0001193805-17-001300.txt : 20170717 0001193805-17-001300.hdr.sgml : 20170717 20170717171408 ACCESSION NUMBER: 0001193805-17-001300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170713 FILED AS OF DATE: 20170717 DATE AS OF CHANGE: 20170717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Adam S CENTRAL INDEX KEY: 0001542517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36728 FILM NUMBER: 17968080 MAIL ADDRESS: STREET 1: 65 COMMERCE WAY CITY: HACKENSACK STATE: NJ ZIP: 07601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADMA BIOLOGICS, INC. CENTRAL INDEX KEY: 0001368514 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 562590442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ADMA BIOLOGICS, INC. STREET 2: 465 STATE ROUTE 17 CITY: RAMSEY STATE: NJ ZIP: 07446 BUSINESS PHONE: (201) 478-5552 MAIL ADDRESS: STREET 1: C/O ADMA BIOLOGICS, INC. STREET 2: 465 STATE ROUTE 17 CITY: RAMSEY STATE: NJ ZIP: 07446 FORMER COMPANY: FORMER CONFORMED NAME: R&R ACQUISITION VI, INC DATE OF NAME CHANGE: 20060707 4 1 e616386_4-agrossman.xml X0306 4 2017-07-13 0 0001368514 ADMA BIOLOGICS, INC. ADMA 0001542517 Grossman Adam S C/O ADMA BIOLOGICS, INC. 465 STATE ROUTE 17 RAMSEY NJ 07446 1 1 0 0 President and CEO Common Stock 2017-07-13 4 M 0 42021 2.68 A 45732 D Common Stock 2017-07-13 4 F 0 34126 3.30 D 11606 D Common Stock 580957 I See Footnote Common Stock 259000 I See Footnote Employee Stock Option (right to buy) 2.68 2017-07-13 4 M 0 42021 0 D 2017-07-16 Common Stock 42021 0 D These shares are owned by Hariden, LLC ("Hariden"). The reporting person is the managing member of Hariden. These shares are owned by Areth, LLC ("Areth"). The reporting person is a control person of Areth. Twenty-five percent (25%) of the shares subject to the option vested on July 16, 2007 (the "First Anniversary Date"), and the remaining seventy-five percent (75%) of the shares subject to the option vested in equal monthly installments over the three (3) year period following the First Anniversary Date. /s/ Adam S. Grossman, by Brian Lenz as Attorney-in-fact 2017-07-17