0000908662-17-000097.txt : 20170501 0000908662-17-000097.hdr.sgml : 20170501 20170501160511 ACCESSION NUMBER: 0000908662-17-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNBURGH RICHARD E CENTRAL INDEX KEY: 0001369635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 17800688 MAIL ADDRESS: STREET 1: 401 N. MAIN STREET CITY: WINSTON-SALEM STATE: NC ZIP: 27101 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-27 0001373561 NewStar Financial, Inc. NEWS 0001369635 THORNBURGH RICHARD E C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 1 0 0 0 Common Stock, par value $0.01 per share 2017-04-27 4 M 0 5000 8.28 A 147783 D Common Stock, par value $0.01 per share 2017-04-27 4 F 0 3799 10.90 D 143984 D Common Stock 8.28 2017-04-27 4 M 0 5000 0 D 2017-05-12 Common Stock 5000 0 D Fully vested /s/ John K. Bray as attorney-in-fact 2017-05-01