Chief Compliance Officer

0001144204-13-046333.txt : 20130815 0001144204-13-046333.hdr.sgml : 20130815 20130815162312 ACCESSION NUMBER: 0001144204-13-046333 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Platinum Management (NY) LLC CENTRAL INDEX KEY: 0001368616 IRS NUMBER: 743027870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12968 FILM NUMBER: 131042481 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-581-2401 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001368616 XXXXXXXX 06-30-2013 06-30-2013 true 1 RESTATEMENT false Platinum Management (NY) LLC

152 West 57th Street New York NY 10019

13F HOLDINGS REPORT 028-12968 N Oliver Jimenez Chief Compliance Officer 212-582-2222 /s/ Oliver Jimenez New York NY 08-15-2013 0 140 284278 INFORMATION TABLE 2 infotable.xml AAR CORP COM 000361105 125 5700 SH SOLE 5700 0 0 ACTUATE CORP COM 00508B102 2 320 SH SOLE 320 0 0 Akamai Technologies, Inc CALL 00971T901 3 940 SH Call SOLE 940 0 0 Akamai Technologies, Inc CALL 00971T901 0 225 SH Call SOLE 225 0 0 ALTERA CORPORATION COM 021441100 3794 115000 SH SOLE 115000 0 0 AMAZON.COM INC COM 023135106 7636 27500 SH SOLE 27500 0 0 AMDOCS LTD COM 010510864 5248 141500 SH SOLE 141500 0 0 AMERICAN EXPRESS CO COM 025816109 5009 67000 SH SOLE 67000 0 0 Analog Devices Inc COM 032654105 8787 195000 SH SOLE 195000 0 0 APPLE INC COM 037833100 7 18 SH SOLE 18 0 0 ARGAN INC COM 04010E109 11 700 SH SOLE 700 0 0 ARMOUR RESIDENTIAL REIT INC WTS 042315119 5 510197 SH SOLE 510197 0 0 Aruba Networks Inc COM 043176106 2028 132000 SH SOLE 132000 0 0 AUTOBYTEL INC COM 05275N106 382 80000 SH SOLE 80000 0 0 AUTODESK INC COM 052769106 6795 200196 SH SOLE 200196 0 0 Autodesk, Inc CALL 052769906 27 1000 SH Call SOLE 1000 0 0 Autodesk, Inc CALL 052769906 24 2000 SH Call SOLE 2000 0 0 Autodesk, Inc CALL 052769906 7 1000 SH Call SOLE 1000 0 0 AVAGO TECHNOLOGIES COM 044643227 3738 100000 SH SOLE 100000 0 0 Avery Dennison Corp CALL 053611909 0 12 SH Call SOLE 12 0 0 Avery Dennison Corp CALL 053611909 21 460 SH Call SOLE 460 0 0 BAIDU INC SPON ADR 056752108 1183 12500 SH SOLE 12500 0 0 Baidu, Inc CALL 056752908 273 950 SH Call SOLE 950 0 0 BARNES & NOBLE INC COM 067774109 7 463 SH SOLE 463 0 0 Broadcom Corp CALL 111320907 2 750 SH Call SOLE 750 0 0 Broadcom Corp CALL 111320907 0 350 SH Call SOLE 350 0 0 BroadSoft, Inc CALL 11133B909 7 559 SH Call SOLE 559 0 0 BroadSoft, Inc CALL 11133B909 4 362 SH Call SOLE 362 0 0 CBS CORP CL B 124857202 6500 133000 SH SOLE 133000 0 0 Check Point Software Technologies Ltd PUT M22465954 34 1250 SH Put SOLE 1250 0 0 Check Point Software Technologies Ltd PUT M22465954 16 250 SH Put SOLE 250 0 0 Check Point Software Technologies Ltd CALL M22465904 6 1270 SH Call SOLE 1270 0 0 CINTAS CORP COM 172908105 7514 165000 SH SOLE 165000 0 0 CISCO SYSTEMS INC COM 17275R102 8882 365000 SH SOLE 365000 0 0 Citrix Systems, Inc CALL 177376900 3 56 SH Call SOLE 56 0 0 Citrix Systems, Inc CALL 177376900 2 206 SH Call SOLE 206 0 0 Citrix Systems, Inc CALL 177376900 2 424 SH Call SOLE 424 0 0 COMCAST CORP CL A 200301101 1002 24000 SH SOLE 24000 0 0 CRAWFORD & CO CL B 224633107 69 12300 SH SOLE 12300 0 0 CSG Systems International Inc CALL 126349909 12 200 SH Call SOLE 200 0 0 CSG Systems International Inc CALL 126349909 8 306 SH Call SOLE 306 0 0 CSG SYSTEMS INTL INC COM 126349109 784 36000 SH SOLE 36000 0 0 CYTEC INDUSTRIES INC COM 232820100 5494 75000 SH SOLE 75000 0 0 DST SYSTEMS INC COM 233326107 3417 52300 SH SOLE 52300 0 0 ECHO THERAPEUTICS INC COM 27876L107 1125 451850 SH SOLE 451850 0 0 Expedia Inc CALL 30212P903 1 220 SH Call SOLE 220 0 0 Expedia Inc CALL 30212P903 1 220 SH Call SOLE 220 0 0 F5 Networks, Inc CALL 315616902 11 270 SH Call SOLE 270 0 0 F5 Networks, Inc CALL 315616902 14 200 SH Call SOLE 200 0 0 FAIRCHILD SEMICON INTERNATIO COM 303726103 5106 370000 SH SOLE 370000 0 0 FIRST BANCSHARES INC COM 318916103 52 4022 SH SOLE 4022 0 0 FIRST CITIZENS BANC CORP COM 319459202 157 21800 SH SOLE 21800 0 0 FLEXTRONICS INTL LTD ORD 010420245 2516 325000 SH SOLE 325000 0 0 Fortinet Inc CALL 34959E909 3 250 SH Call SOLE 250 0 0 Fortinet Inc CALL 34959E909 6 368 SH Call SOLE 368 0 0 Fortinet Inc CALL 34959E909 11 707 SH Call SOLE 707 0 0 Fortinet Inc CALL 34959E909 1 26 SH Call SOLE 26 0 0 GLOBAL PAYMENTS INC COM 37940X102 4864 105000 SH SOLE 105000 0 0 GOOGLE INC CL A 38259P508 7043 8000 SH SOLE 8000 0 0 HECLA MINING CO COM 422704106 208 69664 SH SOLE 69664 0 0 HEXCEL CORP COM 428291108 6129 180000 SH SOLE 180000 0 0 INTERSIL CORP CL A 46069S109 624 80000 SH SOLE 80000 0 0 Intersil Corporation CALL 46069S909 1 250 SH Call SOLE 250 0 0 Intersil Corporation CALL 46069S909 2 250 SH Call SOLE 250 0 0 INTL BUSINESS MACHINES CORP COM 459200101 3638 19037 SH SOLE 19037 0 0 INTUIT INC COM 461202103 7943 130124 SH SOLE 130124 0 0 IPG PHOTONICS CORP COM 44980X109 2490 41000 SH SOLE 41000 0 0 Jabil Circuit Inc CALL 466313903 17 850 SH Call SOLE 850 0 0 JUNIPER NETWORKS INC COM 48203R104 5272 273000 SH SOLE 273000 0 0 LIBERTY GLOBAL INC-A COM 530555101 8819 120000 SH SOLE 120000 0 0 LINKEDIN CORP COM CL A 53578A108 2675 15000 SH SOLE 15000 0 0 LOOKSMART LTD COM 543442503 1192 1728000 SH SOLE 1728000 0 0 MAD CATZ INTERACTIVE INC COM 556162105 31 72916 SH SOLE 72916 0 0 MADISON SQUARE GARDEN CO CL A 55826P100 6932 117000 SH SOLE 117000 0 0 Madison Square Garden Company CALL 55826P900 7 300 SH Call SOLE 300 0 0 MASTERCARD INC CL A 57636Q104 3849 6700 SH SOLE 6700 0 0 MCCLATCHY CO CL A 579489105 105 46000 SH SOLE 46000 0 0 Mercadolibre, Inc CALL 58733R902 3 238 SH Call SOLE 238 0 0 Microchip Technology Inc CALL 595017904 5 1030 SH Call SOLE 1030 0 0 MICROSOFT CORP COM 594918104 7462 216000 SH SOLE 216000 0 0 MITEL NETWORKS CORP COM 60671Q104 127 33000 SH SOLE 33000 0 0 MONARCH FINANCIAL HOLDINGS COM 60907Q100 153 14165 SH SOLE 14165 0 0 Motorola Solutions, Inc CALL 620076907 3 670 SH Call SOLE 670 0 0 NAVIDEA BIOPHARMACEUTICALS COM 63937X103 24549 9194517 SH SOLE 9194517 0 0 NETSOL TECHNOLOGIES INC COM 64115A204 171 17000 SH SOLE 17000 0 0 NEWS CORP CL A 65248E104 5165 158000 SH SOLE 158000 0 0 NICE SYSTEMS LTD SPON ADR 653656108 4814 130500 SH SOLE 130500 0 0 NIELSEN HOLDINGS NV COM 58951030 6214 185000 SH SOLE 185000 0 0 NN INC COM 629337106 138 12100 SH SOLE 12100 0 0 NVIDIA Corporation CALL 67066G904 6 2000 SH Call SOLE 2000 0 0 NVIDIA Corporation CALL 67066G904 0 135 SH Call SOLE 135 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6514 210000 SH SOLE 210000 0 0 NXP Semiconductors NV CALL N6596X909 2 160 SH Call SOLE 160 0 0 ON SEMICONDUCTOR CORPORATION COM 682189105 2351 291000 SH SOLE 291000 0 0 PFIZER INC COM 717081103 2204 78700 SH SOLE 78700 0 0 Pfizer Inc PUT 717081953 85 787 SH Put SOLE 787 0 0 PowerShares QQQ PUT 73935A954 108 3000 SH Put SOLE 3000 0 0 PowerShares QQQ PUT 73935A954 118 1000 SH Put SOLE 1000 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 155 12900 SH SOLE 12900 0 0 PRICELINE.COM INC COM 741503403 2563 3100 SH SOLE 3100 0 0 PZENA INVESTMENT MGMT CL A 74731Q103 261 40000 SH SOLE 40000 0 0 Rackspace Hosting, Inc CALL 750086900 2 75 SH Call SOLE 75 0 0 Rackspace Hosting, Inc CALL 750086900 2 275 SH Call SOLE 275 0 0 RED HAT INC COM 756577102 1275 26654 SH SOLE 26654 0 0 SAP AG PUT 803054954 117 600 SH Put SOLE 600 0 0 Silicon Laboratories Inc CALL 826919102 1 42 SH Call SOLE 42 0 0 Silicon Laboratories Inc CALL 826919902 24 596 SH Call SOLE 596 0 0 SPDR S&P 500 ETF TR PUT 78463M957 687 3000 SH Put SOLE 3000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 401 4500 SH Put SOLE 4500 0 0 SPDR S&P 500 ETF TR PUT 78462F953 642 6000 SH Put SOLE 6000 0 0 SPRINT NEXTEL CORP COM 852061100 70 10000 SH SOLE 10000 0 0 STRATTEC SECURITY CORP COM 863111100 205 5500 SH SOLE 5500 0 0 STRYKER CORP COM 863667101 7 107 SH SOLE 107 0 0 SYNOPSYS INC COM 871607107 10189 285000 SH SOLE 285000 0 0 TARGET CORP COM 87612E106 7 102 SH SOLE 102 0 0 Teradata Corporation CALL 88076W903 4 538 SH Call SOLE 538 0 0 Teradata Corporation PUT 88076W953 61 350 SH Put SOLE 350 0 0 TEXAS INSTRUMENTS INC COM 882508104 1220 35000 SH SOLE 35000 0 0 The ADT Corporation CALL 00101J906 3 460 SH Call SOLE 460 0 0 The ADT Corporation CALL 00101J906 3 320 SH Call SOLE 320 0 0 THE WALT DISNEY CO COM 254687106 6189 98000 SH SOLE 98000 0 0 TIBCO SOFTWARE INC COM 88632Q103 642 30000 SH SOLE 30000 0 0 TIME WARNER INC COM 887317303 1966 34000 SH SOLE 34000 0 0 TOTAL SYSTEM SERVICES INC COM 891906109 10404 425000 SH SOLE 425000 0 0 Total System Services, Inc CALL 891906909 7 285 SH Call SOLE 285 0 0 Total System Services, Inc CALL 891906909 153 2356 SH Call SOLE 2356 0 0 TRINITY INDS INC COM COM 896522109 7 179 SH SOLE 179 0 0 TUPPERWARE BRANDS CORP COM 899896104 7 85 SH SOLE 85 0 0 TYCO ELECTRONICS LTD COM G9144P105 7059 155000 SH SOLE 155000 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 92 13000 SH SOLE 13000 0 0 VERINT SYS INC COM 92343X100 4079 115000 SH SOLE 115000 0 0 VERSAR INC COM 925297103 122 26800 SH SOLE 26800 0 0 VISA INC COM CL A 92826C839 5117 28000 SH SOLE 28000 0 0 VONAGE HOLDINGS CORP COM 92886T201 155 54600 SH SOLE 54600 0 0 WESCO INTERNATIONAL INC COM 95082P105 2515 37000 SH SOLE 37000 0 0 WESTERN UN CO COM 959802109 1283 75000 SH SOLE 75000 0 0 WHITEWAVE FOODS CO CL B 966244204 153 10087 SH SOLE 10087 0 0 XILINX INC COM 983919101 9110 230000 SH SOLE 230000 0 0 YAHOO! 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