0001185185-18-000204.txt : 20180213
0001185185-18-000204.hdr.sgml : 20180213
20180213161027
ACCESSION NUMBER: 0001185185-18-000204
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oppenheim Joel Martin
CENTRAL INDEX KEY: 0001646585
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52690
FILM NUMBER: 18603386
MAIL ADDRESS:
STREET 1: 2035 SUL ROSS STREET
CITY: HOUSTON
STATE: TX
ZIP: 77098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Petrolia Energy Corp
CENTRAL INDEX KEY: 0001368637
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 861061005
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 710 N. POST OAK ROAD
STREET 2: SUITE 512
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 832-941-0011
MAIL ADDRESS:
STREET 1: 710 N. POST OAK ROAD
STREET 2: SUITE 512
CITY: HOUSTON
STATE: TX
ZIP: 77024
FORMER COMPANY:
FORMER CONFORMED NAME: Rockdale Resources Corp
DATE OF NAME CHANGE: 20120514
FORMER COMPANY:
FORMER CONFORMED NAME: Art Design, Inc.
DATE OF NAME CHANGE: 20060711
4/A
1
form4a-oppenheim020718_2.xml
OWNERSHIP DOCUMENT
X0306
4/A
2016-09-12
2017-06-16
0
0001368637
Petrolia Energy Corp
BBLS
0001646585
Oppenheim Joel Martin
2035 SUL ROSS STREET
HOUSTON
TX
77098
1
0
0
0
Common Stock
2016-09-12
2016-09-12
4
A
0
250000
0.08
A
950000
D
Common Stock
2016-12-07
2016-12-07
4
C
0
300000
0.08
A
1250000
D
Common Stock
2017-05-26
2017-06-02
4
A
0
20000
0.12
A
1270000
D
Warrant
0.08
2016-12-07
2016-11-14
4
C
0
300000
0
D
2016-08-18
2019-08-18
Common Stock
300000
1767500
D
Warrant
0.12
2017-05-23
2017-05-23
4
P
0
500000
0
A
2017-05-23
2020-05-23
Common Stock
500000
2267500
D
Warrant
0.20
2017-05-26
2017-06-06
4
P
0
270000
0
A
2017-06-06
2020-06-06
Common Stock
270000
2537500
D
The original Form 4 indicated an earliest transaction date of 06/06/2017, it should have been 09/12/16.
The original Form 4 filed on 06/16/2017 inadvertently omitted reporting the acquisition of Common Stock as compensation for the conversion of debt held by Mr. Oppenheim in a transaction approved by the board in September 2016 and was disclosed in the 2016 3Q 10-Q filing.
The original Form 4 filed on 06/16/2017 inadvertently omitted reporting the acquisition of Common Stock through the exercising of Warrants previously issued on 08/18/2016 as part of his 2016 Directors Compensation and was disclosed in the 2016 3Q 10-Q filing.
The original Form 4 filed on 06/16/2017 erroneously reported that the Amount of Securities Beneficially Owned following the as 37,590 common shares. The correct number is 1,270,000 common shares after the included transactions disclosed in this filing.
The original Form 4 filed on 06/16/2017 erroneously reported that the Amount of Securities Beneficially Owned following the as 770,000 warrants. The correct number is 2,267,500 warrants.
The original Form 4 filed on 06/16/2017 erroneously reported that the Amount of Securities Beneficially Owned following the as 270,000 warrants. The correct number is 2,537,500 warrants.
All other line items previously reported on the original Form 4 have been omitted from this Form 4/A as they have not changed.
/s/ Joel M Oppenheim
2018-02-13