0001368148-21-000024.txt : 20210317 0001368148-21-000024.hdr.sgml : 20210317 20210317182640 ACCESSION NUMBER: 0001368148-21-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Campbell Laura K CENTRAL INDEX KEY: 0001402605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 21752123 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 4 1 wf-form4_161601998653793.xml FORM 4 X0306 4 2021-03-16 0 0001368148 ATHERSYS, INC / NEW ATHX 0001402605 Campbell Laura K 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 0 1 0 0 Senior Vice Pres Finance Common Stock 2021-03-17 4 F 0 9548 1.95 D 413692 D Common Stock 2021-03-16 4 S 0 10000 1.9655 D 403692 D Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation. Shares sold pursuant to a previously established and predefined Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.935 to $1.985, inclusive, in accordance with a previously established and predefined Rule 10b5-1 trading plan. Securities beneficially owned are comprised of (1) 273,925 shares of common stock owned and (2) unvested restricted stock units aggregating 129,767 related to annual awards, which vest quarterly over a three or four-year period from date of grant. /s/ Laura K. Campbell 2021-03-17