-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K9Nggn4Cud6gjCPpTwTvVAcCFs+P1vanxHG5jSa0puu8350VqFAwjh3IYwv7h1fj BeXhEtMruquRJWGFaQU83Q== 0001325358-08-000115.txt : 20080229 0001325358-08-000115.hdr.sgml : 20080229 20080229144643 ACCESSION NUMBER: 0001325358-08-000115 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080229 DATE AS OF CHANGE: 20080229 EFFECTIVENESS DATE: 20080229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morgan Stanley China A Share Fund, Inc. CENTRAL INDEX KEY: 0001368493 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-21926 FILM NUMBER: 08654810 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-903-7600 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 NSAR-B 1 answer.fil MAIN DOCUMENT 000 B000000 12/31/2007 000 C000000 0001368493 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 B 001 A000000 MORGAN STANLEY CHINA A SHARE FUND, INC. 001 B000000 811-21926 001 C000000 2122966990 002 A000000 522 FIFTH AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10036 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY 008 B000001 S 008 C000001 801-12964 008 D010001 16-01 CAPITAL SQUARE 008 D050001 SINGAPORE 008 D060001 049481 008 A000002 MORGAN STANLEY INVESTMENT MANAGEMENT INC. 008 B000002 A 008 C000002 801-05757 008 D010002 NEW YORK 008 D020002 NY 008 D030002 10036 010 A000001 MORGAN STANLEY INVESTMENT MANAGEMENT INC. 010 B000001 801-15757 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10036 012 A000001 COMPUTERSHARE TRUST COMPANY, N.A. 012 B000001 85-05003 012 C010001 PROVIDENCE 012 C020001 RI 012 C030001 02940 012 C040001 3010 013 A000001 ERNST & YOUNG LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02116 013 B040001 5072 014 A000001 JM MORGAN STANLEY PRIVATE LIMITED 014 B000001 8-00000000 014 A000002 MORGAN STANLEY & CO. INCORPORATED 014 B000002 8-15869 014 A000003 MORGAN STANLEY ASIA LTD. 014 B000003 8-00000000 014 A000004 MS DEAN WITTER AUSTRALIA SECURITIES LTD. 014 B000004 8-00000000 014 A000005 MORGAN STANLEY CANADA LTD. 014 B000005 8-00000000 014 A000006 MORGAN STANLEY DISTRIBUTORS INC. 014 B000006 8-45262 014 A000007 MORGAN STANLEY SV SA 014 B000007 8-00000000 014 A000008 ARAB MALAYSIA SECURITIES 014 B000008 8-00000000 014 A000009 CHINA INTERNATIONAL CAPITAL CORPORATION LTD. 014 B000009 8-00000000 014 A000010 HC SECURITIES 014 B000010 8-00000000 014 A000011 MORGAN STANLEY MARKET PRODUCTS INC. 014 B000011 8-37795 014 A000012 MORGAN STANLEY DW INC. 014 B000012 8-14172 014 A000013 MORGAN STANLEY INTERNATIONAL LTD. 014 B000013 8-00000000 014 A000014 MORGAN STANLEY JAPAN LTD. 014 B000014 8-00000000 014 A000015 JM MORGAN STANLEY SECURITIES PRIVATE LTD. 014 B000015 8-00000000 014 A000016 MORGAN STANLEY SECURITIES SERVICES LTD. 014 B000016 8-26804 014 A000017 MORGAN STANLEY SECURITIES LTD. 014 B000017 8-00000000 014 A000018 PRIME DEALER SERVICES CORP. 014 B000018 8-47025 014 A000019 VAN KAMPEN FUNDS INC. 014 B000019 8-19412 014 A000020 MORGAN STANLEY DISTRIBUTION INC. 014 B000020 8-00000000 014 A000021 JM MS FIXED INCOME SECURITIES PRIVATE LIMITED 014 B000021 8-00000000 014 A000022 JM MORGAN STANLEY RETAIL SERVICES PRIVATE LTD 014 B000022 8-00000000 014 A000023 MORGAN STANLEY & CO. LIMITED 014 B000023 8-00000000 014 A000024 MORGAN STANLEY QUILTER LIMITED 014 B000024 8-00000000 014 A000025 MORGAN STANLEY BANK AG 014 B000025 8-00000000 015 A000001 JPMORGAN CHASE BANK, N.A. 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10017 015 E010001 X 015 A000002 JPMORGAN CHASE BANK, N.A. 015 B000002 C 015 C010002 NEW YORK 015 C020002 NY 015 C030002 10017 015 E040002 X 018 000000 Y 019 A000000 Y 019 B000000 177 019 C000000 MORGANINST 020 A000001 BOC INTERNATIONAL CHINA 020 B000001 00-0000000 020 C000001 612 020 A000002 UBS AG 020 B000002 13-3873456 020 C000002 276 020 A000003 MORGAN STANLEY DEAN WITTER & CO. 020 B000003 36-3145972 020 C000003 194 020 A000004 BEIJING GAOHUA SECURITIES CO. 020 B000004 00-0000000 020 C000004 191 020 A000005 BOCI SECURITIES LTD. HONG KONG 020 B000005 00-0000000 020 C000005 148 020 A000006 CHINA INTERNATIONAL CAPITAL CORPORATION LTD. (HONG KONG) 020 B000006 12-3456789 020 C000006 141 020 A000007 J.P. MORGAN SECURITIES, INC. 020 B000007 13-3224016 020 C000007 116 020 A000008 CITIGROUP, INC. 020 B000008 13-2614988 020 C000008 70 020 A000009 MACQUARIE SECURITIES, INC. 020 B000009 98-0141094 020 C000009 59 020 A000010 DEUTSCHE BANK 020 B000010 62-1223991 020 C000010 55 021 000000 2000 022 A000001 JPMORGAN CHASE & CO. 022 B000001 13-3379014 022 C000001 442708 022 D000001 77646 022 A000002 BOCI SECURITIES LTD. HONG KONG 022 B000002 00-0000000 022 C000002 773 022 D000002 0 022 A000003 HSBC SECURITIES, INC. 022 B000003 13-2650272 022 C000003 650 022 D000003 0 023 C000000 448386 023 D000000 77646 024 000000 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 045 000000 Y 046 000000 N 047 000000 Y 048 000000 1.500 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 Y 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 Y 066 E000000 N 066 F000000 N 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 Y 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 441301 071 B000000 441961 071 C000000 689901 071 D000000 64 072 A000000 12 072 B000000 195 072 C000000 7806 072 D000000 0 072 E000000 0 072 F000000 10421 072 G000000 555 072 H000000 0 072 I000000 8 072 J000000 891 072 K000000 0 072 L000000 0 072 M000000 7 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 42 072 S000000 62 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 64 072 X000000 12050 072 Y000000 0 072 Z000000 -4049 072AA000000 176006 072BB000000 0 072CC010000 497755 072CC020000 0 072DD010000 2052 072DD020000 0 072EE000000 123762 073 A010000 0.1566 073 A020000 0.0000 073 B000000 9.4460 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 0 074 D000000 0 074 E000000 0 074 F000000 1011236 074 G000000 0 074 H000000 0 074 I000000 520 074 J000000 4340 074 K000000 0 074 L000000 0 074 M000000 25 074 N000000 1016121 074 O000000 0 074 P000000 1305 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 120938 074 S000000 0 074 T000000 893878 074 U010000 13102 074 U020000 0 074 V010000 68.22 074 V020000 0.00 074 W000000 0.0000 074 X000000 5 074 Y000000 0 075 A000000 0 075 B000000 694934 076 000000 50.51 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 C000000 4500 081 A000000 Y 081 B000000 14 082 A000000 Y 082 B000000 100 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 617468103 087 A030000 CAF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE James Garrett TITLE Treasurer EX-99.77O RULE 10F-3 2 mscechinaasharefund.htm



                    MORGAN STANLEY CHINA "A" SHARE FUND, INC.
                          ITEM 77(O) 10F-3 TRANSACTIONS
                        JULY 1, 2007 - DECEMBER 31, 2007



                                                                AMOUNT OF    % OF
                                      OFFERING      TOTAL        SHARES    OFFERING   % OF FUNDS
   SECURITY     PURCHASE/   SIZE OF   PRICE OF    AMOUNT OF     PURCHASED  PURCHASED     TOTAL                   PURCHASED
  PURCHASED    TRADE DATE  OFFERING    SHARES     OFFERING       BY FUND    BY FUND     ASSETS       BROKERS        FROM
- ---------------------------------------------------------------------------------------------------------------------------
                                                                                                      Morgan
                                                                                                   Stanley Asia
                                                                                                  Limited, BOCI
                                                                                                  Asia Limited,
                                                                                                      Daiwa
                                                                                                    Securities
                                                                                                    SMBC Hong
                                                                                                  Kong Limited,
                                                                                                      China
 Anta Sports    07/03/07      --      $30.00     $367,000,000   1,826,000     0.31%      0.16%      Everbright       Boci
Products Ltd.                                                                                       Securities   Securities
                                                                                                  (HK) Limited,
                                                                                                     Kingsway
                                                                                                    Financial
                                                                                                     Services
                                                                                                  Group Limited
                                                                                                     Goldman
                                                                                                      Sachs,
                                                                                                  Goldman Sachs
                                                                                                      (Asia)
                                                                                                     L.L.C.,
                                                                                                      Morgan
                                                                                                   Stanley, BOC
                                                                                                  International,
                                                                                                      Morgan
                                                                                                   Stanley Asia
                                                                                                  Limited, BOCI
                                                                                                  Asia Limited,
                                                                                                   Guotai Junan
 Sino-Ocean                                                                                         Securities
Land Holdings   09/21/07      --      HKD7.70    USD 1.53 bin     887,000     0.05%      0.12%     (Hong Kong)      Boci
                                                                                                   Limited, DBS  Securities
                                                                                                   Asia capital
                                                                                                  Limited, Tai
                                                                                                       Fook
                                                                                                    Securities
                                                                                                     Company
                                                                                                     Limited,
                                                                                                    CICC China
                                                                                                  International
                                                                                                     Capital
                                                                                                   Corporation
                                                                                                    Limited),
                                                                                                    JPMorgan,
                                                                                                      China
                                                                                                  International
                                                                                                     Capital
                                                                                                   Corporation
                                                                                                   (Hong Kong)
                                                                                                  Limited, J.P.
                                                                                                      Morgan
                                                                                                    Securities
                                                                                                      (Asia
                                                                                                     Pacific)
                                                                                                     Limited,
                                                                                                      China
                                                                                                  International
                                                                                                     Capital
                                                                                                   Corporation
                                                                                                   (Hong Kong)
                                                                                                   Limited, CCB
                                                                                                  International
                                                                                                     Capital
  Sinotruk      11/23/07      --     HKD 12.88  USD 1.045 bin   4,000,000     0.63%      0.68%       Limited,     JPMorgan
   Limited                                                                                            First
                                                                                                     Shanghai
                                                                                                    Securities
                                                                                                     Limited,
                                                                                                     Taifook
                                                                                                    Securities
                                                                                                     Company
                                                                                                   Limited, VC
                                                                                                    Brokerage
                                                                                                     Limited







EX-99.77Q1 OTHR EXHB
3
a11chinaasharen-sar.htm
AUDIT OPINION




      Report of Independent Registered Public Accounting Firm

To the Shareholders and Board of Directors of
Morgan Stanley China A Share Fund, Inc.
In planning and performing our audit of the financial statements of Morgan Stanley China A Share Fund, Inc. (the "Fund") as of and for the year ended December 31, 2007, in accordance with the standards of the Public Fund Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A Fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A Fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the Fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and exp
enditures of the Fund are being made only in accordance with authorizations of management and directors of the Fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a Fund's assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Fund Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of December 31, 2007.
This report is intended solely for the information and use of management and the Board of Directors of Morgan Stanley China A Share Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.


								Ernst & Young LLP


Boston, Massachusetts
February 19, 2008
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