-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TxafU6/92NjAza6USERxDWVe+zmzFcy9izEq++cI8zKZKbaki9FbscKU/WovCzlD zl/TeBaF4+g8gpr+yztSuQ== 0001144204-11-008590.txt : 20110215 0001144204-11-008590.hdr.sgml : 20110215 20110215091308 ACCESSION NUMBER: 0001144204-11-008590 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Umami Sustainable Seafood Inc. CENTRAL INDEX KEY: 0001368765 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-52401 FILM NUMBER: 11612534 BUSINESS ADDRESS: STREET 1: 1230 COLUMBIA ST., STREET 2: SUITE 1100 CITY: SAN DIEGO, STATE: CA ZIP: 92101 BUSINESS PHONE: (619) 544-9177 MAIL ADDRESS: STREET 1: 1230 COLUMBIA ST., STREET 2: SUITE 1100 CITY: SAN DIEGO, STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: LIONS GATE LIGHTING CORP. DATE OF NAME CHANGE: 20060712 NT 10-Q 1 v211374_nt10-q.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 12b-25
OMB APPROVAL
OMB Number:                    3235-0058
Expires:                          May 31, 2012
Estimated average burden hours per response........2.50
 
 
 
NOTIFICATION OF LATE FILING
SEC FILE NUMBER
000 50177

(Check One):       £  Form 10-K     ¨  Form 20-F        ¨Form 11-K     xForm 10-Q     ¨ Form N-SAR    ¨  Form N-CSR
CUSIP NUMBER
63008A 107
 
 
For Period Ended: December 31, 2010                                                                                                    
o Transition Report on Form 10-K
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q
o     Transition Report on Form N-SAR
 
For the Transition Period Ended:                                                                                                             
 
Read attached instruction sheet before preparing form.  Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
 
 
 
PART I - REGISTRANT INFORMATION
 
 
Umami Sustainable Seafood Inc.
Full Name of Registrant
 
 
Former Name if Applicable
 
1230 Columbia St., Suite 1100
Address of Principal Executive Office (Street and Number)
 
San Diego, CA 92101
City, State and Zip Code
 
 
 
 
PART II
RULES 12b-25(b) AND (c)
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate)
x
(a)The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
(b)The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or From N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
(c)The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 

 
PART III
NARRATIVE
 
State below in reasonable detail the reasons why  Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The quarterly report of Umami Sustainable Seafood, Inc. (the “Company”) on Form 10-Q could not be filed within the prescribed time period because the Company has a small accounting staff and was unable to finalize its financial results as well as the disclosure requirements of Form 10-Q in the required time-frame.
 
PART IV
OTHER INFORMATION
 
(1)
Name and telephone number of person to contact in regard to this notification
  
 
 
Mitchell S. Nussbaum, Esq.
 
212
 
407-4159
 
(Name)
(Area Code)
(Telephone Number)
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed?  If answer is no, identify report(s).
x              Yes¨No
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
x              Yes¨No
 
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
  
 
We anticipate a significant change in our results of operations from the corresponding period in the last fiscal year due to our former status as a shell company.  Due to a significant acquisition completed during the reporting period, the company is unable at this time to provide a reasonable estimate of the operating results for the three months ended December 31, 2010.
  

 
Umami Sustainable Seafood Inc.
(Name of Registrant as Specified in Charter)
 
Has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Date: February 14, 2011
By:      /s/ Daniel G.  Zang                                                         
         Name:  Daniel G. Zang,         
         Title:  Chief Financial Officer
    
 
 
 
INSTRUCTION:  The form may be signed by an executive officer of the registrant or by any other duly authorized representative.  The name and title of the person signing the form shall be typed or printed beneath the signature.  If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.
 

 
ATTENTION
  
   
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).


-----END PRIVACY-ENHANCED MESSAGE-----