0000908662-16-000539.txt : 20160516
0000908662-16-000539.hdr.sgml : 20160516
20160516175340
ACCESSION NUMBER: 0000908662-16-000539
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160512
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THORNBURGH RICHARD E
CENTRAL INDEX KEY: 0001369635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 161655553
MAIL ADDRESS:
STREET 1: 401 N. MAIN STREET
CITY: WINSTON-SALEM
STATE: NC
ZIP: 27101
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-05-12
0001373561
NewStar Financial, Inc.
NEWS
0001369635
THORNBURGH RICHARD E
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
1
0
0
0
Common Stock
2016-05-12
4
A
0
13458
0
A
142783
D
The securities reported are shares of restricted stock which will vest in full on the one year anniversary of the grant date.
/s/ John K. Bray as attorney-in-fact
2016-05-16