0000904454-15-000675.txt : 20151104
0000904454-15-000675.hdr.sgml : 20151104
20151104183438
ACCESSION NUMBER: 0000904454-15-000675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sagent Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001369786
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
BUSINESS PHONE: 847-908-1604
MAIL ADDRESS:
STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700
CITY: SCHAUMBURG
STATE: IL
ZIP: 60195
FORMER COMPANY:
FORMER CONFORMED NAME: Sagent Holding Co.
DATE OF NAME CHANGE: 20090529
FORMER COMPANY:
FORMER CONFORMED NAME: NHS PHARMACEUTICALS
DATE OF NAME CHANGE: 20060720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivo Ventures V Affiliates Fund, L.P.
CENTRAL INDEX KEY: 0001398936
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 151198304
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-688-0818
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivo Ventures Fund V, L.P.
CENTRAL INDEX KEY: 0001398937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 151198305
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-688-0818
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivo Ventures V, LLC
CENTRAL INDEX KEY: 0001399028
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35144
FILM NUMBER: 151198306
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-688-0818
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-11-02
0001369786
Sagent Pharmaceuticals, Inc.
SGNT
0001399028
Vivo Ventures V, LLC
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
0
0
1
0
0001398937
Vivo Ventures Fund V, L.P.
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
0
0
1
0
0001398936
Vivo Ventures V Affiliates Fund, L.P.
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2015-11-02
4
S
0
80015
16.8695
D
3496951
I
See footnote
Common Stock
2015-11-02
4
S
0
939
16.8695
D
41041
I
See footnote
Common Stock
2015-11-03
4
S
0
57565
16.32
D
3439386
I
See footnote
Common Stock
2015-11-03
4
S
0
675
16.32
D
40366
I
See footnote
Common Stock
2015-11-04
4
S
0
458601
15.45
D
2980785
I
See footnote
Common Stock
2015-11-04
4
S
0
5382
15.45
D
34984
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.59 to $17.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $17.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
Includes 3,496,951 shares held of record by Vivo Ventures Fund V, L.P. ("Fund V") .Vivo Ventures V, LLC, the sole general partner of Fund V, may be deemed to be the beneficial owner of the shares held by Fund V. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by Fund V, except to the extent of its pecuniary interest therein.
Includes 41,041 shares held of record by Vivo Ventures V Affiliates Fund, L.P. ("V Affiliates Fund"). Vivo Ventures V, LLC, the sole general partner of V Affiliates Fund, may be deemed to be the beneficial owner of the shares held by V Affiliates Fund. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by V Affiliates Fund, except to the extent of its pecuniary interest therein.
Includes 3,439,386 shares held of record by Vivo Ventures Fund V, L.P. ("Fund V") .Vivo Ventures V, LLC, the sole general partner of Fund V, may be deemed to be the beneficial owner of the shares held by Fund V. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by Fund V, except to the extent of its pecuniary interest therein.
Includes 40,366 shares held of record by Vivo Ventures V Affiliates Fund, L.P. ("V Affiliates Fund"). Vivo Ventures V, LLC, the sole general partner of V Affiliates Fund, may be deemed to be the beneficial owner of the shares held by V Affiliates Fund. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by V Affiliates Fund, except to the extent of its pecuniary interest therein.
Includes 2,980,785 shares held of record by Vivo Ventures Fund V, L.P. ("Fund V") .Vivo Ventures V, LLC, the sole general partner of Fund V, may be deemed to be the beneficial owner of the shares held by Fund V. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by Fund V, except to the extent of its pecuniary interest therein.
Includes 34,984 shares held of record by Vivo Ventures V Affiliates Fund, L.P. ("V Affiliates Fund"). Vivo Ventures V, LLC, the sole general partner of V Affiliates Fund, may be deemed to be the beneficial owner of the shares held by V Affiliates Fund. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by V Affiliates Fund, except to the extent of its pecuniary interest therein.
/s/ Frank Kung, Managing Member of Vivo Ventures V, LLC
2015-11-04
/s/ Frank Kung, Managing Member of Vivo Ventures Fund V, LLC, General Partner of Vivo Ventures Fund V, L. P.
2015-11-04
/s/Frank Kung, Managing Member of Vivo Ventures V, LLC, General Partner of Vivo Ventures V Affiliates Fund, L.P.
2015-11-04