0001580695-18-000466.txt : 20181015
0001580695-18-000466.hdr.sgml : 20181015
20181015163129
ACCESSION NUMBER: 0001580695-18-000466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20181015
DATE AS OF CHANGE: 20181015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oppenheim Joel Martin
CENTRAL INDEX KEY: 0001646585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52690
FILM NUMBER: 181122538
MAIL ADDRESS:
STREET 1: 2035 SUL ROSS STREET
CITY: HOUSTON
STATE: TX
ZIP: 77098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Petrolia Energy Corp
CENTRAL INDEX KEY: 0001368637
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 861061005
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 710 N. POST OAK ROAD
STREET 2: SUITE 512
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 832-941-0011
MAIL ADDRESS:
STREET 1: 710 N. POST OAK ROAD
STREET 2: SUITE 512
CITY: HOUSTON
STATE: TX
ZIP: 77024
FORMER COMPANY:
FORMER CONFORMED NAME: Rockdale Resources Corp
DATE OF NAME CHANGE: 20120514
FORMER COMPANY:
FORMER CONFORMED NAME: Art Design, Inc.
DATE OF NAME CHANGE: 20060711
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-31
0
0001368637
Petrolia Energy Corp
BBLS
0001646585
Oppenheim Joel Martin
121 N. POST OAK LANE, APT. 1201
HOUSTON
TX
77024
1
0
0
0
Warrants
0.10
2018-03-31
2018-03-31
4
A
0
250000
0.10
A
2019-01-01
2021-01-01
Common
250000
3161667
D
Warrants
0.14
2018-03-31
2018-03-31
4
A
0
250000
0.14
A
2018-03-31
2021-03-31
Common
250000
3411667
D
Warrants
0.10
2018-06-30
2018-06-30
4
A
0
250000
0.10
A
2019-01-01
2021-01-01
Common
250000
3661667
D
Warrants
0.14
2018-06-30
2018-06-30
4
A
0
250000
0.14
A
2018-06-30
2021-06-30
Common
250000
3911667
D
Mr. Oppenheim receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period as of January 1, 2019.
Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
The Transactions reported were part of a LOC agreement, where by the reporting person was to receive 250,000 warrants quarterly, exercisable for 3 years. The exercise price of the additional warrants will be based on the average common stock market price over the previous 90 days.
/s/ Joel M Oppenheim
2018-10-15