common Stock
2021-02-01
4
S
0
2117
202.21
D
28762
D
Common Stock
2021-02-01
4
S
0
1545
203.21
D
27217
D
Common Stock
2021-02-01
4
S
0
242
203.99
D
26975
D
Employee Stock Option (Right to Buy)
10.23
2021-02-01
4
M
0
6800
0.00
D
2027-03-14
Common Stock
6800
9941
D
This exercise and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 26, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.14 to $197.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.47 to $199.355, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.635 to $200.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.675 to $201.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.67 to $202.655, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.68 to $203.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.815 to $204.055, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares underlying the option exercised in this transaction were fully vested and exercisable. The originally granted options are exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the Reporting Person remains continuously employed on each vesting date.
/s/ Jill Simeone, as Attorney-in-Fact for Kruti Patel Goyal
2021-02-03
EX-24.4_959701
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
By signing this power of attorney, I appoint each of Jill Simeone, Alla
Berenshteyn, Kathleen McCabe, Brittany Keen, Nicole Brookshire, Brigitte
Eichner, and Jill Simon as my attorney-in-fact, with full power of substitution,
to:
1. execute for and on my behalf, in my capacity as an officer and/or director of
Etsy, Inc. ("Etsy"), (i) Forms 3, 4 and 5 and any other forms required to be
filed in accordance with Section 16(a) of the Securities Exchange Act of 1934
and applicable rules (each, a "Section 16 Form") and (ii) a Form ID and any
other documents or forms necessary or appropriate to obtain codes and passwords
enabling the undersigned to file a Section 16 Form with the United States
Securities and Exchange Commission (the "SEC") (such forms, together with the
Section 16 Forms, the "Forms");
2. take any action for and on my behalf that may be necessary or desirable to
complete and execute any Forms and/or amendments to any Forms, and timely file
such Forms and/or amendments with the SEC and any stock exchange or similar
authority; and
3. take any other action related to the Forms or amendments to the Forms that,
in the opinion of the attorney-in-fact, may benefit me, be in my best interest
or be legally required to be done by me. Any documents executed by an
attorney-in-fact on my behalf under this Power of Attorney will be in the form
and will contain the terms and conditions that the attorney-in-fact may approve
in his or her discretion.
By signing this power of attorney, I grant to each attorney-in-fact the power
and authority to take any and every action required, necessary or proper to be
done in the exercise of any of the rights and powers granted in this power of
attorney, as fully as I might or could if I was acting personally, with full
power of substitution. I confirm all actions that an attorney-in-fact, or his or
her substitute, lawfully takes or causes to be taken by virtue of this power of
attorney and the rights and powers granted in this power of attorney. I
acknowledge that none of the attorneys-in-fact, in serving as my
attorney-in-fact, at my request, is assuming, nor is Etsy assuming, any of my
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934. This power of attorney shall remain in full force and effect until I am no
longer required to file any Forms, until the time at which I revoke it by a
signed writing that I deliver to the applicable attorney-in-fact or, regarding
any individual attorney-in-fact, until that attorney-in-fact is no longer an
Etsy employee.
By: /s/Kruti Patel Goyal
Print Name: Kruti Patel Goyal
Date: January 20, 2021