0000904454-16-001413.txt : 20160901
0000904454-16-001413.hdr.sgml : 20160901
20160901180110
ACCESSION NUMBER: 0000904454-16-001413
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160421
FILED AS OF DATE: 20160901
DATE AS OF CHANGE: 20160901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sagent Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001369786
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
BUSINESS PHONE: 847-908-1604
MAIL ADDRESS:
STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
FORMER COMPANY:
FORMER CONFORMED NAME: Sagent Holding Co.
DATE OF NAME CHANGE: 20090529
FORMER COMPANY:
FORMER CONFORMED NAME: NHS PHARMACEUTICALS
DATE OF NAME CHANGE: 20060720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIVO VENTURES VI AFFIILATES FUND, L.P.
CENTRAL INDEX KEY: 0001400245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 161866636
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALP ALTO CALIFORNIA
STATE: CA
ZIP: 94301
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALP ALTO CALIFORNIA
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivo Ventures Fund VI, L.P.
CENTRAL INDEX KEY: 0001469473
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 161866637
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: (650) 688-0818
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivo Ventures VI, LLC
CENTRAL INDEX KEY: 0001469547
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 161866638
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: (650) 688-0818
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-04-21
0001369786
Sagent Pharmaceuticals, Inc.
SGNT
0001469547
Vivo Ventures VI, LLC
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
0
0
1
0
0001469473
Vivo Ventures Fund VI, L.P.
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
0
0
1
0
0001400245
VIVO VENTURES VI AFFIILATES FUND, L.P.
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2016-04-21
4
S
0
2299
13.55
D
3456332
I
See footnote
Common Stock
2016-04-21
4
S
0
17
13.55
D
25320
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.55 to $13.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
Includes 3,456,332 shares held of record by Vivo Ventures Fund VI, L.P. ("Fund VI"). Vivo Ventures VI, LLC, the sole general partner of Fund VI, may be deemed to be the beneficial owner of the shares held by Fund VI. Vivo Ventures VI, LLC hereby disclaims any beneficial ownership of any shares directly held by Fund VI, except to the extent of its pecuniary interest therein.
Includes [25,320] shares held of record by Vivo Ventures VI Affiliates Fund, L.P. ("VI Affiliates Fund"). Vivo Ventures VI, LLC, the sole general partner of VI Affiliates Fund, may be deemed to be the beneficial owner of the shares held by VI Affiliates Fund. Vivo Ventures VI, LLC hereby disclaims any beneficial ownership of any shares directly held by VI Affiliates Fund, except to the extent of its pecuniary interest therein.
/s/ Frank Kung, Managing Member of Vivo Ventures VI, LLC
2016-04-25
/s/ Frank Kung, Managing Member of Vivo Ventures VI, LLC, General Partner of Vivo Ventures Fund VI, L.P.
2016-04-25
/s/ Frank Kung, Managing Member of Vivo Ventures VI , LLC, General Partner of Vivo Ventures VI Affiliates Fund, L.P.
2016-04-25