0001185185-18-000218.txt : 20180214 0001185185-18-000218.hdr.sgml : 20180214 20180214060329 ACCESSION NUMBER: 0001185185-18-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oppenheim Joel Martin CENTRAL INDEX KEY: 0001646585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52690 FILM NUMBER: 18606801 MAIL ADDRESS: STREET 1: 2035 SUL ROSS STREET CITY: HOUSTON STATE: TX ZIP: 77098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Petrolia Energy Corp CENTRAL INDEX KEY: 0001368637 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 861061005 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 710 N. POST OAK ROAD STREET 2: SUITE 512 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 832-941-0011 MAIL ADDRESS: STREET 1: 710 N. POST OAK ROAD STREET 2: SUITE 512 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Rockdale Resources Corp DATE OF NAME CHANGE: 20120514 FORMER COMPANY: FORMER CONFORMED NAME: Art Design, Inc. DATE OF NAME CHANGE: 20060711 4 1 form4-oppenheim021318.xml OWNERSHIP DOCUMENT X0306 4 2017-12-14 0 0001368637 Petrolia Energy Corp BBLS 0001646585 Oppenheim Joel Martin 2035 SUL ROSS STREET HOUSTON TX 77098 1 0 0 0 Common Stock 2017-12-14 2018-01-08 4 A 0 83334 0.12 A 4388334 D Common Stock 2017-12-15 4 A 0 10000 0.15 A 4398334 D Common Stock 2017-12-20 2018-01-08 4 A 0 288356 0.06 A 4686690 D Warrants 0.20 2017-12-14 4 P 0 83334 A 2017-12-14 2020-10-01 Common 83334 3585834 D Warrants 0.14 2017-12-31 4 P 0 250000 A 2017-12-31 2020-12-31 Common 250000 3835834 D Mr. Oppenheim purchased these shares on the open market. As part of a Private Placement, Warrants were issued by where by the unit purchaser would receive one warrant, exercisable @ $0.20, for every share purchased @ $0.12/share. Mr. Oppenheim secured a Line of Credit for the Company and received 250,000 Warrants, exercisable @ $0.14 until Dec. 31, 2020 as part of his compensation for the transaction. /s/ Joel M Oppenheim 2018-02-13