0001535264-15-000083.txt : 20150924
0001535264-15-000083.hdr.sgml : 20150924
20150924112727
ACCESSION NUMBER: 0001535264-15-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150921
FILED AS OF DATE: 20150924
DATE AS OF CHANGE: 20150924
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WaferGen Bio-systems, Inc.
CENTRAL INDEX KEY: 0001368993
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 900416683
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7400 PASEO PADRE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: (510) 651-4450
MAIL ADDRESS:
STREET 1: 7400 PASEO PADRE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94555
FORMER COMPANY:
FORMER CONFORMED NAME: La Burbuja Cafe, Inc.
DATE OF NAME CHANGE: 20060714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AWM Investment Company, Inc.
CENTRAL INDEX KEY: 0001535264
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36601
FILM NUMBER: 151122397
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-319-6670
MAIL ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-09-21
0
0001368993
WaferGen Bio-systems, Inc.
WGBS
0001535264
AWM Investment Company, Inc.
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY
10022
0
0
1
0
Common Stock
2015-09-21
4
S
0
17010
3.2185
D
1382990
I
By Limited Partnerships
Common Stock
2015-09-22
4
S
0
475363
2.2724
D
907627
I
By Limited Partnerships
This is a weighted average price.
AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Private Equity Fund, L.P. (SSPE) and Special Situations Life Sciences Fund, L.P. (SSLS and together with SSFQP, CAYMAN, SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 388,983 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 129,661 Shares held by CAYMAN, 129,661 Shares held by SSPE and 259,322 Shares held by SSLS.
Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Adam Stettner
2015-09-24