0001368148-21-000024.txt : 20210317
0001368148-21-000024.hdr.sgml : 20210317
20210317182640
ACCESSION NUMBER: 0001368148-21-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Campbell Laura K
CENTRAL INDEX KEY: 0001402605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 21752123
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
4
1
wf-form4_161601998653793.xml
FORM 4
X0306
4
2021-03-16
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001402605
Campbell Laura K
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
Senior Vice Pres Finance
Common Stock
2021-03-17
4
F
0
9548
1.95
D
413692
D
Common Stock
2021-03-16
4
S
0
10000
1.9655
D
403692
D
Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
Shares sold pursuant to a previously established and predefined Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.935 to $1.985, inclusive, in accordance with a previously established and predefined Rule 10b5-1 trading plan.
Securities beneficially owned are comprised of (1) 273,925 shares of common stock owned and (2) unvested restricted stock units aggregating 129,767 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
/s/ Laura K. Campbell
2021-03-17