The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adobe Systems Inc | CALL | 00724F901 | 1 | 70 | SH | Call | SOLE | 70 | 0 | 0 | |
Adobe Systems Inc | CALL | 00724F901 | 6 | 665 | SH | Call | SOLE | 665 | 0 | 0 | |
Advaxis Inc. | WTS | 007624117 | 0 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
Advaxis Inc. | WTS | 007624117 | 0 | 2,352,940 | SH | SOLE | 2,352,940 | 0 | 0 | ||
Advaxis Inc. | WTS | 007624117 | 0 | 6,666,668 | SH | SOLE | 6,666,668 | 0 | 0 | ||
Akamai Technologies, Inc. | CALL | 00971T901 | 5 | 532 | SH | Call | SOLE | 532 | 0 | 0 | |
AMAZON.COM INC | COM | 023135106 | 824 | 2,450 | SH | SOLE | 2,450 | 0 | 0 | ||
Amdocs Limited | CALL | G02602903 | 131 | 769 | SH | Call | SOLE | 769 | 0 | 0 | |
Amdocs Limited | CALL | G02602903 | 8 | 32 | SH | Call | SOLE | 32 | 0 | 0 | |
AMDOCS LTD | COM | 010510864 | 5,501 | 118,400 | SH | SOLE | 118,400 | 0 | 0 | ||
Analog Devices, Inc. | CALL | 032654905 | 2 | 345 | SH | Call | SOLE | 345 | 0 | 0 | |
AON PLC | CL A | G0408V102 | 1,740 | 20,650 | SH | SOLE | 20,650 | 0 | 0 | ||
ARAMARK HOLDINGS CORP | COM | 03852U106 | 1,417 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
AVIS BUDGET GROUP INC | COM | 053774105 | 682 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Baidu, Inc. | CALL | 056752908 | 316 | 770 | SH | Call | SOLE | 770 | 0 | 0 | |
Baidu, Inc. | CALL | 056752908 | 114 | 450 | SH | Call | SOLE | 450 | 0 | 0 | |
BorgWarner Inc. | CALL | 099724906 | 4 | 294 | SH | Call | SOLE | 294 | 0 | 0 | |
BorgWarner Inc. | CALL | 099724906 | 11 | 148 | SH | Call | SOLE | 148 | 0 | 0 | |
BROADSOFT INC | COM | 11133B409 | 878 | 32,830 | SH | SOLE | 32,830 | 0 | 0 | ||
BROOKFIELD OFFICE PPTYS | COM | 112900105 | 341 | 17,600 | SH | SOLE | 17,600 | 0 | 0 | ||
CARE.COM INC | COM | 141633107 | 463 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
CDW CORP | COM | 12514G108 | 2,535 | 92,400 | SH | SOLE | 92,400 | 0 | 0 | ||
Charter Communications, Inc. | CALL | 16117M905 | 7 | 140 | SH | Call | SOLE | 140 | 0 | 0 | |
Check Point Software Technologies Ltd. | CALL | 162825903 | 2 | 399 | SH | Call | SOLE | 399 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 5,413 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
Cisco Systems, Inc. | CALL | 17275R902 | 21 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
COLDWATER CREEK INC | COM | 193068202 | 5 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
COMMSCOPE HOLDING CO INC | COM | 20337X109 | 3,984 | 161,419 | SH | SOLE | 161,419 | 0 | 0 | ||
CONCUR TECHNOLOGIES INC | COM | 206708109 | 3,536 | 35,692 | SH | SOLE | 35,692 | 0 | 0 | ||
Cree, Inc. | CALL | 225447901 | 2 | 372 | SH | Call | SOLE | 372 | 0 | 0 | |
Cytec Industries Inc. | CALL | 232820900 | 11 | 382 | SH | Call | SOLE | 382 | 0 | 0 | |
DANA HOLDING CORP | COM | 235825205 | 2,101 | 90,300 | SH | SOLE | 90,300 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 7,957 | 117,250 | SH | SOLE | 117,250 | 0 | 0 | ||
DST SYSTEMS INC | COM | 233326107 | 1,327 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 851 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
ECHO THERAPEUTICS INC | COM | 27876L206 | 4,816 | 1,605,424 | SH | SOLE | 1,605,424 | 0 | 0 | ||
EMC Corporation | CALL | 268648902 | 26 | 1,050 | SH | Call | SOLE | 1,050 | 0 | 0 | |
EMMIS COMMUNICATIONS CORP | CL A | 291525103 | 51 | 15,840 | SH | SOLE | 15,840 | 0 | 0 | ||
ERICSSON (LM) TEL | ADR | 294821608 | 1,306 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
Expedia Inc. | CALL | 30212P903 | 7 | 491 | SH | Call | SOLE | 491 | 0 | 0 | |
F5 Networks, Inc. | CALL | 315616902 | 2 | 120 | SH | Call | SOLE | 120 | 0 | 0 | |
F5 Networks, Inc. | CALL | 315616902 | 1 | 119 | SH | Call | SOLE | 119 | 0 | 0 | |
FASTENAL CO | COM | 311900104 | 2,675 | 54,250 | SH | SOLE | 54,250 | 0 | 0 | ||
FIDELITY NATL INFORMATION SVC | COM | 31620M106 | 1,759 | 32,900 | SH | SOLE | 32,900 | 0 | 0 | ||
FREESCALE SEMICONDUCTOR HLDGS | COM | G3727Q101 | 4,699 | 192,500 | SH | SOLE | 192,500 | 0 | 0 | ||
Garmin Ltd. | CALL | H2906T909 | 15 | 339 | SH | Call | SOLE | 339 | 0 | 0 | |
GLOBALSCAPE INC | COM | 37940G109 | 52 | 20,882 | SH | SOLE | 20,882 | 0 | 0 | ||
HARMAN INTERNATIONAL | COM | 413086109 | 722 | 6,790 | SH | SOLE | 6,790 | 0 | 0 | ||
Harman Int'l Industries, Inc | CALL | 413086909 | 53 | 175 | SH | Call | SOLE | 175 | 0 | 0 | |
HD SUPPLY HOLDINGS INC | COM | 40416M105 | 4,595 | 175,703 | SH | SOLE | 175,703 | 0 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 4,482 | 168,262 | SH | SOLE | 168,262 | 0 | 0 | ||
Hertz Global Holdings, Inc. | CALL | 42805T905 | 39 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
Intel Corporation | CALL | 458140900 | 47 | 1,064 | SH | Call | SOLE | 1,064 | 0 | 0 | |
iShares China Large-Cap | CALL | 464287904 | 332 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
iShares MSCI Emerging Markets | PUT | 464287954 | 158 | 5,250 | SH | Put | SOLE | 5,250 | 0 | 0 | |
iShares MSCI Emerging Markets | PUT | 464287954 | 25 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
iShares MSCI Emerging Markets | PUT | 464287954 | 296 | 2,450 | SH | Put | SOLE | 2,450 | 0 | 0 | |
iShares Russell 2000 | PUT | 464287955 | 16 | 240 | SH | Put | SOLE | 240 | 0 | 0 | |
iShares Russell 2000 | PUT | 464287955 | 151 | 1,750 | SH | Put | SOLE | 1,750 | 0 | 0 | |
iShares Russell 2000 | PUT | 464287955 | 543 | 2,800 | SH | Put | SOLE | 2,800 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512815101 | 864 | 16,940 | SH | SOLE | 16,940 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 2,767 | 70,700 | SH | SOLE | 70,700 | 0 | 0 | ||
LIBERTY GLOBAL PLC | CL C | G5480U120 | 821 | 20,160 | SH | SOLE | 20,160 | 0 | 0 | ||
LIBERTY GLOBAL PLC | CL A | G5480U104 | 842 | 20,244 | SH | SOLE | 20,244 | 0 | 0 | ||
Linear Technology Corporation | CALL | 535678906 | 11 | 1,113 | SH | Call | SOLE | 1,113 | 0 | 0 | |
LOOKSMART LTD | COM | 543442602 | 1,267 | 576,000 | SH | SOLE | 576,000 | 0 | 0 | ||
MADISON SQUARE GARDEN CO | COM | 55826P100 | 2,663 | 46,900 | SH | SOLE | 46,900 | 0 | 0 | ||
MARKETO INC | COM | 57063L107 | 727 | 22,260 | SH | SOLE | 22,260 | 0 | 0 | ||
MERCADOLIBRE INC. | COM | 58733R102 | 599 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 6,269 | 131,250 | SH | SOLE | 131,250 | 0 | 0 | ||
MICROS Systems, Inc. | CALL | 594901900 | 5 | 158 | SH | Call | SOLE | 158 | 0 | 0 | |
Navidea Biopharmaceuticals Inc | CALL | 63937X903 | 926 | 23,000 | SH | Call | SOLE | 23,000 | 0 | 0 | |
Navidea Biopharmaceuticals Inc | CALL | 63937X903 | 1,117 | 27,000 | SH | Call | SOLE | 27,000 | 0 | 0 | |
Navidea Biopharmaceuticals Inc | CALL | 63937X903 | 458 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
Navidea Biopharmaceuticals Inc | COM | 63937X103 | 26,036 | 14,073,431 | SH | SOLE | 14,073,431 | 0 | 0 | ||
NCR Corp. | CALL | 62886E908 | 55 | 385 | SH | Call | SOLE | 385 | 0 | 0 | |
NCR Corp. | CALL | 62886E908 | 25 | 280 | SH | Call | SOLE | 280 | 0 | 0 | |
NeuStar, Inc. | CALL | 64126X901 | 11 | 701 | SH | Call | SOLE | 701 | 0 | 0 | |
NICE SYSTEMS LTD | CALL | 653656908 | 164 | 1,096 | SH | Call | SOLE | 1,096 | 0 | 0 | |
NICE SYSTEMS LTD | SPONS ADR | 653656108 | 7,644 | 171,150 | SH | SOLE | 171,150 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,880 | 168,000 | SH | SOLE | 168,000 | 0 | 0 | ||
Ohr Pharmaceutical, Inc. | CALL | 67778H900 | 1 | 8 | SH | Call | SOLE | 8 | 0 | 0 | |
Ohr Pharmaceutical, Inc. | CALL | 67778H900 | 2 | 8 | SH | Call | SOLE | 8 | 0 | 0 | |
Opko Health, Inc. | CALL | 68375N903 | 8 | 120 | SH | Call | SOLE | 120 | 0 | 0 | |
Opko Health, Inc. | CALL | 68375N903 | 10 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
PACER INTERNATIONAL INC | COM | 69373H106 | 143 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
Pandora Media, Inc. | CALL | 698354907 | 2 | 526 | SH | Call | SOLE | 526 | 0 | 0 | |
Pandora Media, Inc. | CALL | 698354907 | 1 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
Paychex, Inc. | CALL | 704326907 | 7 | 420 | SH | Call | SOLE | 420 | 0 | 0 | |
PRICELINE.COM INC | COM | 741503403 | 3,504 | 2,940 | SH | SOLE | 2,940 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 6,624 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
Real Goods Solar, Inc. | CALL | 75601N104 | 1 | 67 | SH | Call | SOLE | 67 | 0 | 0 | |
RETAILMENOT INC | COM | 76132B106 | 672 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
SAP AG | CALL | 803054904 | 76 | 182 | SH | Call | SOLE | 182 | 0 | 0 | |
SENSATA TECHNOLOGIES HLDG BV A | SHS | N7902X106 | 2,313 | 54,250 | SH | SOLE | 54,250 | 0 | 0 | ||
SINA CORP | COM | G81477104 | 5,920 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
SINA Corporation | CALL | G81477904 | 76 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
SINA Corporation | CALL | G81477904 | 58 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
SINA Corporation | CALL | G81477904 | 79 | 840 | SH | Call | SOLE | 840 | 0 | 0 | |
SKY-MOBI LTD | SPONS ADR | 83084G109 | 404 | 45,885 | SH | SOLE | 45,885 | 0 | 0 | ||
SPDR Dow Jones Industrial Average | PUT | 78467X959 | 27 | 595 | SH | Put | SOLE | 595 | 0 | 0 | |
SPDR Dow Jones Industrial Average | PUT | 78467X959 | 39 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
SPDR S&P 500 | PUT | 78462F953 | 92 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
SPDR S&P 500 | PUT | 78462F953 | 214 | 2,100 | SH | Put | SOLE | 2,100 | 0 | 0 | |
SPDR S&P 500 | PUT | 78462F953 | 159 | 876 | SH | Put | SOLE | 876 | 0 | 0 | |
SPDR S&P 500 | PUT | 78462F953 | 287 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
SPDR S&P 500 | PUT | 78462F953 | 181 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
Splunk, Inc. | CALL | 848637904 | 4 | 189 | SH | Call | SOLE | 189 | 0 | 0 | |
Symantec Corporation | CALL | 871503908 | 3 | 386 | SH | Call | SOLE | 386 | 0 | 0 | |
SYNOPSYS INC | COM | 871607107 | 6,729 | 175,183 | SH | SOLE | 175,183 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONS ADR | 874039100 | 6,026 | 301,000 | SH | SOLE | 301,000 | 0 | 0 | ||
TE Connectivity LTD | SHS | H84989104 | 3,582 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
TENGASCO INC | COM | 88033R205 | 24 | 47,450 | SH | SOLE | 47,450 | 0 | 0 | ||
TENNECO INC | COM | 880349105 | 4,512 | 77,700 | SH | SOLE | 77,700 | 0 | 0 | ||
Teradata Corporation | CALL | 88076W903 | 21 | 245 | SH | Call | SOLE | 245 | 0 | 0 | |
TEXAS INSTRUMENTS INC | COM | 882508104 | 1,878 | 39,830 | SH | SOLE | 39,830 | 0 | 0 | ||
TIME WARNER CABLE, INC. | COM | 88732J207 | 3,207 | 23,380 | SH | SOLE | 23,380 | 0 | 0 | ||
TOTAL SYSTEM SERVICES INC | COM | 891906109 | 6,109 | 200,900 | SH | SOLE | 200,900 | 0 | 0 | ||
TripAdvisor Inc. | CALL | 896945901 | 2 | 266 | SH | Call | SOLE | 266 | 0 | 0 | |
TWENTY FIRST CENTURY FOX | COM | 90130A101 | 3,357 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 864 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
VERINT SYS INC COM | COM | 92343X100 | 8,246 | 175,700 | SH | SOLE | 175,700 | 0 | 0 | ||
VIPSHOP HOLDINGS LTD | SPONS ADR | 92763W103 | 470 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
VISA INC | CL A | 92826C839 | 1,669 | 7,732 | SH | SOLE | 7,732 | 0 | 0 | ||
WESCO INTERNATIONAL INC | COM | 95082P105 | 3,502 | 42,085 | SH | SOLE | 42,085 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 1,285 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
WEX INC | COM | 96208T104 | 8,250 | 86,800 | SH | SOLE | 86,800 | 0 | 0 | ||
WisdomTree Japan Hedged Equity | PUT | 97717W951 | 138 | 1,750 | SH | Put | SOLE | 1,750 | 0 | 0 | |
WisdomTree Japan Hedged Equity | PUT | 97717W951 | 270 | 1,750 | SH | Put | SOLE | 1,750 | 0 | 0 | |
Workday, Inc. | CALL | 98138H901 | 5 | 123 | SH | Call | SOLE | 123 | 0 | 0 | |
Workday, Inc. | CALL | 98138H901 | 2 | 60 | SH | Call | SOLE | 60 | 0 | 0 | |
Workday, Inc. | CALL | 98138H901 | 3 | 231 | SH | Call | SOLE | 231 | 0 | 0 | |
Workday, Inc. | CALL | 98138H901 | 1 | 119 | SH | Call | SOLE | 119 | 0 | 0 | |
YELP INC | CL A | 985817105 | 431 | 5,600 | SH | SOLE | 5,600 | 0 | 0 |