0001580695-18-000466.txt : 20181015 0001580695-18-000466.hdr.sgml : 20181015 20181015163129 ACCESSION NUMBER: 0001580695-18-000466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20181015 DATE AS OF CHANGE: 20181015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oppenheim Joel Martin CENTRAL INDEX KEY: 0001646585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52690 FILM NUMBER: 181122538 MAIL ADDRESS: STREET 1: 2035 SUL ROSS STREET CITY: HOUSTON STATE: TX ZIP: 77098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Petrolia Energy Corp CENTRAL INDEX KEY: 0001368637 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 861061005 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 710 N. POST OAK ROAD STREET 2: SUITE 512 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 832-941-0011 MAIL ADDRESS: STREET 1: 710 N. POST OAK ROAD STREET 2: SUITE 512 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Rockdale Resources Corp DATE OF NAME CHANGE: 20120514 FORMER COMPANY: FORMER CONFORMED NAME: Art Design, Inc. DATE OF NAME CHANGE: 20060711 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2018-03-31 0 0001368637 Petrolia Energy Corp BBLS 0001646585 Oppenheim Joel Martin 121 N. POST OAK LANE, APT. 1201 HOUSTON TX 77024 1 0 0 0 Warrants 0.10 2018-03-31 2018-03-31 4 A 0 250000 0.10 A 2019-01-01 2021-01-01 Common 250000 3161667 D Warrants 0.14 2018-03-31 2018-03-31 4 A 0 250000 0.14 A 2018-03-31 2021-03-31 Common 250000 3411667 D Warrants 0.10 2018-06-30 2018-06-30 4 A 0 250000 0.10 A 2019-01-01 2021-01-01 Common 250000 3661667 D Warrants 0.14 2018-06-30 2018-06-30 4 A 0 250000 0.14 A 2018-06-30 2021-06-30 Common 250000 3911667 D Mr. Oppenheim receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period as of January 1, 2019. Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock. The Transactions reported were part of a LOC agreement, where by the reporting person was to receive 250,000 warrants quarterly, exercisable for 3 years. The exercise price of the additional warrants will be based on the average common stock market price over the previous 90 days. /s/ Joel M Oppenheim 2018-10-15