0001368148-21-000068.txt : 20210615 0001368148-21-000068.hdr.sgml : 20210615 20210615174308 ACCESSION NUMBER: 0001368148-21-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macleod ivor CENTRAL INDEX KEY: 0001800734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 211019812 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 4 1 wf-form4_162379334778477.xml FORM 4 X0306 4 2021-06-11 0 0001368148 ATHERSYS, INC / NEW ATHX 0001800734 Macleod ivor 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 0 1 0 0 Chief Financial Officer Common Stock 2021-06-11 4 A 0 133333 0 A 133333 D Stock Option (right to purchase) 1.63 2021-06-11 4 A 0 300000 0 A 2031-06-11 Common Stock 300000.0 300000 D Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period. Securities beneficially owned are comprised of unvested restricted stock units aggregating 133,333 related to annual awards, which vest quarterly over a four-year period from date of grant. Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period. /s/ Laura K. Campbell, as attorney-in-fact for Ivor Macleod 2021-06-15