-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CBijSfYnvL2fKftAJk683FAx96xGPwby22a+nIPhpNUeXEeyJA3/5GE1PKLTRQ9T XricVCi4Rn9aH+OPSwFqWw== 0000950123-09-038805.txt : 20090828 0000950123-09-038805.hdr.sgml : 20090828 20090827173540 ACCESSION NUMBER: 0000950123-09-038805 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090828 DATE AS OF CHANGE: 20090827 EFFECTIVENESS DATE: 20090828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morgan Stanley China A Share Fund, Inc. CENTRAL INDEX KEY: 0001368493 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21926 FILM NUMBER: 091040587 BUSINESS ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-6963 MAIL ADDRESS: STREET 1: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 N-PX 1 y0195017nvpx.txt N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21926 Morgan Stanley China A Share Fund, Inc. (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 (Address of principal executive offices) (Zip code)
Stefanie V. Chang Yu, Esq. Managing Director Morgan Stanley Investment Advisors Inc. 522 Fifth Avenue New York, New York 10036 (Name and address of agent for service) Registrant's telephone number, including area code: 800-869-6397 Date of fiscal year end: 12/31 Date of reporting period: 7/1/08 - 6/30/09 ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21926 Reporting Period: 07/01/2008 - 06/30/2009 Morgan Stanley China A Share Fund, Inc. =================== MORGAN STANLEY CHINA A SHARE FUND, INC. ==================== ANHUI CONCH CEMENT COMPANY LTD Ticker: 914 Security ID: CNE0000019V8 Meeting Date: FEB 17, 2009 Meeting Type: Special Record Date: JAN 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of the Use of Proceeds For For Management Raised from the Issue of 200 Million A Shares in the Company in 2008 and the Use of the Remaining Amount of Proceeds for the Resolutions Below 1a Approve Investment of RMB 300 Million For For Management in the Project of a 4,500 Tonnes/d Cement and Clinker Production Line (Phase I), 2.2 Million Tonnes Cement Mill and 18MW Residual Heat Power Generation Unit of Chongqing Conch Cement Co., Ltd. 1b Approve Investment of RMB 300 Million For For Management in the Project of a 4,500 Tonnes/d Cement and Clinker Production Line (Phase I), 2.2 Million Tonnes Cement Mill and 18MW Residual Heat Power Generation Unit of Dazhou Conch Cement Co., Ltd. 1c Approve Investment of RMB 300 Million For For Management in the Project of a 4,500 Tonnes/d Cement and Clinker Production Line (Phase I), 2.2 Million Tonnes Cement Mill and 18MW Residual Heat Power Generation Unit of Guangyuan Conch Cement Co., Ltd. 1d Approve Investment of RMB 300 Million For For Management in the Project of a 4,500 Tonnes/d Cement and Clinker Production Line (Phase I), 2.2 Million Tonnes Cement Mill and 9MW Residual Heat Power Generation Unit of Pingliang Conch Cement Co., Ltd. 1e Approve Repayment of Bank Loans by For For Management Applying Sum of RMB 1.23 Million and All the Interest Accrued So Far to be Accrued on the Proceeds - -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LTD Ticker: 914 Security ID: CNE0000019V8 Meeting Date: JUN 5, 2009 Meeting Type: Annual Record Date: MAY 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management for the Year 2008 5 Reappoint PRC and International For For Management Auditors of the Company and Authorize the Board to Fix Their Remuneration 6 Approve the Guarantees Provided by the For For Management Company for the Bank Borrowings of Certain Subsidiaries of the Companies 7 Amend Articles Re: Profit Distribution For For Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Approve Issuance of Corporate Bonds For For Management (Bonds) With Face Value in the Aggregate Principal Amount Not Exceeding RMB 9.5 Billion in the PRC (Bonds Issue) 9a Approve Issuing Amount of the Bonds For For Management 9b Approve Maturity of the Bonds For For Management 9c Approve Interest Rate of the Bonds and For For Management its Determination 9d Approve Issue Price of the Bonds For For Management 9e Approve Use of Proceeds of the Bonds For For Management 9f Approve Arrangement of Placing to the For For Management Existing Holders of the Company's A Shares Under the Terms of the Bonds Issue 9g Approve Validity Period of the Bonds For For Management 9h Approve Authorization of the Bonds For For Management Issue - -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY AND ELECTRICITY POWER CO LTD Ticker: Security ID: CNE000001KT3 Meeting Date: JUL 10, 2008 Meeting Type: Special Record Date: JUL 4, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Conversion Price of Convertible For Against Management Bonds - -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY AND ELECTRICITY POWER CO LTD Ticker: Security ID: CNE000001KT3 Meeting Date: SEP 5, 2008 Meeting Type: Special Record Date: SEP 1, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association (Routine) For For Management 2 Approve Recurrent Related Party For For Management Transaction 3 Approve Guarantee of Credit Lines of For For Management Certain Subsidiaries - -------------------------------------------------------------------------------- ANHUI HENGYUAN COAL INDUSTRY AND ELECTRICITY POWER CO LTD Ticker: Security ID: CNE000001KT3 Meeting Date: SEP 16, 2008 Meeting Type: Special Record Date: SEP 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Lowering of the Conversion For Against Management Price of the Company's Convertible Bonds - -------------------------------------------------------------------------------- BANK OF BEIJING Ticker: Security ID: CNE100000734 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: MAY 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Financial Statements For For Management 4 Approve 2009 Financial Budget Report For For Management 5 Approve 2008 Allocation of Income and For For Management Dividends 6 Approve to Appoint the Company's 2009 For Against Management Audit Firm 7 Approve Report on 2008 Related Party For For Management Transactions 8 Amend Articles of Association (Special) For For Management 9 Elect Ronald Scherpenhuijsen Rom as For For Management Director - -------------------------------------------------------------------------------- BANK OF CHINA LIMITED, BEIJING Ticker: Security ID: CNE1000001Z5 Meeting Date: JUN 18, 2009 Meeting Type: Annual Record Date: MAY 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Working Report of the Board of For For Management Directors 2 Accept Working Report of the For For Management Supervisors 3 Approve Profit Distribution Plan For For Management 4 Accept Annual Financial Statements For For Management 5 Approve Annual Budget for Year 2009 For For Management 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Ltd. Co. and PricewaterhouseCoopers Hong Kong as External Auditors 7a Approve 2008 Performance Appraisal and For For Management Bonus Plan for Xiao Gang, the Chairman of the Board of Directors 7b Approve 2008 Performance Appraisal and For For Management Bonus Plan for Li Lihui, the Vice Chairman of the Board of Directors and the President of the Bank 7c Approve 2008 Performance Appraisal and For For Management Bonus Plan for Li Zaohang, the Executive Director and the Executive Vice President of the Bank 7d Approve 2008 Performance Appraisal and For For Management Bonus Plan for Zhou Zaiqun, the Executive Director and the Executive Vice President of the Bank 7e Approve 2008 Performance Appraisal and For For Management Bonus Plan for Liu Ziqiang, the Chairman of the Board of Supervisors 7f Approve 2008 Performance Appraisal and For For Management Bonus Plan for Wang Xueqiang, the Supervisor of the Bank 7g Approve 2008 Performance Appraisal and For For Management Bonus Plan for Liu Wanming, the Supervisor of the Bank 8a Reelect Seah Lim Huat Peter as a For For Management Non-Executive Director 8b Reelect Alberto Togni as an Independent For For Management Non-Executive Director 9 Approve Proposal for Supplemental For For Management Delegation of Authorities by the Shareholders' Meeting to the Board of Directors of the Bank 10 Amend Articles Re: Profit Distribution For For Management Policy 11 Approve Issuance of RMB-Denominated For For Management Bonds in Hong Kong for a Total Amount Not Exceeding RMB 10 Billion by the End of 2010 - -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO LTD Ticker: 3328 Security ID: CNE1000000S2 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: APR 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Fixed Assets Investment Budget For For Management for the Year Ending Dec. 31, 2009 5 Approve Profit Distribution Plan and For For Management Distribution of Dividend for the Year Ended Dec. 31, 2008 6 Reappoint PricewaterhouseCoopers and For For Management Deliotte Touche Tohmatsu as International Auditors and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Remuneration of Directors and For For Management Supervisors 8 Approve Proposed Amendments to the Work For For Management Procedures for Independent Directors of Bank of Communications Co. Ltd. 9a Reelect Hu Huaibang as Executive For For Management Director 9b Reelect Qian Hongyi as Non-executive For For Management Director 9c Reelect Ji Guoqiang as Non-executive For For Management Director 9d Reelect Lei Jun as Non-executive For For Management Director 10 Reelect Yan Hong as Supervisor For For Management 11 Amend Articles of Association For For Management 12 Approve Issuance of Subordinated Bonds For For Management in the Aggregate Principal Amount Not Exceeding RMB 80 Billion - -------------------------------------------------------------------------------- BAOSHAN IRON & STEEL CO LTD Ticker: Security ID: CNE0000015R4 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: APR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Supervisors' Report For Did Not Vote Management 3 Approve 2008 Annual Report and Annual For Did Not Vote Management Report Summary 4 Approve Remuneration of Directors, For Did Not Vote Management Supervisors and Senior Management 5 Approve 2008 Financial Statements For Did Not Vote Management 6 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 7 Approve 2009 Financial Budget Report For Did Not Vote Management 8 Approve 2009 Continuing Connected For Did Not Vote Management Transactions 9 Approve to Re-Appoint Ernst & Young as For Did Not Vote Management the Company's 2009 Audit Firm 10 Amend Articles of Association For Did Not Vote Management 11 Elect Directors (Bundled) For Did Not Vote Management 12 Elect Supervisory Board Members For Did Not Vote Management (Bundled) 13 Amend Articles of Association Regarding For Did Not Vote Management the Composition of the Company's Senior Management - -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO LTD Ticker: Security ID: CNE000001980 Meeting Date: NOV 28, 2008 Meeting Type: Special Record Date: NOV 20, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Short-Term For For Management Financing Bill - -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO LTD Ticker: Security ID: CNE000001980 Meeting Date: DEC 18, 2008 Meeting Type: Special Record Date: DEC 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For For Management Issue of Corporate Bonds 2 Approve Issuance of Corporate Bonds For For Management 3 Approve Provisions when Company Fails For For Management to Pay Principal and Interest of Corporate Bonds 4 Approve Authorization of the Board to For For Management Handle Matters Regarding Issuance of Corporate Bonds 5 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- BEIJING HUALIAN HYPERMARKET CO LTD Ticker: Security ID: CNE000001980 Meeting Date: DEC 29, 2008 Meeting Type: Special Record Date: DEC 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Financial Guarantee For Abstain Management Agreement with Beijing Hualian Department Store Co., Ltd. - -------------------------------------------------------------------------------- BEIJING SL PHARMACEUTICAL CO LTD Ticker: Security ID: CNE000001L31 Meeting Date: APR 24, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Supervisors' Report For Did Not Vote Management 3 Approve 2008 Financial Report For Did Not Vote Management 4 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 5 Approve 2008 Annual Report and Annual For Did Not Vote Management Report Summary 6.1 Elect Xu Mingbo as Director For Did Not Vote Management 6.2 Elect Chen Yulin as Director For Did Not Vote Management 6.3 Elect Wang Yongbo as Director For Did Not Vote Management 6.4 Elect Liang Shujie as Director For Did Not Vote Management 6.5 Elect Ma Qingjun as Director For Did Not Vote Management 6.6 Elect Zhang Mingxi as Director For Did Not Vote Management 7.1 Elect Lu Anjing as Supervisory Board For Did Not Vote Management Member 7.2 Elect Wen Xiujiang as Supervisory Board For Did Not Vote Management Member 8 Approve to Re-Appoint Ascenda Certified For Did Not Vote Management Public Accountants as the Company's Audit Firm for 2009 and to Fix its 2008 Audit Fees - -------------------------------------------------------------------------------- CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELO Ticker: Security ID: CNE000001527 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAY 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Audit Report For For Management 4 Approve 2008 Financial Statements For For Management 5 Approve Financial Budget Plan For For Management 6 Approve 2008 Allocation of Income and For For Management Dividends 7 Approve 2008 Annual Report and Annual For For Management Report Summary 8.1 Approve Resignation of Wang Zhiming as For For Management Independent Director 8.2 Approve Resignation of Liu Keli as For For Management Independent Director 8.3 Elect Wang Zhiyue as Independent For For Management Director 8.4 Elect Lian Weizeng as Independent For For Management Director 9 Approve to Appoint Zhongxi Certified For For Management Public Accountants as the Company's 2009 Audit Firm 10 Authorize a Company to Carry out For For Management Finance Leasing Factoring Business 11 Authorize a Company to Carry out For For Management Finance Leasing Factoring Business 12 Approve Application for Bank Credit For For Management Line and Financing Business 13.1 Approve Provision of Guarantee to For For Management Company's Subsidiaries 13.2 Approve Provision of Guarantee to For For Management Company's Subsidiaries 14 Amend Articles of Association For For Management 14.1 Amend Article 19 of Articles of For For Management Association 14.2 Amend Article 156 of Articles of For For Management Association 15 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 16 Approve Proposal on the Issuance of For For Management Shares for a Private Placement 16.1 Approve Issue Type and Par Value For For Management 16.2 Approve Manner of Issuance For For Management 16.3 Approve Parties and Subscription Manner For For Management 16.4 Approve Number of Shares For For Management 16.5 Approve Issue Price and Basis of Fix For For Management Price 16.6 Approve Usage of Funds from Issuance For For Management 16.7 Approve Arrangement on the Period of For For Management Issuance 16.8 Approve Listing Location For For Management 16.9 Approve Arrangement of Undistributed For For Management Profits before Issuance 16.10 Approve Resolution Validity Period For For Management 17 Approve Issuance of A Shares for For For Management Private Placement 18 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Issuance of Shares via a Private Placement 19 Approve Feasibility Report on the Use For For Management of Funds from Issuanceof A Shares 20 Approve Report on the Use of Previously For For Management Raised Funds 21 Approve Arrangement of Undistributed For For Management Profits after Issuance - -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LTD. Ticker: Security ID: CNE1000000R4 Meeting Date: JUN 29, 2009 Meeting Type: Annual Record Date: MAY 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Annual Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Plan For For Management 6 Approve Financial Budget Plan for the For For Management Year 2009 7 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 8a Reelect Kong Dan as Director For For Management 8b Reelect Chang Zhenming as Director For For Management 8c Reelect Chen Xiaoxian as Director For For Management 8d Reelect Dou Jianzhong as Director For For Management 8e Reelect Ju Weimin as Director For For Management 8f Reelect Zhang Jijing as Director For For Management 8g Reelect Wu Beiying as Director For For Management 8h Reelect Chan Hui Dor Lam Doreen as For For Management Director 8i Reelect Guo Ketong as Director For For Management 8j Reelect Jose Ignacio Goirigolzarri as For For Management Director 8k Elect Jose Andres Barreiro Hernandez as For For Management Director 8l Reelect Bai Chong-En as Director For For Management 8m Reelect Ai Hongde as Director For For Management 8n Reelect Xie Rong as Director For For Management 8o Reelect Wang Xiangfei as Director For For Management 8p Reelect Li Zheping as Director For For Management 9a Reelect Wang Chuan as Supervisor For For Management 9b Reelect Wang Shuanlin as Supervisor For For Management 9c Reelect Zhuang Yumin as Supervisor For For Management 9d Reelect Luo Xiaoyuan as Supervisor For For Management 9e Reelect Zheng Xuexue as Supervisor For For Management 10 Approve Acquisition of a 70.32 Percent For For Management Interest in CITIC International Financial Hldgs. Ltd. from Gloryshare Investments Ltd. 1 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: CNE100000742 Meeting Date: MAR 26, 2009 Meeting Type: Special Record Date: FEB 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Subordinated Bonds For For Management in the Aggregate Principal Amount Not Exceeding RMB 80 Billion 2 Approve Resolution on Supplying For For Management Corporate Communications to the Holders of H Shares By Means of the Bank's Own Website - -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: CNE100000742 Meeting Date: JUN 11, 2009 Meeting Type: Annual Record Date: MAY 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2008 Report of the Board of For For Management Directors 2 Accept 2008 Report of the Board of For For Management Supervisors 3 Accept 2008 Final Financial Accounts For For Management 4 Approve 2009 Fixed Assets Investment For For Management Budget 5 Approve Profit Distribution Plan for For For Management the Second Half of 2008 6 Approve 2008 Final Emoluments For For Management Distribution Plan for Directors and Supervisors 7 Appoint Auditors For For Management 8 Elect Chen Zuofu as Executive Director For For Management - -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: CNE000001Q93 Meeting Date: OCT 27, 2008 Meeting Type: Special Record Date: SEP 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Miao Jianmin as Non-Executive For For Management Director 1b Elect Lin Dairen as Executive Director For For Management 1c Elect Liu Yingqi as Executive Director For For Management 2 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 2628 Security ID: CNE000001Q93 Meeting Date: MAY 25, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for the Year Ended Dec. 31, 2008 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectfully, and Authorize Board to Fix Their Remuneration 7a Elect Yang Chao as Executive Director For For Management 7b Elect Wan Feng as Executive Director For For Management 7c Elect Lin Dairen as Executive Director For For Management 7d Elect Liu Yingqi as Executive Director For For Management 7e Elect Miao Jianmin as Non-Executive For For Management Director 7f Elect Shi Guoqing as Non-Executive For For Management Director 7g Elect Zhuang Zuojin as Non-Executive For For Management Director 7h Elect Sun Shuyi as Independent For For Management Non-Executive Director 7i Elect Ma Yongwei as Independent For For Management Non-Executive Director 7j Elect Sun Changji as Independent For For Management Non-Executive Director 7k Elect Bruce Douglas Moore as For For Management Independent Non-Executive Director 8a Elect Xia Zhihua as Non-Employee For For Management Representative Supervisor 8b Elect Shi Xiangming as Non-Employee For For Management Representative Supervisor 8c Elect Tian Hui as Non-Employee For For Management Representative Supervisor 9 Approve Renewal of Liability Insurance For Against Management for Directors and Senior Management Officers 10 Review Duty Report of Independent None None Management Directors for the Year 2008 11 Review Status of Connected Transactions None None Management and Execution of Connected Transaction Management System of the Company for the Year 2008 12 Amend Articles of Association For For Management 13 Amend Procedural Rules for For For Management Shareholders' General Meetings 14 Amend Procedural Rules for Board of For For Management Directors Meetings 15 Amend Procedural Rules for the For For Management Supervisory Committee Meetings 16 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights - -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 3968 Security ID: CNE000001B33 Meeting Date: FEB 27, 2009 Meeting Type: Special Record Date: JAN 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposal Allowing the Company For For Management to Send or Supply Corporate Communication to the Holders of H Shares Through the Company's Website - -------------------------------------------------------------------------------- CHINA MERCHANTS BANK CO LTD Ticker: 3968 Security ID: CNE000001B33 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: MAY 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Board of For For Management Supervisors 3 Approve Work Plan Report of the Board For For Management of Supervisors for the Year 2009 4 Accept Audited Financial Report For For Management 5 Accept Final Financial Report For For Management 6 Approve Duty Performance and For For Management Cross-Evaluation Reports of Independent Non-Executive Directors 7 Approve Assessment Report on the Duty For For Management Performance of Directors 8 Approve Duty Performance and For For Management Cross-Evaluation Reports of External Supervisors 9 Approve Related Party Transaction For For Management Report 10 Approve Profit Appropriation Plan For For Management 11 Approve Issuance of Financial Bonds For For Management 12 Approve Issuance of Capital Bonds For For Management 13 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS Ticker: Security ID: CNE0000008B3 Meeting Date: SEP 22, 2008 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Supervisors For For Management 2 Elect Directors For For Management 3 Elect Independent Directors For For Management 4 Amend Articles of Association (Routine) For For Management 5 Approve Related Party Transaction For For Management - -------------------------------------------------------------------------------- CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS Ticker: Security ID: CNE0000008B3 Meeting Date: APR 20, 2009 Meeting Type: Annual Record Date: APR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Financial Statements For For Management 2 Approve 2008 Annual Report and Annual For For Management Report Summary 3 Approve 2008 Allocation of Income and For For Management Dividends 4 Approve 2008 Report on the Use of For For Management Previously Raised Funds and Saved Funds 5 Approve to Re-Appoint Dechin Huayong For For Management CPA as Company's 2009 Audit Firm 6 Amend Articles of Association For For Management 6.1 Amend Article 6 of Articles of For For Management Association 6.2 Amend Article 13 of Articles of For For Management Association 6.3 Amend Article 19 of Articles of For For Management Association 6.4 Amend Article 165 of Articles of For For Management Association 6.5 Amend Articles 180 of Articles of For For Management Association - -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP LTD. Ticker: Security ID: CNE0000015Y0 Meeting Date: MAR 23, 2009 Meeting Type: Special Record Date: MAR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Bring Forward the Reelection of the For For Management Board of Directors 2 Elect Directors For For Management 3 Bring Forward the Reelection of the For For Management Supervisory Committee 4 Elect Supervisors For For Management 5 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP LTD. Ticker: Security ID: CNE0000015Y0 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Financial Statements For For Management 4 Approve 2008 Allocation of Income and For For Management Dividends 5 Approve 2009 Financial Budget Report For For Management 6 Approve to Re-Appoint the Company's For For Management 2009 Audit Firm and Fix Their Audit Fee 7 Authorize Issuance of Bonds For For Management 8 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP LTD. Ticker: Security ID: CNE0000015Y0 Meeting Date: JUN 22, 2009 Meeting Type: Special Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of H Shares and For For Management Listing 2 Approve Scheme on the Issuance of H For For Management Shares and Listing 2.1 Approve Eligibility for Issuance and For For Management Terms of Issuance 2.2 Approve Issuance Type For For Management 2.3 Approve Issuance Period For For Management 2.4 Approve Manner of Issuance For For Management 2.5 Approve Scope of Issuance For For Management 2.6 Approve Basis of Price For For Management 2.7 Approve Parties For For Management 2.8 Approve Principle for Subscription For For Management 3 Approve the Company's Fund Raising For For Management Scheme 4 Approve Report on the Use of Previously For For Management Raised Funds 5 Approve Investment Plan from Raised For For Management Funds from the Issuance 6 Approve Resolution Validity Period of For For Management the Issuance of H Shares 7 Approve to Authorize the Board to For For Management Handle All Matters Relating to the Issuance 8 Amend Articles of Association (H For For Management Shares) 9 Approve Arrangement of Undistributed For For Management Profits before Issuance - -------------------------------------------------------------------------------- CHINA NATIONAL MEDICINE CORPORATION LTD Ticker: Security ID: CNE000001D56 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Annual Report and Annual For For Management Report Summary 4 Approve 2008 Financial Statements For For Management 5 Approve 2008 Allocation of Income and For For Management Dividends 6 Approve to Re-Appoint RSM International For For Management as the Company's 2009 Audit Firm 7 Approve 2009 Daily Continuing Connected For For Management Transactions 8 Approve Resignation of Wu Aimin as For For Management Director and Elect Fan Banghan as His Replacement 9 Approve Resignation of Fan Banghan as For For Management Supervisor and Elect Wu Aimin as His Replacement 10 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD Ticker: Security ID: CNE1000008M8 Meeting Date: MAY 26, 2009 Meeting Type: Annual Record Date: MAY 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Annual Report and Annual For For Management Report Summary 4 Approve 2008 Financial Statements For For Management 5 Approve 2008 Allocation of Income and For For Management Dividends 6 Approve to Appoint the Company's 2009 For For Management Audit Firm 7 Elect Director For For Management 8 Amend Articles of Association For Abstain Management 9 Approve Rules and Procedures Governing For Abstain Management Shareholders' General Meetings 10 Approve Rules and Procedures Governing For For Management Board of Directors' Meetings 11 Approve Rules and Procedures Governing For For Management Supervisory Board Meetings 12 Approve Report on Performance of For For Management Directors for 2008 13 Approve 2008 Independent Directors' For For Management Report 14 Approve Report on 2008 Continuing For For Management Connected Transactions - -------------------------------------------------------------------------------- CHINA RAILWAY CONSTRUCTION CORPORATION LTD Ticker: 1186 Security ID: CNE1000009T1 Meeting Date: JUN 19, 2009 Meeting Type: Annual Record Date: MAY 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Board of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Proposal for the Profits For For Management Distribution 5 Accept Annual Report and Its Summary For For Management 6 Approve Changes to the Use of H Share For For Management Proceeds 7 Reappoint Ernst & Young and Ernst & For For Management Young Hua Ming as External Auditors and Fix Their Remuneration 8a Elect Zhao Guangfa as Executive For For Management Director 8b Elect Zhu Mingxian as Non-Executive For For Management Director 9 Approve Remuneration Policy of For For Management Directors and Supervisors 10 Approve New Annual Basic Salaries for For For Management Independent Directors 11 Approve Remuneration Packages for For For Management Directors 1 Amend Articles Re: Delivery of For For Management Corporate Communications Through the Company's Website and Changes in Cash Dividend Policy 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights - -------------------------------------------------------------------------------- CHINA SOUTH LOCOMOTIVE & ROLLING STOCK INDUSTRY GROUP CORPOR Ticker: 601766 Security ID: CNE100000BG0 Meeting Date: NOV 14, 2008 Meeting Type: Special Record Date: NOV 6, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Usage of A Shares Accumulated For For Management Funds of RMB 2.6 Billion to Temporarily Supplement Floating Capital 2 Approve Adjustment of A Shares Project For For Management Funds - -------------------------------------------------------------------------------- CHINA VANKE CO Ticker: 2 Security ID: CNE0000000T2 Meeting Date: APR 10, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve Annual Report and Financial For For Management Statements 4 Approve 2008 Allocation of Income and For For Management Dividends 5 Approve to Re-Appoint KPMG China as For For Management Company's 2009 Audit Firm 6 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- CITIC SECURITIES CO LTD Ticker: Security ID: CNE000001DB6 Meeting Date: MAY 25, 2009 Meeting Type: Annual Record Date: MAY 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Independent Directors' For For Management Report 4 Approve 2008 Allocation of Income and For For Management Dividends 5 Approve 2008 Annual Report and Annual For For Management Report Summary 6 Approve to Appoint the Company's 2009 For For Management Audit Firm 7 Approve 2009 Investment Quota For For Management 8 Approve 2009 Estimated Daily Continuing For For Management Connected Transactions - -------------------------------------------------------------------------------- CITIC SECURITIES CO LTD Ticker: Security ID: CNE000001DB6 Meeting Date: JUN 29, 2009 Meeting Type: Special Record Date: JUN 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors (Bundled) For For Management 2 Elect Supervisory Board Members For For Management (Bundled) 3 Amend Articles of Association (Special) For For Management 4 Approve Working Procedures for Election For For Management of Audit Firm - -------------------------------------------------------------------------------- DAQIN RAILWAY CO LTD Ticker: Security ID: CNE000001NG4 Meeting Date: SEP 16, 2008 Meeting Type: Special Record Date: SEP 8, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Rules on Financing Activities, For For Management Loans and Guarantees 2 Approve Establishment of Remuneration For For Management Committee 3 Approve Establishment of Strategic For For Management Committee 4 Approve Establishment of Nomination For For Management Committee - -------------------------------------------------------------------------------- GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC) Ticker: Security ID: CNE000001790 Meeting Date: DEC 26, 2008 Meeting Type: Special Record Date: DEC 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Audit Firm For For Management - -------------------------------------------------------------------------------- GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC) Ticker: Security ID: CNE000001790 Meeting Date: APR 24, 2009 Meeting Type: Special Record Date: APR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 2 Approve Proposal on the Issuance of For For Management Shares for a Private Placement 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Manner of Issuance For For Management 2.3 Approve Parties and Subscription Manner For For Management 2.4 Approve Number of Shares For For Management 2.5 Approve Issue Price, Basis of Fix Price For For Management and Date 2.6 Approve Arrangement on the Period of For For Management Issuance 2.7 Approve Listing Location For For Management 2.8 Approve Usage of Funds For For Management 2.9 Approve Arrangement of Undistributed For For Management Profits before Issuance 2.10 Approve Resolution Validity Period For For Management 3 Approve Issuance of Shares for a For For Management Private Placement 4 Approve Feasibility Report on the Usage For For Management of Raised Funds from Issuance 5 Approve Report on the Issuance of For For Management Shares for Private Placement and Public Issuance of Bonds 6 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Issuance of Shares via a Private Placement 7 Approve Provision of Credit Guarantees For For Management or Capital to the Company's Subsidiary 8 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC) Ticker: Security ID: CNE000001790 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAY 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Annual Report and Annual For For Management Report Summary 4 Approve 2008 Financial Statements For For Management 5 Approve 2008 Allocation of Income and For For Management Dividends 6 Approve to Re-Appoint Deloitte Touche For For Management Tohmatsu Certified Public Accountants (China) Ltd as the Company's 2009 Audit Firm 7 Elect Guo Yueqiang as Director For For Management 8 Elect Wang Zhile as Independent For For Management Director 9 Elect Xia Xinping as Independent For For Management Director - -------------------------------------------------------------------------------- GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL Ticker: Security ID: BMG3978C1249 Meeting Date: JUN 30, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Wang Jun Zhou as Executive For For Management Director 2b Reelect Wei Qiu Li as Executive For For Management Director 2c Reelect Sun Qiang Chang as For For Management Non-Executive Director 2d Reelect Mark Christopher Greaves as For Against Management Independent Non-Executive Director 2e Reelect Thomas Joseph Manning as For Against Management Independent Non-Executive Director 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Elect Sun Yi Ding as Executive Director For For Management - -------------------------------------------------------------------------------- GREE ELECTRICAL APPLIANCES INC OF ZHUHAI CO. LTD. Ticker: Security ID: CNE0000001D4 Meeting Date: MAY 18, 2009 Meeting Type: Annual Record Date: MAY 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Financial Statements For Did Not Vote Management 3 Approve 2008 Annual Report and Annual For Did Not Vote Management Report Summary 4 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 5 Approve to Re-Appoint the Company's For Did Not Vote Management 2009 Audit Firm 6 Approve Cooperation Agreement betweent For Did Not Vote Management the Company's Major Shareholder and the Company's Subsidiary 7 Approve 2008 Supervisors' Report For Did Not Vote Management 8 Amend Articles of Association For Did Not Vote Management 9 Amend Articles of Association regarding For Did Not Vote Management Profit Distribution Policies 10 Elect Directors via Cumulative Voting For Did Not Vote Management (Bundled) 11 Elect Supervisory Board Members via For Did Not Vote Management Cumulative Voting (Bundled) - -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO LTD Ticker: Security ID: CNE000000DB8 Meeting Date: SEP 10, 2008 Meeting Type: Special Record Date: SEP 3, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Proceeds from Previous For Did Not Vote Management Convertible Bond Issuance - -------------------------------------------------------------------------------- GUANGXI LIUGONG MACHINERY CO LTD Ticker: Security ID: CNE000000DB8 Meeting Date: NOV 24, 2008 Meeting Type: Special Record Date: NOV 20, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adjust the Debt-Equity For For Management Conversion Price of Convertible Bonds 2 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- HENAN SHENHUO COAL INDUSTRY & ELECTRICITY POWER CO LTD Ticker: Security ID: CNE000001097 Meeting Date: AUG 15, 2008 Meeting Type: Special Record Date: AUG 11, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Shares in a For Against Management Company 2 Approve Guarantee of Credit Lines of For Against Management Certain Subsidiaries - -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV Ticker: 1071 Security ID: CNE000001LJ2 Meeting Date: DEC 29, 2008 Meeting Type: Special Record Date: NOV 28, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Medium-Term Notes For For Management or Corporate Bonds or the Combination 2 Approve Provision of Project Loan For For Management Guarantee in the Amount of RMB 200 Million to Anhui Huadian Suzhou Power Generation Co. Ltd. - -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV Ticker: 1071 Security ID: CNE000001LJ2 Meeting Date: JUN 2, 2009 Meeting Type: Annual Record Date: APR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Short-Term For For Management Debentures 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3a Approve Class of Shares to be Issued For For Management 3b Approve Nominal Value Per Share For For Management 3c Approve Method of Issuance For For Management 3d Approve Target Subscribers and Lock-Up For For Management Period 3e Approve Method of Subscription For For Management 3f Approve Number of Shares to be Issued For For Management 3g Approve Determination Date of the For For Management Issuance Price 3h Approve Listing Arrangement For For Management 3i Approve Use of Proceeds For For Management 3j Approve Arrangement of Retained Profits For For Management 3k Approve Validity Period of Resolutions For For Management 4 Approve CH Subscription Agreement For For Management 5 Approve the Resolution in Relation to For For Management the Authorizations to the Board in Connection with the Proposed Placing 6 Amend Articles of Association For For Management 7 Accept Report of the Board of Directors For For Management 8 Accept Report of the Supervisory For For Management Committee 9 Approve Profit Distribution Proposal For For Management for the Year Ended Dec. 31, 2008 10 Accept Financial Statements and For For Management Statutory Reports 11 Reappoint KPMG and KPMG Huazhen as For For Management International and Domestic Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 12 Accept Report of the Independent For For Management Non-Executive Directors 13 Approve Loan Guarantee to Huadian Inner For Abstain Management Mongolia Kailu Wind Power Company Ltd. 14 Approve Resolution that Company For For Management Satisfies the Conditions for Non-Public Issuance of A Shares 15 Approve Feasibility Analysis Report for For For Management the Use of Proceeds from the Proposed Placing 16 Approve Specific Explanatory Report for For For Management the Use of Proceeds from the Previoius Raised Proceeds 17a Elect Wang Yuesheng as Independent For For Management Non-Executive Director and Approve Director's Remuneration of RMB 70,000 17b Elect Hao Shuchen as Independent For For Management Non-Executive Director and Approve Director's Remuneration of RMB 70,000 17c Elect Ning Jiming as Independent For For Management Non-Executive Director and Approve Director's Remuneration of RMB 70,000 17d Elect Yang Jinguan as Independent For For Management Non-Executive Director and Approve Director's Remuneration of RMB 70,000 - -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL INC. Ticker: 902 Security ID: CNE000001998 Meeting Date: JUN 18, 2009 Meeting Type: Annual Record Date: MAY 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Working Report of the Directors For For Management 2 Accept Working Report of the For For Management Supervisory Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Appoint PricewaterhouseCoopers Zhong For For Management Tian CPAs Co. Ltd. as the PRC Auditors and PricewaterhouseCoopers as the International Auditors with a Total Remuneration of About RMB 20.0 Million 6 Approve Proposal Regarding the Transfer For For Management of the Interest in Tianjin Yangliuqing Co-Generation Limited Liability Company 7 Apporve Proposal Regarding the Transfer For For Management of the Interest in Huaneng Beijing Co-Generation Limited Liability Company 8 Amend Articles of Association For For Management 9 Approve Issuance of Short-Term For For Management Debentures with a Principal Amount of Up to RMB 10 Billion - -------------------------------------------------------------------------------- HUAXIN CEMENT CO. LTD. Ticker: Security ID: CNE000000DC6 Meeting Date: DEC 9, 2008 Meeting Type: Special Record Date: DEC 2, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mid-term Incentive Plan for For Did Not Vote Management Senior Management and Core Managers - -------------------------------------------------------------------------------- HUAXIN CEMENT CO. LTD. Ticker: Security ID: CNE000000DC6 Meeting Date: APR 3, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Director's Report For For Management 2 Approve 2008 Supervisor's Report For For Management 3 Approve 2008 Financial Resolution For For Management Report and 2009 Financial Budget Report 4 Approve 2008 Allocation of Income and For For Management Dividends 5 Approve Re-appointment of Audit Firm For For Management and Authorize the Board of its Remuneration 6 Approve 2008 Independent Director's For For Management Report 7 Elect Directors (Bundled) For For Management 8 Elect Supervisors (Bundled) For For Management 9 Amend Articles of Association No. 158 For For Management with Regard to Profit Distribution 10 Approve 2009 Amendment to the For For Management Management System and Use of Raised Funds 11 Approve Provision of Guarantee For For Management 12 Approve Company's Eligibility for For For Management Issuance of Shares via a Private Placement 13 Approve Issuance of Shares via a For For Management Private Placement 13.1 Approve Issuance of Type For For Management 13.2 Approve Par Value For For Management 13.3 Approve Number of Shares and Amount of For For Management Proceeds 13.4 Approve Parties and Subscription Manner For For Management 13.5 Approve Manner of Issuance and For For Management Subscription of Shareholders 13.6 Approve Issue Price and Fix Price For For Management 13.7 Approve Lock-up Period and Listing For For Management Location 13.8 Approve Resolution Validity Period For For Management 13.9 Approve Usage of Funds For For Management 13.10 Approve Profit Distribution After For For Management Issuance of Shares 14 Approve Report on the Use of Previously For For Management Raised Funds 15 Approve Feasibility Report of For For Management Investment Projects Funded by the Private Placement 16 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Issuance of Shares via a Private Placement - -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: CNE000001P37 Meeting Date: MAY 25, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Work Report of the Board For Did Not Vote Management of Directors 2 Approve 2008 Work Report of the Board For Did Not Vote Management of Supervisors 3 Approve 2008 Audited Accounts For Did Not Vote Management 4 Approve 2008 Profit Distribution Plan For Did Not Vote Management 5 Approve 2009 Fixed Assets Investment For Did Not Vote Management Budget 6 Reappoint Ernst & Young and Ernst & For Did Not Vote Management Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million 7 Approve the Remuneration Calculations For Did Not Vote Management for Directors and Supervisors for 2008 8 Amend Articles of Association For Did Not Vote Management 9 Amend Rules of Procedures for For Did Not Vote Management Shareholders' General Meeting 10 Amend Rules of Procedures for the Board For Did Not Vote Management of Directors 11 Amend Rules of Procedures for the Board For Did Not Vote Management of Supervisors 12 Elect Dong Juan as External Supervisor None Did Not Vote Shareholder 13 Elect Meng Yan as External Supervisor None Did Not Vote Shareholder - -------------------------------------------------------------------------------- INDUSTRIAL BANK CO LTD Ticker: Security ID: CNE000001QZ7 Meeting Date: MAY 18, 2009 Meeting Type: Annual Record Date: MAY 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Supervisors' Report For Did Not Vote Management 3 Approve Performance Appraisal Report on For Did Not Vote Management Directors 4 Approve Performance Appraisal Report on For Did Not Vote Management Supervisors 5 Approve Performance Appraisal Report on For Did Not Vote Management Directors and Senior Management Made by the Supervisory Committee 6 Approve 2008 Annual Report and Annual For Did Not Vote Management Report Summary 7 Approve 2008 Financial Statements and For Did Not Vote Management 2009 Financial Budget Report 8 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 9 Approve to Re-Appoint the Company's For Did Not Vote Management 2009 Audit Firm 10 Authorize Issuance of Subordinated For Did Not Vote Management Bonds 11 Authorize Issuance of Financial Bonds For Did Not Vote Management 12 Approve Formulation of Management For Did Not Vote Management Measures on External Equity Investment 13 Approve Revision of Management Measures For Did Not Vote Management on Information Disclosure 14 Amend Articles of Association For Did Not Vote Management - -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO LTD Ticker: Security ID: CNE0000012D1 Meeting Date: OCT 7, 2008 Meeting Type: Special Record Date: SEP 26, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Short-Term For Abstain Management Financial Bills - -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO LTD Ticker: Security ID: CNE0000012D1 Meeting Date: JAN 24, 2009 Meeting Type: Special Record Date: JAN 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Did Not Vote Management 2.1 Elect Huang Zheng as Director For Did Not Vote Management 2.2 Elect Tan Sheng Guang as Director For Did Not Vote Management 2.3 Elect Sun Bin as Director For Did Not Vote Management 2.4 Elect Zhong Yan Zhen as Director For Did Not Vote Management 2.5 Elect Zhou Yuan Fang as Director For Did Not Vote Management 2.6 Elect Li Liang Zhong as Director For Did Not Vote Management 2.7 Elect Xu Zhong Cai as Director For Did Not Vote Management 2.8 Elect Lin Tian Fa as Director For Did Not Vote Management 3.1 Elect Wu Ming Hui as an Independent For Did Not Vote Management Director 3.2 Elect Yang Hong Ji as as Independent For Did Not Vote Management Director 3.3 Elect Wang Xiao Peng as an Independent For Did Not Vote Management Director 3.4 Elect Jiang Jin Fa as an Independent For Did Not Vote Management Director 3.5 Elect Peng Zhong Tian as an Independent For Did Not Vote Management Director 4.1 Elect You Xiao Jing as Supervisor For Did Not Vote Management 4.2 Elect Wang Ming Yan as Supervisor For Did Not Vote Management 4.3 Elect Zhou Zhen hua as Supervisor For Did Not Vote Management - -------------------------------------------------------------------------------- JIANGXI GANYUE EXPRESSWAY CO LTD Ticker: Security ID: CNE0000012D1 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: APR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Annual Report and Annual For For Management Report Summary 3 Approve 2008 Financial Statements For For Management 4 Approve 2008 Allocation of Income and For For Management Dividends 5 Amend Articles of Association For For Management 6 Approve Independent Directors' Report For For Management 7 Approve to Re-Appoint as the Company's For For Management 2009 Audit Firm 8 Approve Investment in Expressway For For Management Construction Project - -------------------------------------------------------------------------------- JIAOZUO WANGFANG ALUMINIUM MANUFACTURING CO LTD Ticker: Security ID: CNE000000826 Meeting Date: SEP 2, 2008 Meeting Type: Special Record Date: AUG 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Qiao Gui Ling as Director For For Shareholder 2 Elect Gao Xing Cheng as Director For For Shareholder 3 Elect Leng Zheng Xu as Director For For Shareholder 4 Elect Ou Xiao Wu as Director For For Shareholder 5 Elect Ma Xiao Ling as Director For For Shareholder 6 Elect Zhou Chuan Liang as Director For For Shareholder 7 Elect Gao Qi Ping as Independent For For Management Director 8 Elect Li Jing Ming as Independent For For Management Director 9 Elect Meng Zhong Jian as Independent For For Management Director 10 Elect Li Gang as Supervisor For For Shareholder 11 Elect Wang Shu Xia as Supervisor For For Shareholder - -------------------------------------------------------------------------------- KWEICHOW MOUTAI CO LTD Ticker: 600519 Security ID: CNE0000018R8 Meeting Date: MAY 22, 2009 Meeting Type: Annual Record Date: MAY 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Annual Report and Annual For For Management Report Summary 4 Approve 2008 Financial Statements For For Management 5 Approve 2008 Financial Budget Report For For Management 6 Approve 2008 Allocation of Income and For For Management Dividends 7 Approve to Appoint the Company's 2009 For For Management Audit Firm 8 Approve Annual Remuneration of Board For For Management Chairman 9 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- LAIWU STEEL CORP. Ticker: Security ID: CNE000000SX0 Meeting Date: JUN 19, 2009 Meeting Type: Special Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Indpendent Director For For Management 2 Amend Articles of Association (Special) For For Management 3 Amend Related Party Transactions For For Management Management System 4 Approve Acquisition of CCPP Power For For Management Project - -------------------------------------------------------------------------------- NINGXIA SAIMA INDUSTRY CO LTD Ticker: Security ID: CNE000001FS5 Meeting Date: APR 2, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Supervisors' Report For Did Not Vote Management 3 Approve 2008 Independent Directors' For Did Not Vote Management Report 4 Approve 2008 Financial Statement For Did Not Vote Management 5 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 6 Approve Adjustment of the Remuneration For Did Not Vote Management for Independent Directors 7 Approve to Appoint Shinewing Certified For Did Not Vote Management Public Accountants as Company's Audit Firm for 2009 8 Amend Articles of Association For Did Not Vote Management 9 Amend Regulations on Continuing For Did Not Vote Management Connected Transactions 10 Amend Rules and Procedures Regarding For Did Not Vote Management Independent Directors' System 11 Approve Authorization of the Board to For Did Not Vote Management Handle Bank Loans 12 Approve the Provision of Entrusted Loan For Did Not Vote Management of Ningxia Building Materials Group Co., Ltd. to the Company - -------------------------------------------------------------------------------- NINGXIA SAIMA INDUSTRY CO LTD Ticker: Security ID: CNE000001FS5 Meeting Date: MAY 8, 2009 Meeting Type: Special Record Date: APR 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes to the Investment of For For Management the Company's Previously Raised Funds - -------------------------------------------------------------------------------- NINGXIA SAIMA INDUSTRY CO LTD Ticker: Security ID: CNE000001FS5 Meeting Date: JUN 30, 2009 Meeting Type: Special Record Date: JUN 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction For For Management 2 Approve Loan Guarantee for a Subsidiary For For Management - -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: Security ID: CNE1000003W8 Meeting Date: OCT 21, 2008 Meeting Type: Special Record Date: SEP 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Comprehensive Agreement and For Against Management Revised Non-Exempt Annual Caps 2 Approve Supplemental Agreement to the For For Management CRMSC Products and Services Agreement and Related Annual Caps - -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: CNE000001R84 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: APR 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For Did Not Vote Management 2 Accept Report of the Supervisory For Did Not Vote Management Committee 3 Accept Annual Report and Its Summary For Did Not Vote Management 4 Accept Auditors' Report and Audited For Did Not Vote Management Financial Statements 5 Approve Profit Distribution Plan For Did Not Vote Management 6 Reappoint Ernst and Young Hua Ming as For Did Not Vote Management the PRC Auditors and Ernst and Young as the International Auditors and Authorize the Board to Fix Their Remuneration 7 Reelect Ma Mingzhe as Executive For Did Not Vote Management Director 8 Reelect Sun Jianyi as Executive For Did Not Vote Management Director 9 Reelect Cheung Chi Yan Louis as For Did Not Vote Management Executive Director 10 Appoint Wang Liping as Executive For Did Not Vote Management Director 11 Appoint Jason Bo Yao as Executive For Did Not Vote Management Director 12 Reelect Lin Lijun as Non-Executive For Did Not Vote Management Director 13 Reelect Hu Aimin as Non-Executive For Did Not Vote Management Director 14 Reelect Chen Hongbo as Non-Executive For Did Not Vote Management Director 15 Reelect Wong Tung Shun Peter as For Did Not Vote Management Non-Executive Director 16 Reelect Ng Sing Yip as Non-Executive For Did Not Vote Management Director 17 Reelect Clive Bannister as For Did Not Vote Management Non-Executive Director 18 Appoint Li Zhe as Non-Executive For Did Not Vote Management Director 19 Reelect Chow Wing Kin Anthony as For Did Not Vote Management Independent Non-Executive Director 20 Reelect Zhang Hongyi as Independent For Did Not Vote Management Non-Executive Director 21 Reelect Chen Su as Independent For Did Not Vote Management Non-Executive Director 22 Reelect Xia Liping as Independent For Did Not Vote Management Non-Executive Director 23 Appoint Tang Yunwei as Independent For Did Not Vote Management Non-Executive Director 24 Appoint Lee Ka Sze Carmelo as For Did Not Vote Management Independent Non-Executive Director 25 Appoint Chung Yu-wo Danny as For Did Not Vote Management Independent Non-Executive Director 26 Approve Remuneration of Directors For Did Not Vote Management 27 Appoint Gu Liji as Independent For Did Not Vote Management Supervisor 28 Reelect Sun Fuxin as Independent For Did Not Vote Management Supervisor 29 Appoint Song Zhijiang as Shareholders For Did Not Vote Management Representative Supervisor 30 Approve Supervisors' Remuneration Plan For Did Not Vote Management for the Supervisory Committee 31 Amend Articles of Association For Did Not Vote Management 32 Approve Issuance of Equity or For Did Not Vote Management Equity-Linked Securities without Preemptive Rights 33 Appoint Peng Zhijian as Independent For Did Not Vote Management Supervisor - -------------------------------------------------------------------------------- POLY REAL ESTATE GROUP CO LTD Ticker: Security ID: CNE000001ND1 Meeting Date: MAR 10, 2009 Meeting Type: Annual Record Date: MAR 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Director's Report For For Management 2 Approve Supervisor's Report For For Management 3 Approve 2009 Investment Plans For For Management 4 Approve 2008 Financial Accounts For For Management 5 Approve Allocation of Profits and For For Management Capitalization of Capital Reserves 6 Approve 2008 Annual report and Annual For For Management Report Summary 7 Approve Re-appointment of Audit Firm For For Management 8 Discuss Appointment of Audit Firm For For Management 9.1 Elect Li Bin Hai as Director For For Management 9.2 Elect Wang Xiao Chao Director For For Management 9.3 Elect Zhang Zhen Gao as Director For For Management 9.4 Elect Zhang Ling as Director For For Management 9.5 Elect Song Guang Ju as Director For For Management 9.6 Elect Luo Feng as Director For For Management 9.7 Elect Dai Feng as an Independent For For Management Director 9.8 Elect Wei Ming Hai as an Independent For For Management Director 9.9 Elect Qin Rong Sheng as an Independent For For Management Director 10.1 Elect Chen Kai as Supervisor For For Management 10.2 Elect Liu Jun Cai as Supervisor For For Management 11 Approve Report on the Use of the For For Management Previously Raised Funds 12 Amend Articles of Association For For Management 13 Approve Guarantee for Subsidiary For For Management 14 Approve the Company's Eligibility for For For Management Issuance of Shares via Private Placement 15.1 Approve Share Type and Par Value For For Management 15.2 Approve Issuance Manner and Time For For Management 15.3 Approve Number of Shares For For Management 15.4 Approve Parties For For Management 15.5 Approve Subscription Manner For For Management 15.6 Approve Price and Fix Price Manner For For Management 15.7 Approve Validity Period For For Management 15.8 Approve Arrangement of Undistributed For For Management Profits 15.9 Approve Listing Location For For Management 15.10 Approve Amount and Usage of Funds For For Management 15.11 Approve Resolution Validity Period For For Management 16 Approve Related Party Transaction in For For Management Connection to the Private Placement 17 Approve Company's 2009 Private For For Management Placement Feasibility Report 18 Approve Authorization of the Board with For For Management Regard to the Private Placement - -------------------------------------------------------------------------------- SANY HEAVY INDUSTRY CO LTD Ticker: Security ID: CNE000001F70 Meeting Date: MAY 22, 2009 Meeting Type: Annual Record Date: MAY 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Annual Report and Annual For For Management Report Summary 3 Approve 2008 Supervisors' Report For For Management 4 Approve 2008 Financial Statements For For Management 5 Approve 2008 Allocation of Income and For For Management Dividends 6 Amend Articles of Association For For Management 7 Approve Application of Credit Line from For For Management Banks 8 Approve Related Party Transaction For For Management 9 Approve to Appoint the Company's 2009 For For Management Audit Firm - -------------------------------------------------------------------------------- SHANGHAI BAILIAN GROUP CO LTD Ticker: Security ID: CNE0000007B5 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAY 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Supervisors' Report For Did Not Vote Management 3 Approve 2008 Annual Report and Annual For Did Not Vote Management Report Summary 4 Approve 2008 Financial Statements and For Did Not Vote Management 2009 Financial Budget Report 5 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 6 Approve to Appoint the Company's 2009 For Did Not Vote Management Audit Firm 7 Approve 2009 Estimated Daily Continuing For Did Not Vote Management Connected Transactions 8 Amend Articles of Association For Did Not Vote Management - -------------------------------------------------------------------------------- SHANGHAI PUDONG DEVELOPMENT BANK Ticker: Security ID: CNE0000011B7 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: APR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Allocation of Income and For For Management Dividends 4 Approve 2008 Financial Statements and For For Management 2009 Financial Budget Report 5 Approve to Re-Appoint Company's Audit For For Management Firm for 2009 6 Elect Independent Director For For Management 7 Approve Issuance of 2009 Bonds For Abstain Management 8 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 9 Approve Proposal on the Issuance of For For Management Shares for a Private Placement 10 Approve Feasibility Study on the Use of For For Management Raised Funds from Issuance 11 Approve Report on the Use of Previously For For Management Raised Funds 12 Approve Authorization to the Board to For For Management Handle Matters in Relation to the Issuance of Shares via a Private Placement 13 Approve 2008 Independent Directors' For For Management Report - -------------------------------------------------------------------------------- SHANGHAI ZHIXIN ELECTRIC CO LTD Ticker: Security ID: CNE000001G20 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAY 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For Did Not Vote Management 2 Approve 2008 Supervisors' Report For Did Not Vote Management 3 Approve 2008 Financial Statements For Did Not Vote Management 4 Approve 2008 Allocation of Income and For Did Not Vote Management Dividends 5 Approve 2008 Annual Report and Annual For Did Not Vote Management Report Summary 6 Approve to Re-Appoint the Company's For Did Not Vote Management 2009 Audit Firm 7 Elect Directors (Bundled) For Did Not Vote Management 8 Elect Supervisory Board Members For Did Not Vote Management (Bundled) 9 Amend Articles of Association (Special) For Did Not Vote Management - -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD Ticker: Security ID: CNE0000013Y5 Meeting Date: SEP 2, 2008 Meeting Type: Special Record Date: AUG 25, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management 2 Approve Allocation of Income and For For Management Dividends, and Capitalization of Reserves for Bonus Issue 3 Approve Auditors and Authorize Board to For For Management Fix Their Remuneration - -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD Ticker: Security ID: CNE0000013Y5 Meeting Date: DEC 1, 2008 Meeting Type: Special Record Date: NOV 24, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Corporate Bonds For For Management 1.1 Approve Scale of Issuance For For Management 1.2 Approve Arrangement of Shareholder For For Management Subscription 1.3 Approve Bond Validity Period For For Management 1.4 Approve Usage of Collected Funds For For Management 1.5 Approve Resolution Validity Period For For Management 2 Approve Authorization of Board For For Management Regarding Issuance of Corporate Bonds 3 Amend Articles of Association For For Management - -------------------------------------------------------------------------------- SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD Ticker: Security ID: CNE0000013Y5 Meeting Date: MAR 31, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Director'sReport For For Management 2 Approve 2008 Supervisor's Report For For Management 3 Approve 2008 Financial Resolution For For Management Report 4 Approve 2008 Allocation of Income and For For Management Dividends 5.1 Elect Xing Chong Rong as Director For For Management 5.2 Elect Qin Lian Jin as Independent For For Management Director 6 Elect Wang Lei Ying as Supervisor For For Management 7 Approve Re-submission of 2008 Daily For For Management Connected Transactions in Excess of the Estimated Amount from the Beginning of the Year 8 Approve 2009 Integrated Service For For Management Agreement with Shanxi Coking Coal Xishan Coal Corporation 9 Approve 2009 Connected Transaction of For For Management Fuel Coal Purchase and Heat Supply with Company's Subsidiary Thermoelectric Company 10 Approve 2009 Connected Transaction of For For Management Coal Sale with Shanxi Coking 11 Approve 2009 Connected Transaction of For For Management Coal Sale with Shanxi Coking Coal International Trade Company 12 Approve Auditors and Authorize Board to For For Management Fix Their Remuneration - -------------------------------------------------------------------------------- TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD Ticker: Security ID: CNE000000RB8 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: APR 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Financial Statements For For Management 4 Approve 2008 Allocation of Income and For For Management Dividends and Capitalization of Capital Reserves 4.1 Using December 31, 2008 Share Capital For For Management as Base, Two New Shares will be Given Out for every 10 Shares Held and A Cash Dividend of RMB 1 (tax inclusive) will be paid out 4.2 Using December 31, 2008 Share Capital For For Management as Base, 3 Shares will be Transfered to Capital Reserves for every 10 Shares Held 5 Approve 2008 Annual Report and Annual For For Management Report Summary 6 Approve 2008 Independent Directors' For For Management Report 7 Approve to Appoint Wuzhou Songde CPA as For For Management Company's Audit Firm for 2009 and to Fix Its Remuneration 8 Approve 2009 Daily Continuing Connected For For Management Transactions with Tbea Co. Ltd., and Tbea (Groups) Co. Ltd., and Its Subsidiaries 9 Amend Articles of Association For For Management 10.1 Elect Zhang Xin as Director For For Management 10.2 Elect Ye Jun as Director For For Management 10.3 Elect Li Jian Hua as Director For For Management 10.4 Elect Li Bian Qu as Director For For Management 10.5 Elect Chen Wei Lin as Director For For Management 10.6 Elect Wang Xue Bin as Director For For Management 10.7 Elect Mi Chang Yin Director For For Management 10.8 Elect Zhou Xiao Qian as Director For For Management 10.9 Elect Yu Yun Long as Director For For Management 10.10 Elect Sun Wei Hong as Director For For Management 10.11 Elect Xu Bing Jin as Director For For Management 11.1 Elect Cai Wen Hua as Supervisor For For Management 11.2 Elect Zhang Peng as Supervisor For For Management - -------------------------------------------------------------------------------- WUHAN IRON & STEEL CO LTD Ticker: Security ID: CNE000000ZZ0 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Financial Statements and For For Management 2009 Financial Budget Report 4 Approve 2008 Allocation of Income and For For Management Dividends 5 Approve 2008 Annual Report and Annual For For Management Report Summary 6 Approve 2009 Daily Continuing Connected For For Management Transactions 7 Approve 2008 Fixed Asset Investment For For Management Plan 8 Amend Articles of Association For For Management 9 Approve to Appoint Company's 2009 Audit For For Management Firm 10 Elect Director For None Management - -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO LTD Ticker: Security ID: CNE000000XV4 Meeting Date: MAR 24, 2009 Meeting Type: Special Record Date: MAR 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee by the For For Management Company to its Subsidiaries 2 Approve Renewal of Loan with Sinoma For For Management China National Materials Co., Ltd. - -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO LTD Ticker: Security ID: CNE000000XV4 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: APR 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Presidents' Report For For Management 2 Approve 2008 Directors' Report For For Management 3 Approve 2008 Supervisors' Report For For Management 4 Approve 2008 Financial Statements and For For Management 2009 Financial Budget Report 5 Approve 2008 Allocation of Income and For For Management Dividends and Capitalization of Capital Reserves 6 Approve 2009 Daily Continuing Connected For For Management Transactions 7 Amend Articles of Association For For Management 8 Approve to Amend Rules and Procedures For For Management Regarding Board of Directors' Meeting 9 Approve to Re-Appoint Audit Firm and For For Management Payment of Audit Fee 10 Approve 2009 Application for Credit For For Management Line and Provision of Guarantees to Company's Subsidiaries - -------------------------------------------------------------------------------- XINJIANG TIANSHAN CEMENT CO LTD Ticker: Security ID: CNE000000XV4 Meeting Date: MAY 15, 2009 Meeting Type: Special Record Date: MAY 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 2 Approve Proposal on the Issuance of For For Management Shares for a Private Placement 2.1 Approve Issue Type and Par Value For For Management 2.2 Approve Manner of Issuance and Issuance For For Management Date 2.3 Approve Issue Price and Basis of Price For For Management 2.4 Approve Number of Shares For For Management 2.5 Approve Parties For For Management 2.6 Approve Lock-Up Period For For Management 2.7 Approve Listing Location For For Management 2.8 Approve the Amount and Use of Raised For For Management Funds from Issuance 2.9 Approve Resolution Validity Period For For Management 2.10 Approve Arrangement of Undistributed For For Management Profits before Issuance 3 Approve Feasibility Report on the Use For For Management of Raised Funds from Issuance 4 Approve Proposal on the Issuance of For For Management Shares for a Private Placement 5 Approve the Company's Eligibility for For For Management Issuance of Shares via a Private Placement 6 Approve Conditional Share Subscription For For Management Contract to be Signed by the Company's Largest Shareholder 7 Approve the Company's Largest For For Management Shareholder to be Exempted from Tender Offer Obligation to Hold Additional Shares of the Company 8 Approve Affected Related Transactions For For Management from Issuance 9 Approve Provision of Loan Guarantee to For For Management a Project - -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: YZCHF Security ID: CNE1000004Q8 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: MAY 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Working Report of the Board of For For Management Directors 2 Accept Working Report of the For For Management Supervisory Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan and For For Management Distribution of Dividends 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint Appoint Grant Thornton and For For Management Shine Wing Certified Public Accountants Ltd. as International and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Renewal of Liability Insurance For Against Management for Directors, Supervisors and Senior Officers 8 Allow Electronic Distribution of For For Management Company Communications 9 Amend Articles of Association For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital - -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: YZCHF Security ID: CNE1000004Q8 Meeting Date: JUN 26, 2009 Meeting Type: Special Record Date: MAY 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital - -------------------------------------------------------------------------------- ZHENGZHOU YUTONG COACH MANUFACTURING CO LTD Ticker: Security ID: CNE000000PY4 Meeting Date: JUL 5, 2008 Meeting Type: Special Record Date: JUN 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association (Routine) For For Management 2 Elect Supervisor For Abstain Management 3 Amend Guidelines on Related Party For For Management Transactions - -------------------------------------------------------------------------------- ZHENGZHOU YUTONG COACH MANUFACTURING CO LTD Ticker: Security ID: CNE000000PY4 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2008 Directors' Report For For Management 2 Approve 2008 Supervisors' Report For For Management 3 Approve 2008 Independent Directors' For For Management Report 4 Approve 2008 Financial Statements For For Management 5 Approve 2008 Annual Report and Annual For For Management Report Summary 6 Approve 2008 Allocation of Income and For For Management Dividends 7 Approve to Re-Appoint Company's 2009 For For Management Audit Firm 8 Approve 2009 Daily Continuing Connected For For Management Transactions 9 Amend Articles of Association For For Management 10 Elect Sun Qian as Director For For Management - -------------------------------------------------------------------------------- ZHENGZHOU YUTONG COACH MANUFACTURING CO LTD Ticker: Security ID: CNE000000PY4 Meeting Date: MAY 16, 2009 Meeting Type: Special Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Use of Proceeds from Corporate For Did Not Vote Management Bond Issuance to Supplement Technical Innovation Capital ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Morgan Stanley China A Share Fund, Inc. By (Signature and Title)* /s/ Randy Takian ---------------------------------------- Randy Takian President and Principal Executive Officer - Office of the Funds Date August 28, 2009 * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----