0001368365-17-000065.txt : 20171206 0001368365-17-000065.hdr.sgml : 20171206 20171206210039 ACCESSION NUMBER: 0001368365-17-000065 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171206 DATE AS OF CHANGE: 20171206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osrow Douglas CENTRAL INDEX KEY: 0001590981 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33720 FILM NUMBER: 171243380 MAIL ADDRESS: STREET 1: FIVE CONCOURSE PKWY, SUITE 2400 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REMARK HOLDINGS, INC. CENTRAL INDEX KEY: 0001368365 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 331135689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 900 CITY: LAS VEGAS STATE: NV ZIP: 89169 BUSINESS PHONE: (702) 701-9514 MAIL ADDRESS: STREET 1: 3960 HOWARD HUGHES PARKWAY STREET 2: SUITE 900 CITY: LAS VEGAS STATE: NV ZIP: 89169 FORMER COMPANY: FORMER CONFORMED NAME: Remark Media, Inc. DATE OF NAME CHANGE: 20120103 FORMER COMPANY: FORMER CONFORMED NAME: HSW International, Inc. DATE OF NAME CHANGE: 20060706 4/A 1 wf-form4a_151261202556612.xml FORM 4/A X0306 4/A 2017-12-04 2017-12-05 0 0001368365 REMARK HOLDINGS, INC. MARK 0001590981 Osrow Douglas C/O REMARK HOLDINGS, INC. 3960 HOWARD HUGHES PARKWAY, SUITE 900 LAS VEGAS NV 89169 0 1 0 0 Chief Financial Officer Common Stock 2017-12-04 4 M 0 2600 5 A 46600 D Common Stock 2017-12-04 4 S 0 2600 8.80 D 44000 D Common Stock 2017-12-04 4 S 0 4000 8.90 D 40000 D Common Stock 2017-12-04 4 S 0 10000 8.875 D 30000 D Common Stock 2017-12-05 4 M 0 10000 5 A 40000 D Common Stock 2017-12-05 4 M 0 50542 4.29 A 90542 D Common Stock 2017-12-05 4 S 0 90542 8.018 D 0 D Stock option (right to buy) 5.0 2017-12-04 4 M 0 2600 0 D 2023-10-30 Common Stock 2600.0 47400 D Stock option (right to buy) 5.0 2017-12-05 4 M 0 10000 0 D 2023-10-30 Common Stock 10000.0 37400 D Stock option (right to buy) 4.29 2017-12-05 4 M 0 50542 0 D 2025-07-28 Common Stock 50542.0 299458 D The price reported is a weighted average price. These shares were sold in multiple transactions in the following price ranges: $8.85 to $8.90 on December 4, 2017, and $7.90 to $8.20 on December 5, 2017. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price. These options were granted under the 2010 Equity Incentive Plan, as amended. One quarter of these options vested on each of January 30, 2014, April 30, 2014, July 30, 2014 and October 30, 2014. These options were granted under the 2014 Incentive Plan, as amended. One half of these options vested on July 28, 2015, and one quarter of these options vested on each of September 30, 2015 and December 31, 2015. This form is being amended to correctly reflect a disposition transaction on December 4, 2017 which was inadvertently omitted from the original filing. /s/ Douglas Osrow 2017-12-06