N-PX 1 y8616016nvpx.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21926 Morgan Stanley China A Share Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code) Stefanie V. Chang Yu, Esq. Managing Director Morgan Stanley Investment Management Inc. 522 Fifth Avenue New York, New York 10036 (Name and address of agent for service) Registrant's telephone number, including area code: 800-548-7786 Date of fiscal year end: 12/31 Date of reporting period: 7/1/09 - 6/30/10 ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21926 Reporting Period: 07/01/2009 - 06/30/2010 Morgan Stanley China A Share Fund, Inc. =================== MORGAN STANLEY CHINA A SHARE FUND, INC. ==================== ANGANG STEEL COMPANY LIMITED Ticker: 898 Security ID: CNE000000SQ4 Meeting Date: SEP 18, 2009 Meeting Type: Special Record Date: AUG 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Placement of New H Shares with For For Management a Nominal Value of RMB 1.00 to the Qualified Investors (Placement) 1b Approve Issuance of Not More than 217.2 For For Management Million New H Shares Under the Placement 1c Approve Target Placees Under the For For Management Placement 1d Approve Placing Price Under the For For Management Placement 1e Approve Arrangement of Accumulated For For Management Profits Under the Placement 1f Approve Validity Period of the For For Management Resolution for a Period of 12 Months Under the Placement 2 Authorize the Board to Deal with All For For Management Matters in Relation to the Placement 3 Approve Use of Proceeds from the For For Management Placement 4a Approve Issuance of Short-Term For For Management Debentures with an Aggregate Principal Amount of Not More than RMB 6 Billion to the Institutional Investors in PRC Inter-Bank Debenture Market (Proposed Issue of Short-Term Debentures) 4b Approve Issuance of Short-Term For For Management Debentures in Two Tranches Each with an Aggregate Principal Amount of RMB 3 Billion and a Term of Maturity of Not More than 365 Days 4c Approve Interest Rates of the Proposed For For Management Issue of Short-Term Debentures 4d Approve Issue of Short-Term Debentures For For Management to Institutional Investors in the PRC Inter-Bank Debenture Market 4e Approve Use of Proceeds from the For For Management Proposed Issue of Short-Term Debentures 4f Approve Validity of the Proposed Issue For For Management of Short-Term Debentures for a Period of 24 Months 4g Authorize Board to Deal with All For For Management Matters Relating to Proposed Issue of Short-Term Debentures 5 Elect Kwong Chi Kit, Victor as For For Management Independent Non-Executive Director -------------------------------------------------------------------------------- ANGANG STEEL COMPANY LIMITED Ticker: 898 Security ID: Y0132F100 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Proposal for Distribution of For For Management Profits 5 Approve Proposed Remuneration of For For Management Directors and Supervisors 6 Appoint RSM China Certified Public For For Management Accountants and RSM Nelson Wheeler Certified Public Accountants as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- BANK OF BEIJING CO., LTD. Ticker: 601169 Security ID: Y06958113 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAY 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2010 Financial Budget Report For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve to Re-Appoint Company's 2010 For For Management Audit Firm 7 Approve the 2010-2011 Subordinate For For Management Debenture Issuance 8 Approve the Issuance of Financial Bond For For Management 9 Approve the Report on 2009 Connected For For Management Transactions 10 Approve 2009 Independent Directors' For For Management Report -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 601988 Security ID: Y0698A123 Meeting Date: MAR 19, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2a Approve Issuance of Convertible For For Management Corporate Bonds (Convertible Bonds) 2b Approve Issue Size of Convertible Bonds For For Management 2c Approve Par Value and Issue Price of For For Management Convertible Bonds 2d Approve Term of Convertible Bonds For For Management 2e Approve Interest Rate of Convertible For For Management Bonds 2f Approve Method and Timing of Interest For For Management Payment of Convertible Bonds 2g Approve Conversion Period of For For Management Convertible Bonds 2h Approve Conversion Price and Adjustment For For Management of Convertible Bonds 2i Approve Downward Adjustment to For For Management Convertible Bonds' Conversion Price 2j Approve Conversion Method of Fractional For For Management Share of the Convertible Bonds 2k Approve Terms of Redemption of the For For Management Convertible Bonds 2l Approve Redemption at the Option of For For Management Holders of Convertible Bonds 2m Approve Dividend Rights of the Year of For For Management Conversion 2n Approve Method of Issuance and Target For For Management Subscribers 2o Approve Subscription Arrangement for For For Management Existing A Shareholders 2p Approve Convertible Bonds' Holders and For For Management Meetings 2q Approve Use of Proceeds from Fund For For Management Raising Activities 2r Approve Special Provisions in Relation For For Management to Supplementary Capital 2s Approve Guarantee and Security of the For For Management Convertible Bonds 2t Approve Validity Period of the For For Management Resolution of the Convertible Bonds' Issue 2u Approve Matters Relating to For For Management Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 For For Management to 2012) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the For For Management Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 601988 Security ID: Y0698A123 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2009 Working Report of the Board For For Management of Directors 2 Accept 2009 Working Report of the For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve the 2009 Profit Distribution For For Management Plan 5 Aprove the 2010 Annual Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7a Reelect Xiao Gang as an Executive For For Management Director 7b Reelect Li Lihui as an Executive For For Management Director 7c Reelect Li Zaohang as an Executive For For Management Director 7d Reelect Zhou Zaiqun as an Executive For Against Management Director 7e Reelect Anthony Francis Neoh as an For For Management Independent Non-Executive Directo 7f Reelect Huang Shizhong as an For For Management Independent Non-Executive Director 7g Reelect Huang Danhan as an Independent For For Management Non-Executive Director 8a Elect Qin Rongsheng as an External For For Management Supervisor 8b Elect Bai Jingming as an External For For Management Supervisor 8c1 Reelect Wang Xueqiang as a None For Shareholder Shareholders Representative Supervisor of the Bank 8c2 Reelect Liu Wanming as a Shareholders None For Shareholder Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the For For Management External Supervisors 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items of None For Shareholder the Delegation of Authorities by the Shareholders Meeting to the Board of Directors -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO LTD Ticker: 601328 Security ID: Y06988110 Meeting Date: APR 20, 2010 Meeting Type: Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class and Par Value of Shares For For Management to be Issued Under the Proposed Rights Issue 1b Approve Ratio and Number of Shares to For For Management be Issued Under the Proposed Rights Issue 1c Approve Subscription Pricing and Price For For Management Determination Basis Under the Proposed Rights Issue 1d Approve Target Subscribers Under the For For Management Proposed Rights Issue 1e Approve Use of Proceeds Under the For For Management Proposed Rights Issue 1f Approve Validity of Rights Issue For For Management 1g Authorize Board to Deal With Specific For For Management Matters Relating to the Proposed Rights Issue 2 Approve Proposal in Relation to For For Management Undistributed Profits Prior to the Completion of the Rights Issue 3 Approve Feasibility Report Proposal For For Management 4 Approve Previous Fund Use Report For For Management Proposal 5 Approve Profit Distribution Plan and For For Management the Recommendation of the Dividend for the Year Ended Dec. 31, 2009 -------------------------------------------------------------------------------- BANK OF NANJING CO., LTD. Ticker: 601009 Security ID: Y0698E109 Meeting Date: JAN 12, 2010 Meeting Type: Special Record Date: JAN 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Rights Issuance 2 Approve Scheme for Rights Issuance For For Management 2.1 Approve Security Type and Par Value For For Management 2.2 Approve Scale, Proportion and Number of For For Management Shares 2.3 Approve Price and Pricing Method For For Management 2.4 Approve Parties For For Management 2.5 Approve Time of Issuance For For Management 2.6 Approve Amount to be Raised and Usage For For Management of Funds 2.7 Approve Listing Location For For Management 2.8 Approve Resolution Validity Period For For Management 3 Approve Report on the Usage of For For Management Previously Raised Funds 4 Approve Feasibility Report on the Usage For For Management of Funds from Rights Issuance 5 Approve Arrangement of Undistributed For For Management Profits before Rights Issuance 6 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Rights Issuance 7 Approve Formulation of Three-Year For For Management Capital Plan 8 Elect Ai Feili as Director For For Management -------------------------------------------------------------------------------- BEIJING CAPITAL DEVELOPMENT CO LTD Ticker: 600376 Security ID: Y0772K104 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: DEC 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Eligibility for For For Management Issuance of Corporate Bonds 2 Approve Number of Shares For For Management 3 Approve Issuance to Shareholders For For Management 4 Approve Bond Period For For Management 5 Approve Usage of Funds For For Management 6 Approve Resolution Validity Period For For Management 7 Authorize Board to Handle Matters For For Management Regarding Issuance of Corporate Bonds 8 Approve Loan Guarantee for Company's For For Management Wholly Owned Subsidiary -------------------------------------------------------------------------------- BEIJING YANJING BREWERY CO., LTD Ticker: 729 Security ID: Y0771Z102 Meeting Date: MAR 23, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 Annual Report and Annual For For Management Report Summary 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve to Re-Appoint Company's 2010 For For Management Audit Firm and Approve 2009 Payment of Audit Fee 7 Approve Estimated Amount of 2010 For For Management Continuing Connected Transactions 8 Approve Company's Eligibility for For For Management Public Issuance of Convertible Bonds 9 Approve Company's Public Issuance of For For Management Convertible Bonds 9.1 Approve Issue Type For For Management 9.2 Approve Scale of Issuance For For Management 9.3 Approve Par Vaue and Issue Price For For Management 9.4 Approve Bond Maturity For For Management 9.5 Approve Bond Interest Rate For For Management 9.6 Approve Gurantee of Issuance For For Management 9.7 Approve the Term and Method of For For Management Repayment of Principal and Interest 9.8 Approve Conversion Period For For Management 9.9 Approve the Amendments and Confirmation For For Management of Conversion Price 9.10 Approve the Downward Revision Policies For For Management of Conversion Price 9.11 Approve the Redeem Policy For For Management 9.12 Approve Repurchase Policies For For Management 9.13 Approve Bond Holders and Bond Holders' For For Management Meetings 9.14 Approve Manner of Issuance and Parties For For Management 9.15 Approve Placement Arrangement for For For Management Existing Shareholders 9.16 Approve Arrangements on Amounts Less For For Management Than the Price of One Share 9.17 Approve the Allocation of Dividends For For Management during Converting Year 9.18 Approve Usage of Funds For For Management 9.19 Approve Resolution Validity Period For For Management 10 Approve to Authorize the Board with For For Management Regard to Issuance and Listing Matters 11 Approve Board Report of Usage of For For Management Previously Raised Funds 12 Approve the Feasibility Analysis Report For For Management of Issuance of Covertible Bonds 12.1 Approve the Feasibility Analysis Report For For Management of a Technology Transformation Project of the Company 12.2 Approve the Feasibility Analysis Report For For Management of Investment in Guangdong Yanjing Brewery Co., Ltd. 12.3 Approve the Feasibility Analysis Report For For Management of Investment in Jiangxi Yanjing Brewery Co., Ltd. 12.4 Approve the Feasibility Analysis Report For For Management of Investment to Start a Company's Subsidiary, Beijing Yanjing Brewery (Jinzhong) Co., Ltd. 12.5 Approve the Feasibility Analysis Report For For Management of Investment to Start a Company's Subsidiary, Yanjing Brewery (Kunming) Co., Ltd. 13 Approve Rights and Obligations of Bond For For Management Holders and Matters with Bond Holders' Meetings -------------------------------------------------------------------------------- CHANG CHUN EUR-ASIA GROUP CO LTD Ticker: 600697 Security ID: CNE000000F71 Meeting Date: DEC 10, 2009 Meeting Type: Special Record Date: DEC 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audit Firm For Did Not Vote Management -------------------------------------------------------------------------------- CHANG CHUN EURASIA GROUP CO., LTD. Ticker: 600697 Security ID: Y1294G100 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements and For For Management 2010 Financial Budget Report 4 Approve 2009 Allocation of Income and For For Management Dividends 5 Approve Payment of Audit Fee For For Management 6 Approve 2009 Annual Report and Annual For For Management Report Summary 7 Approve to Re-Appoint Company's Audit For For Management Firm 8 Approve Adjustment on the Remuneration For For Management of Directors, Supervisors and Senior Management Group 9 Approve Adjustment on the Remuneration For For Management of Independent Directors 10 Approve the Implementation Plan of For For Management Medium and Long Term Incentive Fund -------------------------------------------------------------------------------- CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELO Ticker: 157 Security ID: CNE000001527 Meeting Date: AUG 17, 2009 Meeting Type: Special Record Date: AUG 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the Projects to For For Management be Funded by Proceeds from Private Placement 2 Amend Articles of Association (Special) For For Management 2.1 Amend Article No. 6 For For Management 2.2 Amend Article No. 19 For For Management 3 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Amendment to the Articles of Association -------------------------------------------------------------------------------- CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 157 Security ID: Y1293Y102 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Audit Report For For Management 4 Approve 2009 Financial Statements For For Management 5 Approve 2010 Financial Budget Report For For Management 6 Approve 2009 Allocation of Income and For For Management Dividends 7 Approve 2009 Annual Report and Annual For For Management Report Summary 8 Approve to Change 2010 Company's Audit For For Management Firm 9 Approve to Authorize a Company to Start For For Management Financing Lease Business 10 Approve to Authorize Another Company to For For Management Start Financing Lease Business 11 Approve Application of Credit Line and For For Management Financing from Bank 12 Approve Provision of Guarantee for the For For Management Company's Subsidiaries 12.1 Approve Provision of Guarantee within For For Management RMB 700 Million for a Company's Subsidiary 12.2 Approve Provision of Guarantee within For For Management RMB 350 Million for a Company's Subsidiary 13 Approve to Change Investment Projects For For Management with Raised Funds 13.1 Approve an Upgrade Project For For Management 13.2 Approve a Industrialization Project For For Management 13.3 Approve Another Industrialization For For Management Project -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LTD. Ticker: 601998 Security ID: Y1434M108 Meeting Date: FEB 5, 2010 Meeting Type: Special Record Date: JAN 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Angel Cano Fernandez as a For For Management Non-Executive Director 2 Approve Issuance of Subordinated Bonds For For Shareholder and/or Hybrid Capital Bonds -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N119 Meeting Date: JUN 24, 2010 Meeting Type: Special Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Scheme for A-Share and For For Management H-Share Allotment -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N119 Meeting Date: JUN 24, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Fixed Asset Investment Budget For For Management For 2010 5 Approve Profit Distribution Plan For For For Management 2009 6 Approve Final Emoluments Distribution For For Management Plan For Directors and Supervisors 7 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 8a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 8b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 8c Approve Subscription Price of Rights For For Management Issue in Relation to the A Share and H Share Issue 8d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 8e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 8f Approve Arrangement For Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 8g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue 9 Approve Authorization For the Rights For For Management Issue of A Shares and H Shares 10 Approve Feasibility Report on the For For Management Proposed Use of Proceeds Raised from the Rights Issue of A Shares and H Shares 11 Approve Report on the Use of Proceeds For For Management From the Previous A Share Issue 12 Approve Mid-Term Plan of Capital For For Management Management 13a Elect Guo Shuqing as Executive Director For For Management 13b Elect Zhang Jianguo as Executive For For Management Director 13c Elect Lord Peter Levene as Independent For For Management Non-Executive Director 13d Elect Jenny Shipley as Independent For For Management Non-Executive Director 13e Elect Elaine La Roche as Independent For For Management Non-Executive Director 13f Elect Wong Kai-Man as Independent For For Management Non-Executive Director 13g Elect Sue Yang as Non-Executive For For Management Director 13h Elect Yam Chi Kwong, Joseph as For For Management Independent Non-Executive Director 13i Elect Zhao Xijun as Independent For For Management Non-Executive Director 14a Elect Xie Duyang as Shareholder For For Management Representative Supervisor 14b Elect Liu Jin as Shareholder For For Management Representative Supervisor 14c Elect Guo Feng as External Supervisor For For Management 14d Elect Dai Deming as External Supervisor For For Management 14e Elect Song Fengming as Shareholder For For Management Representative Supervisor 15a Elect Zhu Xiaohuang as Executive None For Shareholder Director 15b Elect Wang Shumin as Non-Executive None For Shareholder Director 15c Elect Wang Yong as Non-Executive None For Shareholder Director 15d Elect Li Xiaoling as Non-Executive None For Shareholder Director 15e Elect Zhu Zhenmin as Non-Executive None For Shareholder Director 15f Elect Lu Xiaoma as Non-Executive None For Shareholder Director 15g Elect Chen Yuanling as Non-Executive None For Shareholder Director 16 Amend Rules of Procedure Re: Delegation None For Shareholder of Authorities by the Shareholder's General Meeting to the Board -------------------------------------------------------------------------------- CHINA COSCO HOLDINGS CO LTD Ticker: 601919 Security ID: Y1455B106 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Reappoint PricewaterhouseCoopers and For For Management Zhongruiyuehua Certified Public Accountants Co., Ltd. as International and PRC Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 6 Approve Proposed Issue of Medium-Term For For Management Notes -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO LTD Ticker: 3818 Security ID: KYG2112Y1098 Meeting Date: SEP 25, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Subscription By Shanghai For For Management Gabanna Sporting Goods Co., Ltd. of a 30 Percent Equity Interest in Shanghai Yi Bo Tu Li Co. Ltd. Under the Cooperation Agreement 2 Approve New Framework Agreement For For Management 3 Approve Annual Caps Under the New For For Management Framework Agreement -------------------------------------------------------------------------------- CHINA DONGXIANG (GROUP) CO., LTD. Ticker: 3818 Security ID: G2112Y109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Approve Final Dividend For For Management 2b Approve Final Special Dividend For For Management 3a1 Reelect Qin Dazhong as an Executive For For Management Director 3a2 Reelect Gao Yu as a Non-Executive For For Management Director 3b Authorize Board to Fix the Remuneration For For Management of Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Payout of Interim Dividends For For Management from the Share Premium Account -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: CHMBK Security ID: CNE000001B33 Meeting Date: OCT 19, 2009 Meeting Type: Special Record Date: SEP 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class and Par Value of Shares For For Management to be Issued Under the Proposed Rights Issue of A Shares and H Shares 1b Approve Ratio and Number of Shares to For For Management be Issued Under the Proposed Rights Issue of A Shares and H Shares 1c Approve Subscription Pricing and Price For For Management Determination Basis Under the Proposed Rights Issue of A Shares and H Shares 1d Approve Target Subscribers Under the For For Management Proposed Rights Issue of A Shares and H Shares 1e Approve Use of Proceeds Under the For For Management Proposed Rights Issue of A Shares and H Shares 1f Authorize Board to Deal With Specific For For Management Matters Relating to the Proposed Rights Issue of A Shares and H Shares 1g Approve Validity of the Special For For Management Resolution 2 Approve Proposal in Relation to For For Management Undistributed Profits Prior to the Completion of the Rights Issue 3 Approve Proposal Regarding the Use of For For Management Proceeds of the Rights Issue 4 Approve Explanatory Statement In For For Management Relation to the Use of Proceeds from the Previous Fund Raising 5 Approve Provisional Measures for For For Management Appointment of Annual Auditors -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: CHMBK Security ID: Y14896107 Meeting Date: JUN 23, 2010 Meeting Type: Annual Record Date: MAY 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Approve Annual Report for the Year 2009 For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Proposed Profit Distribution For For Management Plan 6 Approve Auditors and Authorize Board to For For Management Fix Their Remuneration 7a Reelect Qin Xiao as Non-Executive For For Management Director 7b Reelect Wei Jiafu as Non-Executive For Against Management Director 7c Reelect Fu Yuning as Non-Executive For For Management Director 7d Reelect Li Yinquan as Non-Executive For For Management Director 7e Reelect Fu Gangfeng as Non-Executive For For Management Director 7f Reelect Hong Xiaoyuan as Non-Executive For For Management Director 7g Reelect Sun Yueying as Non-Executive For For Management Director 7h Reelect Wang Daxiong as Non-Executive For For Management Director 7i Reelect Fu Junyuan as Non-Executive For For Management Director 7j Reelect Ma Weihua as Executive Director For For Management 7k Reelect Zhang Guanghua as Executive For For Management Director 7l Reelect Li Hao as Executive Director For For Management 7m Reelect Wu Jiesi as Independent For For Management Non-Executive Director 7n Reelect Yi Xiqun as Independent For For Management Non-Executive Director 7o Reelect Yan Lan as Independent For For Management Non-Executive Director 7p Reelect Chow Kwong Fai, Edward as For For Management Independent Non-Executive Director 7q Reelect Liu Yongzhang as Independent For For Management Non-Executive Director 7r Reelect Liu Hongxia as Independent For For Management Non-Executive Director 8a Reappoint Zhu Genlin as Shareholder For For Management Representative Supervisor 8b Reappoint Hu Xupeng as Shareholder For For Management Representative Supervisor 8c Reappoint Wen Jianguo as Shareholder For For Management Representative Supervisor 8d Reappoint Li Jiangning as Shareholder For For Management Representative Supervisor 8e Reappoint Shi Jiliang as External None For Management Supervisor 8f Reappoint Shao Ruiqing as External For For Management Supervisor 9 Approve Mid-term Capital Management For For Management Plan 10 Approve Assessment Report on Duty For Abstain Management Performance of Directors 11 Approve Assessment Report on Duty For Abstain Management Performance of Supervisors 12 Approve Duty Performance and For Abstain Management Cross-Evaluation Reports of Independent Non-Executive Directors 13 Approve Duty Performance and For Abstain Management Cross-Evaluation Reports of External Supervisors Directors 14 Approve Related-Party Transaction For For Management Report 15 Appoint Han Mingzhi as External For For Management Supervisor -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS Ticker: 200024 Security ID: CNE0000008B3 Meeting Date: AUG 17, 2009 Meeting Type: Special Record Date: AUG 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 2 Approve Proposal on the Issuance of For For Management Shares to Specific Paties via a Private Placement 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Manner of Issuance and Time of For For Management Issuance 2.3 Approve Number of Shares and Scale For For Management ofIssuance 2.4 Approve Parties of Issuance For For Management 2.5 Approve Maaner of Subscription For For Management 2.6 Approve Issue Price, Basis of Fix Price For For Management and Date 2.7 Approve Arrangement on the Period of For For Management Issuance 2.8 Approve Arrangement of Undistributed For For Management Profits before Issuance 2.9 Approve Listing Location For For Management 2.10 Approve Usage of Funds For For Management 2.11 Approve Resolution Validity Period For For Management 3 Approve Preliminary Proposal on the For For Management Issuance of Shares via a Private Placement 4 Approve Report on the Usage of Funds For For Management from Previous Share Issuance 5 Approve Proposal on Entering the Share For For Management Purchase Agreement with Supplementary Conditions with Shekou Industrial Zone 6 Approve Proposal on Related For For Management Transactions Involved in Issuance of Shares via Private Placement 6.1 Approve Issuance of Shares to Shekou For For Management Industrial Zone 6.2 Approve Purchasing of Land Using Right For For Management of Jingshan Phase IX from Shekou Industrial Zone 7 Approve Feasibility Report on Using the For For Management Proceeds from Issuance of Shares via Private Placement 8 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Issuance of Shares via a Private Placement 9 Approve Guidelines on Appointment of For For Management Audit Firm -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS Ticker: 200024 Security ID: CNE0000008B3 Meeting Date: OCT 31, 2009 Meeting Type: Special Record Date: OCT 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to the For For Management Company's Subsidiary, Zhuhai Yuanfeng Real Estate Co., Ltd. -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS Ticker: 200024 Security ID: Y7721D107 Meeting Date: DEC 28, 2009 Meeting Type: Special Record Date: DEC 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Guarantee for Subsidiary For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY DEVELOPMENT CO., LTD. ( FORMERLY CHINA MERCHANTS Ticker: 24 Security ID: Y7721D107 Meeting Date: JUN 7, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Financial Statements For For Management 2 Approve 2009 Annual Report and Annual For For Management Report Summary 3 Approve 2009 Allocation of Income and For For Management Dividends 4 Approve Report on the Allocation and For For Management Usage of Previously Raised Funds 5 Approve to Re-Appoint Company's Audit For For Management Firm 6 Amend Articles of Association For For Management 7 Approve to Amend Rules and Procedures For For Management Regarding Board of Directors' Meeting 8 Approve to Cancel 2009 Issuance of For For Management Shares via a Private Placement to Specific Objects -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP LTD. Ticker: 600016 Security ID: Y1495M104 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: MAY 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Annual Report For For Management 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Financial Statements For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve 2010 Financial Budget Report For For Management 7 Approve to Re-Appoint Company's 2010 For For Management Audit Firm and Approve Payment of Audit Fee 8 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's Meeting 9 Approve to Amend Rules and Procedures For For Management Regarding Board of Directors' Meeting 10 Approve to Amend Rules and Procedures For For Management Regarding Supervisory Committee Meeting 11 Approve Associated Credit to a Company For For Management 12 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD Ticker: 601601 Security ID: Y1505R119 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: MAY 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 A Share Annual Report and For For Management Annual Report Summary 5 Approve 2009 H Share Annual Report For For Management 6 Approve 2009 Allocation of Income and For For Management Dividends 7 Approve to Re-Appoint Ernst & Young as For For Management Company's Audit Firm 8 Amend Articles of Association For For Management 9 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's Meeting 10 Approve Remuneration Management System For For Management of Directors and Supervisors 11 Approve 2009 Directors' Responsibility For For Management Fulfillment Report 12 Approve 2009 Independent Directors' For For Management Responsibility Fulfillment Report 13 Approve Guidelines on H Share Related For For Management Party Transactions 14 Approve to Authorize Board to Handle For For Management All Matters Related to the Share Issuance 15 Elect Directors and Independent For For Management Directors 15.1 Elect Wang Chengran as Director For For Management 15.2 Elect Feng Junyuan as Director For For Management 15.3 Elect Xu Shanda as Independent Director For For Management 15.4 Elect Li Ruoshan as Independent For For Management Director 15.5 Elect Yang Xianghai as Director For For Management 15.6 Elect Yang Xiangdong as Director For For Management 15.7 Elect Xiao Wei as Independent Director For For Management 15.8 Elect Wu Jumin as Director For For Management 15.9 Elect Zhang Zutong as Independent For For Management Director 15.10 Elect Zhou Ciming as Director For For Management 15.11 Elect Zheng Anguo as Director For For Management 15.12 Elect Yuan Tianfan as Independent For For Management Director 15.13 Elect Xu Fei as Director For For Management 15.14 Elect Gao Guofu as Director For For Management 15.15 Elect Huo Lianhong as Director For For Management 16 Elect Supervisors For For Management 16.1 Elect Lin Lichun as Supervisor For For Management 16.2 Elect Zhang Jianwei as Supervisor For For Management 16.3 Elect Zhou Zhuping as Supervisor For For Management -------------------------------------------------------------------------------- CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD. Ticker: 600125 Security ID: Y2364B104 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: APR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Annual Report and Annual For For Management Report Summary 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Independent Directors' For For Management Report 5 Approve 2009 Financial Statements For For Management 6 Approve 2009 Allocation of Income and For For Management Dividends 7 Approve to Re-Appoint Company's 2010 For For Management Audit Firm 8 Approve to Continue to Sign an For Abstain Management Agreement on Transporation and Integrated Service 9 Elect Wang Jingxiao as Supervisor For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N109 Meeting Date: APR 26, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Independent Directors' None None Management Report 4 Approve 2009 Annual Report For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends and Capitalization of Capital Reserves 6 Approve the Estimated 2010 For For Management Self-Investment Quota 7 Approve Authorization to the Board to For For Management Handle Matters in Relation to Issuance of Short-Term Financing Bill 8 Approve to Re-Appoint Company's Audit For For Management Firm 9 Approve the Adjustment to the Division For For Management of the Company's Brokerage Business Regions 10 Approve Estimated Amount of 2010 For For Management Continuing Connected Transactions 11 Elect Ni Jun as Supervisor For For Management -------------------------------------------------------------------------------- CITIC SECURITIES CO., LTD. Ticker: 600030 Security ID: Y1639N109 Meeting Date: JUN 17, 2010 Meeting Type: Special Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Stake in a Company For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- DONG-E E JIAO CO LTD SHANDONG CHINA Ticker: 423 Security ID: CNE0000006Y9 Meeting Date: NOV 20, 2009 Meeting Type: Special Record Date: NOV 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of Entrusted For Did Not Vote Management Loans from Idle Raised Funds -------------------------------------------------------------------------------- DONG-E E JIAO CO LTD SHANDONG CHINA Ticker: 423 Security ID: Y20950104 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Annual Report and Annual For For Management Report Summary 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Financial Statements For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve Mid-Tern and Long-Term For For Management Incentive Procedures 7 Approve 2009 Independent Directors' For For Management Report 8 Approve Audit Policy and Audit For Against Management Estimation Adjustment 9 Approve to Re-Appoint Company's 2010 For For Management Audit Firm and Approve Payment of Audit Fee 10 Approve the Nomination of Li Fuzuo as a For For Management Director Candidate -------------------------------------------------------------------------------- FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI Ticker: 639 Security ID: HK0639031506 Meeting Date: SEP 30, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Approve Increase in Authorized Share For For Management Capital from HK$500 Million to HK$1 Billion by the Creation of an Additional 5 Billion Unissued Shares -------------------------------------------------------------------------------- FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI Ticker: 639 Security ID: HK0639031506 Meeting Date: OCT 30, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 154.2 Million For For Management Shares of Mount Gibson Iron Ltd. from Sky Choice International Ltd. at a Consideration of HK$1.2 Billion, and the Related Issuance of 213.9 Million New Consideration Shares -------------------------------------------------------------------------------- FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI Ticker: 639 Security ID: HK0639031506 Meeting Date: NOV 13, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Second Revised Supply For For Management Contract and Related Annual Caps 2 Approve the Intra-group Advances Master For Against Management Contract and Related Annual Caps 3 Approve Provision of Guarantee to China For For Management Merchant Bank Company Ltd., Shenzhen Branch in Respect of a Loan Facility of Up to RMB 400 Million -------------------------------------------------------------------------------- FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI Ticker: 639 Security ID: Y2677L104 Meeting Date: JUN 8, 2010 Meeting Type: Special Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Loan Agreement of HK$937 For For Management Million Between Jade Green Investments Limited and Xing Libin -------------------------------------------------------------------------------- FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI Ticker: 639 Security ID: Y2677L104 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: JUN 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Wang Pingsheng as Director For For Management 3b Reelect Chen Zhouping as Director For For Management 3c Reelect Wong Lik Ping as Director For Against Management 3d Reelect So Kwok Hoo as Director For For Management 3e Reelect Chen Zhaoqiang as Director For Against Management 3f Reelect Liu Qingshan as Director For Against Management 3g Reelect Zhang Wenhui as Director For For Management 3h Reelect Zhang Yaoping as Director For For Management 4 Authorize Board to Fix the Remuneration For For Management of Directors 5 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt New Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT CO LTD. Ticker: 600720 Security ID: CNE000000L65 Meeting Date: OCT 26, 2009 Meeting Type: Special Record Date: OCT 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee to For For Management Company's Subsidiaries -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT CO LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: MAR 24, 2010 Meeting Type: Special Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Additional Related Parties For For Management 2 Approve to Hold Shares in Lanzhou Lan For For Management Shi Heavy Equipment Co., Ltd. 3 Approve Credit Line from Banks For For Management 4 Approve to Write-off Scrapped Equipment For For Management Asset in Yongdeng Company -------------------------------------------------------------------------------- GANSU QILIANSHAN CEMENT CO LTD. Ticker: 600720 Security ID: Y2682V105 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 Allocation of Income and For For Management Dividends and Capitalization of Capital Reserves 5 Approve 2009 Annual Report and Annual For For Management Report Summary 6 Approve Estimated Amount of 2010 For For Management Continuing Connected Transactions 7 Approve the Provision for Impairment of For For Management Book Value of a Company's Long-Term Equity Investment at the Full Amount 8 Approve the Provision for Impairment of For For Management Book Value of Another Company's Long-Term Equity Investment at the Full Amount 9 Approve to Change the Method of For For Management Provision for Bad Debts 10 Approve the Construction of a Project For For Management 11 Approve the Loan Guarantee for a For For Management Company -------------------------------------------------------------------------------- GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC) Ticker: 600383 Security ID: CNE000001790 Meeting Date: NOV 20, 2009 Meeting Type: Special Record Date: NOV 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve System of Appointment of the For For Management Company's Audit Firm 2 Amend Articles of Association (Special) For For Management -------------------------------------------------------------------------------- GOLDEN EAGLE RETAIL GROUP LTD Ticker: 3308 Security ID: KYG3958R1092 Meeting Date: JUL 10, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lease Agreement (Hanzhong For For Management Plaza) and the Transactions Contemplated Thereunder 2 Approve Proposed Annual Caps for the For For Management Rental in Respect of the Lease Agreement (Hanzhong Plaza) for the Three Years Ending Dec. 31, 2011 3 Approve Facilities Leasing Agreement For For Management and the Transactions Contemplated Thereunder 4 Approve Proposed Annual Caps for the For For Management Rental in Respect of the Facilities Leasing Agreement for the Three Years Ending Dec. 31, 2011 5 Approve Lease Agreement (Additional For For Management Shanghai Premises) and the Transactions Contemplated Thereunder 6 Approve Proposed Annual Caps for the For For Management Rental and Property Management Fee in Respect of the Lease Agreement (Additional Shanghai Premises) for the Three Years Ending Dec. 31, 2011 -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES INC OF ZHUHAI Ticker: 651 Security ID: Y9890H109 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Annual Report and Annual For For Management Report Summary 4 Approve 2009 Allocation of Income and For For Management Dividends 5 Approve to Re-Appoint Zhong-shen Yatai For For Management Certified Public Accountants as Company's 2010 Audit Firm 6 Approve Special Report of Foreign For For Management Exchange Transactions 7 Approve Special Report of Bulk Material For For Management Hedging Operations 8 Approve 2009 Supervisors' Report For For Management 10 Approve Rules and Procedures Regarding For For Management Supervisory Committee Meeting -------------------------------------------------------------------------------- GREE ELECTRICAL APPLIANCES INC OF ZHUHAI CO. LTD. Ticker: 651 Security ID: Y9890H109 Meeting Date: FEB 26, 2010 Meeting Type: Special Record Date: FEB 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association (Special) For For Management 2 Approve Financial Service Framework For Against Management Agreement between Zhuhai Gree Group Finance Co., Ltd. and Zhuhai Gree Group Co., Ltd. -------------------------------------------------------------------------------- GUANGDONG SHENGYI SCI. TECH CO., LTD. Ticker: 600183 Security ID: Y20965102 Meeting Date: APR 15, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Financial Statements For For Management 2 Approve 2009 Allocation of Income and For For Management Dividends 3 Approve 2009 Directors' Report For For Management 4 Approve 2009 Supervisors' Report For For Management 5 Approve 2009 Annual Report and Annual For For Management Report Summary 6 Approve to Re-Appoint GP Certified For For Management Public Accountants as Company's 2010 Audit Firm and Approve to Fix Their 2009 Remuneration as RMB450,000 7 Approve 2010 Daily Continuing Connected For For Management Transactions 8 Approve 2010 Provision of RMB800 For For Management Million Loan Guarantee for Suzhou Shengyi Technology Co., Ltd. 9 Approve 2010 Provision of RMB600 For For Management Million Loan Guarantee for Shanxi Shengyi Technology Co., Ltd. 10 Approve the RMB160,653,000 Additional For For Management Budget in the Phase 5 of Songshanhu Project -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV Ticker: 600027 Security ID: Y3738Y101 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: NOV 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Provision of an Annual Average For For Management Loan Balance Not Exceeding RMB 16 Billion for Each of the Financial Year from 2009 to 2011 by China Huadian and its Subsidiaries to the Company and its Subsidiaries 1b Approve Provision of Annual Average For For Management Loan Balance Not Exceeding RMB 8 Billion for Each of the Financial Year from 2009 to 2011 by Shandong International Trust to the Company and its Subsidiaries 2 Elect Chen Dianlu as Non-Executive For For Management Director -------------------------------------------------------------------------------- HUAXIN CEMENT CO. LTD. Ticker: 900933 Security ID: CNE000000DC6 Meeting Date: JUL 13, 2009 Meeting Type: Special Record Date: JUL 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 2 Approve Adjustments in the Company's For For Management Proposal for the Issuance of Private A Shares 2.1 Approve Issuance Type For For Management 2.2 Approve Par Value For For Management 2.3 Approve Number of Shares and Amount of For For Management Funds to be Raised 2.4 Approve Issuance Party and Subscription For For Management Manner 2.5 Approve Issuance Price and Basis of Fix For For Management Price 2.6 Approve Lock-Up Period and Listing For For Management Location 2.7 Approve Resolution Validity Period For For Management 2.8 Approve Usage of Funds from Issuance For For Management 2.9 Approve Arrangement of Undistributed For For Management Profits before Issuance 3 Approve Report on the Usage of For For Management Previously Raised Funds 4 Approve Feasibility Report on the Usage For For Management of Funds from Issuance 5 Approve Conditional Share Subscription For For Management Agreement to be Signed with a Company 6 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Issuance of Shares via a Private Placement 7 Approve Provision of Loan Guarantee to For For Management Company's Subsidiaries -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO LTD Ticker: 600741 Security ID: Y7680U108 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Independent Directors' For For Management Report 4 Approve the Loss and Profit For For Management Distribution Plan and Loss and Profits During the Relevant Period of Assets Sale in the Major Assets Restructuring 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve 2009 Financial Statements For For Management 7 Approve 2009 Annual Report and Annual For For Management Report Summary 8 Approve Estimated Amount of 2010 For For Management Continuing Connected Transactions 9 Approve Rules and Procedures Regarding For For Management Independent Directors' Working System 10 Approve Guidelines on Related Party For For Management Transactions 11 Approve to Re-Appoint Deloitte Touche For For Management Tohmatsu Certified Public Accountants (China) Ltd as Company's Audit Firm -------------------------------------------------------------------------------- INDUSTRIAL BANK CO LTD Ticker: 601166 Security ID: CNE000001QZ7 Meeting Date: DEC 8, 2009 Meeting Type: Special Record Date: DEC 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Director For For Management 2 Approve Amendment to the System on For For Management Related Party Transaction Management 3 Approve the Company's Eligibility for For For Management Rights Issuance 4 Approve Scheme for Rights Issuance For For Management 4.1 Approve Issue Type and Par Value For For Management 4.2 Approve Proportion and Number of Shares For For Management 4.3 Approve Issue Price and Pricing Method For For Management 4.4 Approve Parties For For Management 4.5 Approve Usage of Funds For For Management 4.6 Approve Resolution Validity Period For For Management 5 Approve Arrangement of Undistributed For For Management Profits before Rights Issuance 6 Approve Report on the Usage of For For Management Previously Raised Funds 7 Approve Feasibility Report on the Usage For For Management of Funds from Rights Issuance 8 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Rights Issuance 9 Approve Capital Management Plan from For For Management 2009 to 2012 -------------------------------------------------------------------------------- INDUSTRIAL BANK CO., LTD. Ticker: 601166 Security ID: Y3990D100 Meeting Date: MAR 26, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tang Bin as Director For For Management 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Evaluation Report on Duty For For Management Performance of Directors 5 Approve 2009 Evaluation Report on Duty For For Management Performance of Supervisors 6 Approve 2009 Evaluation Report on Duty For For Management Performance of Directors and Senior Managers by the Supervisory Committee 7 Approve 2009 Financial Statements and For For Management 2010 Financial Budget Report 8 Approve 2009 Allocation of Income and For For Management Dividends 9 Approve 2010 Audit Firm For For Management 10 Approve 2009 Annual Report and Summary For For Management 11 Approve Report on Previously Raised For For Management Funds -------------------------------------------------------------------------------- INTIME DEPARTMENT STORE (GROUP) CO., LTD. Ticker: 1833 Security ID: G49204103 Meeting Date: DEC 18, 2009 Meeting Type: Special Record Date: DEC 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Jinhua Intime Sale and Purchase For For Management Agreement and Authorize Board to Execute Necessary Actions -------------------------------------------------------------------------------- INTIME DEPARTMENT STORE (GROUP) CO., LTD. Ticker: 1833 Security ID: G49204103 Meeting Date: JUN 7, 2010 Meeting Type: Annual Record Date: MAY 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Dividends For For Management 3Ai Reelect Shen Guojun as Director For For Management 3Aii Reelect Xin Xiangdong as Director For For Management 3Aiii Reelect Chow Joseph as Director For For Management 3B Approve Remuneration of Directors For For Management 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Share Repurchase For For Management 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO LTD Ticker: 600231 Security ID: CNE000001279 Meeting Date: DEC 4, 2009 Meeting Type: Special Record Date: DEC 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment in a Project For For Management 2 Approve Investment in a Project For For Management 3 Approve Investment in a Project For For Management 4 Approve Adjustment in the Investment For For Management Amount in a Project -------------------------------------------------------------------------------- LINGYUAN IRON & STEEL CO., LTD. Ticker: 600231 Security ID: Y52896100 Meeting Date: MAR 5, 2010 Meeting Type: Annual Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Accept Financial Statements For For Management 4 Approve 2009 Allocation of Income and For For Management Capitalization of Capital Reserves 5 Approve 2010 Related Party Transaction For For Management Agreement with Linggang Group Co., Ltd., and its Subsidiary 6 Approve to Sign Contracts with Linggang For For Management Group Beipiao Mining Co., Ltd. 7 Approve Re-appoint Audit Firm For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: CNE000001R84 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: CNE1000003X6 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: CNE1000003X6 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y6898C116 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Annual Report and Its Summary For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Plan and For For Management Recommendation for Final Dividend for the Year Ended December 31, 2009 6 Reappoint Ernst and Young Hua Ming and For For Management Ernst and Young as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 7 Elect David Fried as Non-Executive For For Management Director 8 Amend Articles of Association For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Final Dividend for H For For Shareholder Shareholders 11 Amend Articles Re: Shareholding For For Shareholder Structure and Registered Capital -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO LTD Ticker: 601666 Security ID: CNE000001PH7 Meeting Date: SEP 10, 2009 Meeting Type: Special Record Date: SEP 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Assets For For Management 2 Approve to Authorize the Board to For For Management Handle All Matters Related with the Acquisition of Assets -------------------------------------------------------------------------------- PINGDINGSHAN TIANAN COAL MINING CO., LTD. Ticker: 601666 Security ID: Y6898D106 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 Allocation of Income and For For Management Dividends 5 Amend Articles of Association For For Management 6 Approve 2009 Annual Report and Annual For For Management Report Summary 7 Approve to Renew the Connected For For Management Transactions Agreement 8 Approve the Implementation of 2009 For For Management Related Party Transaction and the Estimated Amount of 2010 Continuing Connected Transactions 9 Approve to Re-Appoint Company's 2010 For For Management Audit Firm 10 Elect Directors and Independent For For Management Directors 11 Elect Supervisors For For Management 12 Approve Independent Directors' Report For For Management -------------------------------------------------------------------------------- QINGHAI SALT LAKE POTASH CO., LTD. Ticker: 792 Security ID: Y7170U105 Meeting Date: JAN 26, 2010 Meeting Type: Special Record Date: JAN 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Merger and For For Management Absorption of Qinghai Salt Lake Industry Group Co., Ltd. through Additional Share Swap and the Cancellation of the Company's Equity Held by Salt Lake Group 2 Approve Connected Transaction in For For Management Connection to the Company's Merger and Absorption of a Company via Additional Share Swap 3 Approve Draft Report in Connection to For For Management the Company's Merger and Absorption of Qinghai Salt Lake Industry Group Co., Ltd. through Additional Share Swap and the Cancellation of the Company's Equity Held by Salt Lake Group 4 Approve Agreement on Merger and For For Management Absorption 5 Approve Exemption of a Company from For For Management Tender Offer Obligation 6 Approve Authorization of the Board to For For Management Handle Matters in Relation to the Merger -------------------------------------------------------------------------------- QINGHAI SALT LAKE POTASH CO., LTD. Ticker: 792 Security ID: Y7170U105 Meeting Date: MAR 4, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Financial Statements and For For Management 2010 Financial Budget Report 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Supervisors' Report For For Management 4 Approve Allocation of 2009 Income For For Management 5 Approve Re-appoint 2010 Audit Firm For For Management 6 Approve 2010 Related Party Transaction For For Management 6.1 Approve to Purchase Water, Electricity, For For Management Woven Bags, Pharmaceutical, and Service from Salt Lake Group Co., Ltd; and Sell Potassium Chloride to Sinofert Holdings Limited and Shanxi Wentong Salt Bridge Fertilizer Co., Ltd. 6.2 Approve Company's Subsidiary, Qinghai For For Management Salt Lake Development Co., Ltd., to Purchase Resource from Salt Lake Group Co., Ltd 6.3 Approve the Fee of Purchasing Resource For For Management form Related Parties 7 Approve 2009 Independent Directors' For For Management Report -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JAN 22, 2010 Meeting Type: Special Record Date: JAN 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Extend the Resolution For For Management Validity Period of the Company's Share Issuance to Purchase Assets for One Year 2 Approve to Authorize the Board to For For Management Handle Matters in Relation to the Share Issuance to Purchase Assets 3 Amend Articles of Association (Special) For For Management 4 Elect Zhao Xiang Zhang and Liang Ye For For Management Zhong as Directors -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAY 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Annual Report and Annual For For Management Report Summary 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Financial Statements For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends and Capitalization of Capital Reserves 6 Approve Application of Credit Line from For For Management Bank 7 Approve the Connected Transactions For For Management Regarding Financing Leasing and Sales Cooperation with Two Companys 8 Elect Directors and Idependent For For Management Directors 9 Elect Supervisors For For Management 10 Approve to Re-Appoint Company's Audit For For Management Firm 11 Approve the Company's H-Share Issuance For For Management and Listing 12.1 Approve Issue Qualifications and Price For For Management 12.2 Approve Issue Type, Par Value, Issue For For Management Time and Manner of Issuance 12.3 Approve Scale of Issuance For For Management 12.4 Approve Basis of Fix Price For For Management 12.5 Approve Parties For For Management 12.6 Approve Principles of Issuance For For Management 13 Approve Change of the Company to For For Management Overseas-Funded Company 14 Approve Report on the Usage of For For Management Previously Raised Funds 15 Approve the Plan for Use and Investment For For Management of Funds to be Raised from H-Share Issuance 16 Approve the Valid Period of the For For Management Resolution Relating to the Company's H-Share Issuance and Listing 17 Approve to Authorize the Board and For For Management Authorized Persons to Handle Matters in Relation to The H-Share Issuance and Listing 18 Approve the Determination of the For For Management Persons Authorized by the Board 19 Amend Articles of Association For For Management 20 Approve the Distribution Plan of For For Management Undistributed Accumulative Profits Prior to the H-Share Issuance -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO., LTD. Ticker: 600031 Security ID: Y75268105 Meeting Date: JUN 26, 2010 Meeting Type: Special Record Date: JUN 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Election of Independent For For Management Director 2 Amend Articles of Association For For Management 3 Approve Acquisition of 100 Percent For For Management Equity in a Company 4 Approve Stake Acquisitions For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICAL CO., LTD. Ticker: 601607 Security ID: Y7682C106 Meeting Date: MAR 31, 2010 Meeting Type: Special Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors Ahead of Planned For For Management Schedule 2 Elect Directors For For Management 3 Elect Supervisors For For Management 4 Approve Change of Company Name For For Management 5 Amend Articles of Association (Special) For For Management -------------------------------------------------------------------------------- SHANGHAI PHARMACEUTICALS HOLDING CO., LTD. Ticker: 601607 Security ID: Y7682C106 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAY 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 Allocation of Income and For For Management Dividends 5 Approve Payment of 2009 Audit Fee For For Management 6 Approve to Re-Appoint Company's Audit For For Management Firm 7 Approve 2010 External Guarantee Quota For Against Management 8 Approve Allowance of Independent For For Management Directors -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD Ticker: 983 Security ID: Y7701C103 Meeting Date: FEB 2, 2010 Meeting Type: Special Record Date: JAN 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Wu Huatai as Director For For Management 1.2 Elect Xue Daocheng as Director For For Management 1.3 Elect Wang Yubao as Director For For Management 2 Amend Articles of Association (Special) For For Management -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 983 Security ID: Y7701C103 Meeting Date: MAR 18, 2010 Meeting Type: Special Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Shanxi Coking Coal Group For For Management Finance Co., Ltd. to Provide Financing Services to the Company and the Company's Subsidiaries -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD. Ticker: 983 Security ID: Y7701C103 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 Allocation of Income and For For Management Dividends 5 Approve the 2009 Over-Estimated For For Management Continuing Connected Transactions 6 Approve 2010 Integrated Service For Abstain Management Agreement with Xishan Coal (Group) Co., Ltd. 7 Approve the Connected Transaction of For For Management Fuel Coal Purchase and Heat Supply of a Controlled Subsidiary in 2010 8 Approve the Connected Transaction of For For Management Fuel Coal Purchase of a Wholly-Owned Subsidiary in 2010 9 Approve the Connected Transaction of For For Management Coal Sale to a Company in 2010 10 Approve the Connected Transaction of For For Management Coal Sale to Another Company in 2010 11 Approve to Re-Appoint Company's Audit For For Management Firm and Approve Payment for Audit Fee -------------------------------------------------------------------------------- TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD Ticker: 600089 Security ID: CNE000000RB8 Meeting Date: SEP 5, 2009 Meeting Type: Special Record Date: AUG 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association (Special) For For Management 2 Approve 2009 Business Hedging and For Abstain Management Foreign Exchange Forward Settlement -------------------------------------------------------------------------------- TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD Ticker: 600089 Security ID: Y9723W109 Meeting Date: MAR 12, 2010 Meeting Type: Special Record Date: MAR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For Abstain Management 2010 Public Issuance of Shares with Preemptive Rights 2 Approve 2010 Public Issuance of Shares For Abstain Management with Preemptive Rights 2.1 Approve Issue Type For Abstain Management 2.2 Approve Par Value For Abstain Management 2.3 Approve Number of Shares For Abstain Management 2.4 Approve Parties For Abstain Management 2.5 Approve Manner of Issuance For Abstain Management 2.6 Approve Basis of Fix Price For Abstain Management 2.7 Approve Usage and Amount of Funds For Abstain Management 2.8 Approve Resolution Validity Period For Abstain Management 2.9 Approve Arrangement of Undistributed For Abstain Management Profits 3 Approve Authorization to the Board to For Abstain Management Handle Matters in Relation to the Public Issuance of Shares with Preemptive Rights 3.1 Approve the Board to Handle Matters in For Abstain Management Relation to Application of the Public Issuance of Shares with Preemptive Rights 3.2 Approve Procedures and Registration For Abstain Management Manner of Issuance based on Requirements of Relevant Offices 3.3 Approve to Sign Documents and Contracts For Abstain Management 3.4 Approve the Board to Handle Matters in For Abstain Management Relation to Investment Projects with Raised Funds 3.5 Approve Adjustments on Arrangements of For Abstain Management Investment Projects based on Requirements of Relevant Offices 3.6 Approve to Amend Articles of For Abstain Management Association and Alter Registered Capital based on Result of Issuance 3.7 Approve Listing Matters after Issuance For Abstain Management 3.8 Approve to Adjust Solutions of Issuance For Abstain Management Regarding to New Policies based on Requirements of Relevant Offices 3.9 Approve Other Matters in Relation to For Abstain Management the Issuance 3.10 Approve Resolution Validity Period For Abstain Management 4 Approve Feasibility Analysis Reports of For Abstain Management Usage of Funds Raised from 2010 Public Issuance of Shares with Preemptive Rights 4.1 Approve a Construction Project For Abstain Management 4.2 Approve a Technology Update Project For Abstain Management 4.3 Approve another Construction Project For Abstain Management 4.4 Approve an Update Construction Project For Abstain Management 4.5 Approve a Cable Construction Project For Abstain Management 4.6 Approve Foreign Contract Projects For Abstain Management 4.6.1 Approve Sudan Khartoum North Project For Abstain Management 4.6.2 Approve Eastern Sudan Electricity Grid For Abstain Management Project 5 Approve Board Report on Usage of For Abstain Management Previously Raised Funds -------------------------------------------------------------------------------- TSINGTAO BREWERY CO Ticker: 600600 Security ID: Y8997D110 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management for the Year 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Ltd. Co., and PricewaterhouseCoopers, Hong Kong as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Reward Proposal to Directors For Against Management and Supervisors Awarded by Shanghai Stock Exchange -------------------------------------------------------------------------------- WUHAN IRON & STEEL CO LTD Ticker: 600005 Security ID: CNE000000ZZ0 Meeting Date: SEP 23, 2009 Meeting Type: Special Record Date: SEP 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For For Management Rights Issue 2 Approve the Company's 2009 Rights Issue For For Management 2.1 Approve Issue Tupe and Par Value For For Management 2.2 Approve Manner of Issuance For For Management 2.3 Approve Ratio and Number of Shares For For Management 2.4 Approve Price and Basis of Price For For Management 2.5 Approve Parties For For Management 2.6 Approve Arrangement of Profit For For Management Distribution 2.7 Approve Resolution Validity Period For For Management 2.8 Approve Period of Issuance For For Management 3 Approve Usage of Funds For For Management 3.1 Approve Purchase of Part of the Assets For For Management of Wuhan Iron & Steel Group 3.2 Approve Purchase of Production Facility For For Management Projects from Wuhan Iron and Steel Group Mining Co., Ltd. 3.3 Approve to Replenish Working Capital For For Management 4 Approve Feasibility Report on Usage of For For Management Funds from Issuance 5 Approve Asset Purchase Agreement in For For Management Relation to the Issuance 6 Approve Land Use Right and Lease For For Management Agreement in Relation to the Issuance 7 Amend Articles of Association (Special) For For Management 8 Approve Report on Previously Raised For For Management Funds 9 Approve Authorization of the Board in For For Management Relation to the Rights Issuance -------------------------------------------------------------------------------- WUHAN ZHONGBAI GROUP CO., LTD. Ticker: 759 Security ID: Y9715V101 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: APR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Annual Report and Annual For For Management Report Summary 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Financial Statements For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve Report on the Allocation and For For Management Usage of 2009 Raised Funds 7 Amend Articles of Association For For Management 8 Elect Director For For Management 9 Approve to Re-Appoint Company's Audit For For Management Firm 10 Approve Provision of Guarantee for the For For Management Company's Subsidiaries 11 Approve Issuance of Short-term For For Management Financing Bill 12 Approve the Measures on the For For Management Remuneration for the Company's Management 2009 Revision 13 Approve 2009 Independent Directors' For For Management Report 14 Approve Provision of Guarantee for the For For Management Company's Controlled Subsidiaries -------------------------------------------------------------------------------- WULIANGYE YIBIN CO., LTD. Ticker: 858 Security ID: Y9828D105 Meeting Date: APR 16, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Annual Report For For Management 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Supervisors' Report For For Management 4 Approve 2009 Financial Statements For For Management 5 Approve 2009 Allocation of Income and For For Management Dividends 6 Approve Remuneration of Senior For Abstain Management Management Group -------------------------------------------------------------------------------- XJ ELECTRIC CO., LTD. Ticker: 400 Security ID: Y9722U104 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAY 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Annual Report and Annual For For Management Report Summary 2 Approve 2009 Directors' Report For For Management 3 Approve 2009 Financial Statements For For Management 4 Approve 2009 Allocation of Income and For For Management Dividends 5 Approve to Re-Appoint Company's Audit For For Management Firm 6 Approve Estimated Amount of 2010 For For Management Continuing Connected Transactions 7 Approve the 2009 Over-Estimated For For Management Continuing Connected Transactions 8 Approve 2009 Supervisors' Report For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: CNE1000004Q8 Meeting Date: OCT 30, 2009 Meeting Type: Special Record Date: SEP 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Acquisition Through Austar Coal For For Management Mine Pty Ltd. of the Entire Equity Interest in Felix Resources Ltd. By Way of a Scheme of Arrangement (Transaction) 1b Approve that All Resolutions Passed at For For Management the EGM shall be Valid for a Period of 12 Months from the Date of Passing 2 Approve Material Asset Restructuring For For Management Report 3 Approve Grant of a Bank Loan by Bank of For For Management China, Sydney Branch of AUD 3.3 Billion to Finance the Consideration Under the Transaction; and the Provision by Yankuang Group Corp. Ltd. of a Counter-Guarantee to the Company 4 Authorize Board to Do All Such Acts and For For Management Things Necessary to Implement the Transaction -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417110 Meeting Date: JUN 25, 2010 Meeting Type: Special Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417110 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan and For For Management Dividend of RMB1.229 billion, Equivalent to RMB 0.25 Per Share 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint Grant Thornton and Shine Wing For For Management Certified Public Accountants Ltd. as International and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Proposal Regarding Purchase of For Abstain Management Liability Insurance for Directors, Supervisors, and Senior Officers 8 Amend Articles Re: Expansion of For For Management Business Scope 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD. Ticker: 2067 Security ID: Y988AD109 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company and Its Subsidiary For Abstain Management to Apply for 2010 Credit Quota from Bank and Relevant Authorization 2 Approve the Guarantee Quota for For For Management Controlled Subsidiary in 2010 3 Approve the Mutual Guarantee Agreement For For Management to be Signed with a Company 4 Approve the Mutual Guarantee Agreement For For Management to be Signed with a Plant 5 Approve 2009 Directors' Report For For Management 6 Approve 2009 Supervisors' Report For For Management 7 Approve 2009 Financial Statements and For For Management 2010 Financial Budget Report 8 Approve 2009 Allocation of Income and For For Management Dividends 9 Approve 2009 Annual Report and Annual For For Management Report Summary 10 Approve to Re-Appoint Company's 2010 For For Management Audit Firm -------------------------------------------------------------------------------- ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD. Ticker: 2067 Security ID: Y988AD109 Meeting Date: JUN 29, 2010 Meeting Type: Special Record Date: JUN 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Guarantee Quota for For For Management Subsidiaries 2 Approve the Implementation of Technical For For Management Reform Project with Idle Raised funds and Self-Owned Funds -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: DEC 26, 2009 Meeting Type: Special Record Date: DEC 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Audit Firm For For Management -------------------------------------------------------------------------------- ZHENGZHOU YUTONG BUS CO LTD. Ticker: 600066 Security ID: Y98913109 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Directors' Report For For Management 2 Approve 2009 Supervisors' Report For For Management 3 Approve 2009 Independent Directors' For For Management Report 4 Approve 2009 Financial Statements For For Management 5 Approve 2009 Annual Report and Annual For For Management Report Summary 6 Approve 2009 Allocation of Income and For For Management Dividends 7 Approve Estimated Amount of 2010 For For Management Continuing Connected Transactions 8 Approve the Cancellation of Partnership For For Management Firm 9 Approve a Technological Transformation For For Management Project -------------------------------------------------------------------------------- ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) Ticker: 763 Security ID: Y0004F121 Meeting Date: MAR 30, 2010 Meeting Type: Special Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Hou Weigui as Non-Independent For For Management Director 1b Elect Xie Weiliang as Non-Independent For For Management Director 1c Elect Lei Fanpei as Non-Independent For For Management Director 1d Elect Zhang Junchao as Non-Independent For For Management Director 1e Elect Wang Zhanchen as Non-Independent For For Management Director 1f Elect Dang Lianbo as Non-Independent For For Management Director 1g Elect Yin Yimin as Non-Independent For For Management Director 1h Elect Shi Lirong as Non-Independent For For Management Director 1i Elect He Shiyou as Non-Independent For For Management Director 1j Elect Li Jin as Independent Director For For Management 1k Elect Qu Xiaohui as Independent For For Management Director 1l Elect Wei Wei as Independent Director For For Management 1m Elect Chen Naiwei as Independent For For Management Director 1n Elect Tan Zhenhui as Independent For For Management Director 2a Elect Wang Yan as Shareholders' For For Management Representative Supervisor 2b Elect Xu Weiyan as Shareholders' For For Management Representative Supervisor ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Morgan Stanley China A Share Fund, Inc. By (Signature and Title)* /s/ Randy Takian ----------------------------------------- Randy Takian President and Principal Executive Officer Date August 25, 2010 * Print the name and title of each signing officer under his or her signature.