0001368148-21-000068.txt : 20210615
0001368148-21-000068.hdr.sgml : 20210615
20210615174308
ACCESSION NUMBER: 0001368148-21-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210611
FILED AS OF DATE: 20210615
DATE AS OF CHANGE: 20210615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Macleod ivor
CENTRAL INDEX KEY: 0001800734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 211019812
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
4
1
wf-form4_162379334778477.xml
FORM 4
X0306
4
2021-06-11
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001800734
Macleod ivor
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
Chief Financial Officer
Common Stock
2021-06-11
4
A
0
133333
0
A
133333
D
Stock Option (right to purchase)
1.63
2021-06-11
4
A
0
300000
0
A
2031-06-11
Common Stock
300000.0
300000
D
Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
Securities beneficially owned are comprised of unvested restricted stock units aggregating 133,333 related to annual awards, which vest quarterly over a four-year period from date of grant.
Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.
/s/ Laura K. Campbell, as attorney-in-fact for Ivor Macleod
2021-06-15