0001185185-18-000204.txt : 20180213 0001185185-18-000204.hdr.sgml : 20180213 20180213161027 ACCESSION NUMBER: 0001185185-18-000204 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oppenheim Joel Martin CENTRAL INDEX KEY: 0001646585 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52690 FILM NUMBER: 18603386 MAIL ADDRESS: STREET 1: 2035 SUL ROSS STREET CITY: HOUSTON STATE: TX ZIP: 77098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Petrolia Energy Corp CENTRAL INDEX KEY: 0001368637 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 861061005 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 710 N. POST OAK ROAD STREET 2: SUITE 512 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 832-941-0011 MAIL ADDRESS: STREET 1: 710 N. POST OAK ROAD STREET 2: SUITE 512 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Rockdale Resources Corp DATE OF NAME CHANGE: 20120514 FORMER COMPANY: FORMER CONFORMED NAME: Art Design, Inc. DATE OF NAME CHANGE: 20060711 4/A 1 form4a-oppenheim020718_2.xml OWNERSHIP DOCUMENT X0306 4/A 2016-09-12 2017-06-16 0 0001368637 Petrolia Energy Corp BBLS 0001646585 Oppenheim Joel Martin 2035 SUL ROSS STREET HOUSTON TX 77098 1 0 0 0 Common Stock 2016-09-12 2016-09-12 4 A 0 250000 0.08 A 950000 D Common Stock 2016-12-07 2016-12-07 4 C 0 300000 0.08 A 1250000 D Common Stock 2017-05-26 2017-06-02 4 A 0 20000 0.12 A 1270000 D Warrant 0.08 2016-12-07 2016-11-14 4 C 0 300000 0 D 2016-08-18 2019-08-18 Common Stock 300000 1767500 D Warrant 0.12 2017-05-23 2017-05-23 4 P 0 500000 0 A 2017-05-23 2020-05-23 Common Stock 500000 2267500 D Warrant 0.20 2017-05-26 2017-06-06 4 P 0 270000 0 A 2017-06-06 2020-06-06 Common Stock 270000 2537500 D The original Form 4 indicated an earliest transaction date of 06/06/2017, it should have been 09/12/16. The original Form 4 filed on 06/16/2017 inadvertently omitted reporting the acquisition of Common Stock as compensation for the conversion of debt held by Mr. Oppenheim in a transaction approved by the board in September 2016 and was disclosed in the 2016 3Q 10-Q filing. The original Form 4 filed on 06/16/2017 inadvertently omitted reporting the acquisition of Common Stock through the exercising of Warrants previously issued on 08/18/2016 as part of his 2016 Directors Compensation and was disclosed in the 2016 3Q 10-Q filing. The original Form 4 filed on 06/16/2017 erroneously reported that the Amount of Securities Beneficially Owned following the as 37,590 common shares. The correct number is 1,270,000 common shares after the included transactions disclosed in this filing. The original Form 4 filed on 06/16/2017 erroneously reported that the Amount of Securities Beneficially Owned following the as 770,000 warrants. The correct number is 2,267,500 warrants. The original Form 4 filed on 06/16/2017 erroneously reported that the Amount of Securities Beneficially Owned following the as 270,000 warrants. The correct number is 2,537,500 warrants. All other line items previously reported on the original Form 4 have been omitted from this Form 4/A as they have not changed. /s/ Joel M Oppenheim 2018-02-13