0001209191-20-053929.txt : 20201005 0001209191-20-053929.hdr.sgml : 20201005 20201005203343 ACCESSION NUMBER: 0001209191-20-053929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simeone Jill CENTRAL INDEX KEY: 0001581731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36911 FILM NUMBER: 201225281 MAIL ADDRESS: STREET 1: C/O ETSY STREET 2: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETSY INC CENTRAL INDEX KEY: 0001370637 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: 718-855-7956 MAIL ADDRESS: STREET 1: 117 ADAMS STREET CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-01 0 0001370637 ETSY INC ETSY 0001581731 Simeone Jill C/O ETSY, INC. 117 ADAMS STREET BROOKLYN NY 11201 0 1 0 0 General Counsel & Secretary Common Stock 2020-10-01 4 M 0 11391 0.00 A 22951 D Common Stock 2020-10-01 4 F 0 6065 131.69 D 16886 D Common Stock 2020-10-02 4 S 0 169 127.49 D 16717 D Common Stock 2020-10-02 4 S 0 331 129.52 D 16386 D Common Stock 2020-10-02 4 S 0 1683 131.23 D 14703 D Common Stock 2020-10-02 4 S 0 963 132.08 D 13740 D Common Stock 2020-10-02 4 S 0 517 132.98 D 13223 D Restricted Stock Units 2020-10-01 4 M 0 3601 0.00 D Common Stock 3601 25210 D Restricted Stock Units 2020-10-01 4 M 0 2772 0.00 D Common Stock 2772 8319 D Restricted Stock Units 2020-10-01 4 M 0 1875 0.00 D Common Stock 1875 1875 D Restricted Stock Units 2020-10-01 4 M 0 2023 0.00 D Common Stock 2023 10115 D Restricted Stock Units 2020-10-01 4 M 0 1120 0.00 D Common Stock 1120 3361 D Shares of common stock acquired upon the vesting of restricted stock units. This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units. These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.24 to $129.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.87 to $131.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.495, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.855 to $133.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents restricted stock units which correspond 1-for-1 with common stock. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2018, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. 25% of the restricted stock units vested on January 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. 25% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. /s/ Alla Berenshteyn, as Attorney-in-Fact for Jill Simeone 2020-10-05