-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UsN4O+l8iK6rDkRTSmYly5qQmA0Ww9duTWOkWssgxduZ0NU7VOfYqmFw5u61NL4J JX7JSqF6m9RW3fSfPvKbHw== 0001325358-10-000171.txt : 20100301 0001325358-10-000171.hdr.sgml : 20100301 20100301142521 ACCESSION NUMBER: 0001325358-10-000171 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 EFFECTIVENESS DATE: 20100301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morgan Stanley China A Share Fund, Inc. CENTRAL INDEX KEY: 0001368493 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-21926 FILM NUMBER: 10643639 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-6963 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 NSAR-B 1 answer.fil MAIN DOCUMENT 000 B000000 12/31/2009 000 C000000 0001368493 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 B 001 A000000 MORGAN STANLEY CHINA A SHARE FUND, INC. 001 B000000 811-21926 001 C000000 2122966963 002 A000000 522 FIFTH AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10036 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY 008 B000001 S 008 C000001 801-12964 008 D010001 16-01 CAPITAL SQUARE 008 D050001 SINGAPORE 008 D060001 049481 008 A000002 MORGAN STANLEY INVESTMENT MANAGEMENT INC. 008 B000002 S 008 C000002 801-05757 008 D010002 NEW YORK 008 D020002 NY 008 D030002 10036 010 A000001 MORGAN STANLEY INVESTMENT MANAGEMENT INC. 010 B000001 801-15757 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10036 012 A000001 COMPUTERSHARE TRUST COMPANY, N.A. 012 B000001 85-05003 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 012 C040001 3010 013 A000001 ERNST & YOUNG LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02116 013 B040001 5072 014 A000001 ARIGIL MENKUL DEGERLER A.S. 014 B000001 8-00000 014 A000002 BANK MORGAN STANLEY AG 014 B000002 8-00000 014 A000003 BANK OF TOKYO - MITSUBISHI UFJ LTD. 014 B000003 8-00000 014 A000004 BETTER ALTERNATIVE TRADING SYSTEM 014 B000004 8-00000 014 A000005 BLOCK INTEREST DISCOVERY SERVICE 014 B000005 8-00000 014 A000006 CHINA INTERNATIONAL CAPITAL CORP HONG KONG SECURITIES LTD. 014 B000006 8-00000 014 A000007 H.C. 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S.A. 014 B000019 8-00000 014 A000020 MORGAN STANLEY DISTRIBUTION, INC. 014 B000020 8-44766 014 A000021 MORGAN STANLEY DISTRIBUTORS INC. 014 B000021 8-45262 014 A000022 MORGAN STANLEY FUTURES (HONG KONG) LIMITED 014 B000022 8-00000 014 A000023 MORGAN STANLEY HONG KONG SECURITIES LIMITED 014 B000023 8-00000 014 A000024 MORGAN STANLEY INDIA COMPANY PRIVATE LTD 014 B000024 8-00000 014 A000025 MORGAN STANLEY INDIA FINANCIAL SERVICES PRIVATE LTD. 014 B000025 8-00000 014 A000026 MORGAN STANLEY JAPAN SECURITIES CO., LTD 014 B000026 8-00000 014 A000027 MORGAN STANLEY MARKET PRODUCTS INC. 014 B000027 8-37795 014 A000028 MORGAN STANLEY MUFG SECURITIES CO., LTD. 014 B000028 8-00000 014 A000029 MORGAN STANLEY SECURITIES LIMITED 014 B000029 8-00000 014 A000030 MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LTD 014 B000030 8-00000 014 A000031 MORGAN STANLEY SMITH BARNEY FINANCING, LLC 014 B000031 8-00000 014 A000032 MORGAN STANLEY SMITH BARNEY LLC 014 B000032 8-68191 014 A000033 MORGAN STANLEY TAIWAN LIMITED 014 B000033 8-00000 014 A000034 MORGAN STANLEY, S.V. 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Co., Continental Ins. Co. and Westchester Fire Ins. Co. 080 C000000 75000 081 A000000 Y 081 B000000 173 082 A000000 Y 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 3114 086 A020000 95 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 617468103 087 A030000 CAF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE James Garrett TITLE Treasurer EX-99.77O RULE 10F-3 2 mschinaasharefund.htm


                    MORGAN STANLEY CHINA "A" SHARE FUND, INC.
                          ITEM 77(O) 10F-3 TRANSACTIONS
                        JULY 1, 2009 - DECEMBER 31, 2009

                                                                   AMOUNT OF     % OF     % OF
                                      OFFERING                       SHARES     OFFERING  FUNDS
    SECURITY      PURCHASE/  SIZE OF  PRICE OF    TOTAL AMOUNT     PURCHASED   PURCHASED  TOTAL
   PURCHASED     TRADE DATE OFFERING   SHARES     OF OFFERING       BY FUND     BY FUND  ASSETS       BROKERS        PURCHASED FROM
- ---------------- ---------- -------- --------- ---------------- -------------- --------- ------ ------------------- ----------------
  Sinopharm      09/16/09      --    HKD16.000       USD $1.1 b        360,800    12.44%  0.19%    UBS Investment   UBS Securities
  Group Co.                                                                                         Bank, Morgan
                                                                                                      Stanley,
                                                                                                   Deutsche Bank,
                                                                                                    Citi, CICC,
                                                                                                       China
                                                                                                   International
                                                                                                      Capital
                                                                                                    Corporation
                                                                                                  Hong Securities
                                                                                                    Limited, UBS
                                                                                                   AG, Hong Kong
                                                                                                   Branch, Morgan
                                                                                                    Stanley Asia
                                                                                                      Limited,
                                                                                                     Citigroup
                                                                                                   Global Markets
                                                                                                   Asia Limited,
                                                                                                   Deutsche Bank
                                                                                                   AG, Hong Kong
                                                                                                   Branch, BOCOM
                                                                                                   International
                                                                                                     Securities
                                                                                                   Limited, China
                                                                                                     Merchants
                                                                                                  Securities (HK)
                                                                                                   Co., Limited,
                                                                                                       Daiwa
                                                                                                  Securities SMBC
                                                                                                     Hong Kong
                                                                                                   Limited, First
                                                                                                      Shanghai
                                                                                                     Securities
                                                                                                      Limited,
                                                                                                      Kingsway
                                                                                                     Financial
                                                                                                   Services Group
                                                                                                      Limited,
                                                                                                   Shenyin Wanguo
                                                                                                   Capital (H.K.)
                                                                                                      Limited



      China      09/25/09      --    HKD 3.900        USD $824m      1,490,000    12.42%  0.14%    Morgan Stanley,  Credit Suisse HK
    Resources                                                                                       Credit Suisse
      Cement

    Wynn Macau   09/30/09      --    HKD10.080       USD $1.63b      3,743,200     22.14   0.96    Morgan Stanley,  UBS Securities
       Ltd.                                                                                        J.P. Morgan,
                                                                                                   UBS Investment
                                                                                                    Bank, BofA
                                                                                                   Merrill Lynch,
                                                                                                   Deutsche Bank,
                                                                                                   ABN-AMRO, BNP
                                                                                                   PARIBAS, CLSA,
                                                                                                   Guocco Capital
                                                                                                      Limited

      China      12/04/09      --    HKD 8.160   $2,142,860,000      3,903,000     0.18%  0.68%    Morgan Stanley,  UBS Securities
  Longyuan Power                                                                                  UBS Investment
                                                                                                       Bank



  China Pacific  12/17/09      --    HKD28.000     $861,300,000      2,918,000     0.33%  1.83%     UBS Investment  UBS Securities
    Insurance                                                                                       Bank, Credit
                                                                                                    Suisse, CICC,
                                                                                                    Goldman Sachs
EX-99.77B ACCT LTTR 3 a11chinaasharen-sar.htm
               Report of Independent Registered Public Accounting
          Firm

To the Shareholders and Board of Directors of
Morgan Stanley China A Share Fund, Inc.

In  planning and performing our audit of the financial statements
of Morgan Stanley China A Share Fund, Inc. (the "Fund") as of and
for  the  year  ended December 31, 2009, in accordance  with  the
standards  of  the  Public  Company  Accounting  Oversight  Board
(United  States), we considered the Fund's internal control  over
financial   reporting,  including  controls   over   safeguarding
securities, as a basis for designing our auditing procedures  for
the purpose of expressing our opinion on the financial statements
and  to  comply with the requirements of Form N-SAR, but not  for
the  purpose of expressing an opinion on the effectiveness of the
Fund's internal control over financial reporting. Accordingly, we
express no such opinion.


The  management  of the Fund is responsible for establishing  and
maintaining effective internal control over financial  reporting.
In  fulfilling  this responsibility, estimates and  judgments  by
management  are  required  to assess the  expected  benefits  and
related  costs  of  controls.  A  Fund's  internal  control  over
financial  reporting is a process designed to provide  reasonable
assurance  regarding the reliability of financial  reporting  and
the preparation of financial statements for external purposes  in
accordance  with  generally  accepted  accounting  principles.  A
Fund's  internal control over financial reporting includes  those
policies  and  procedures that (1) pertain to the maintenance  of
records that, in reasonable detail, accurately and fairly reflect
the  transactions and dispositions of the assets of the Fund; (2)
provide  reasonable assurance that transactions are  recorded  as
necessary  to  permit  preparation  of  financial  statements  in
accordance  with  generally accepted accounting  principles,  and
that receipts and expenditures of the Fund are being made only in
accordance with authorizations of management and directors of the
Fund;  and  (3) provide reasonable assurance regarding prevention
or   timely  detection  of  unauthorized  acquisition,   use   or
disposition of a Fund's assets that could have a material  effect
on the financial statements.


Because  of  its  inherent  limitations,  internal  control  over
financial  reporting  may  not prevent or  detect  misstatements.
Also,  projections of any evaluation of effectiveness  to  future
periods  are  subject  to  the  risk  that  controls  may  become
inadequate  because of changes in conditions, or that the  degree
of compliance with the policies or procedures may deteriorate.


A  deficiency in internal control over financial reporting exists
when  the  design  or  operation of  a  control  does  not  allow
management or employees, in the normal course of performing their
assigned  functions,  to  prevent or detect  misstatements  on  a
timely  basis.  A  material  weakness  is  a  deficiency,  or   a
combination  of deficiencies, in internal control over  financial
reporting,  such  that there is a reasonable possibility  that  a
material  misstatement of the Fund's annual or interim  financial
statements will not be prevented or detected on a timely basis.


Our  consideration of the Fund's internal control over  financial
reporting  was  for the limited purpose described  in  the  first
paragraph and would not necessarily disclose all deficiencies  in
internal   control  that  might  be  material  weaknesses   under
standards  established by the Public Company Accounting Oversight
Board  (United States). However, we noted no deficiencies in  the
Fund's   internal  control  over  financial  reporting  and   its
operation, including controls over safeguarding securities,  that
we  consider  to be a material weakness as defined  above  as  of
December 31, 2009.

This  report is intended solely for the information  and  use  of
management and the Board of Directors of Morgan Stanley  China  A
Share  Fund, Inc. and the Securities and Exchange Commission  and
is not intended to be and should not be used by anyone other than
these specified parties.


                                        Ernst & Young LLP


Boston, Massachusetts
February 23, 2010
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