0001368148-20-000145.txt : 20201218
0001368148-20-000145.hdr.sgml : 20201218
20201218174608
ACCESSION NUMBER: 0001368148-20-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201217
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lehmann William JR
CENTRAL INDEX KEY: 0001402609
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 201401735
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
4
1
wf-form4_160833125959372.xml
FORM 4
X0306
4
2020-12-17
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001402609
Lehmann William JR
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
President and COO
Common Stock
2020-12-17
4
F
0
13425
1.98
D
477100
D
Common Stock
2020-12-18
4
S
0
20000
2.0212
D
457100
D
Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.97 to $2.07, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
Securities beneficially owned are comprised of (1) 223,413 shares of common stock owned and (2) unvested restricted stock units aggregating 233,687 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
/s/ Laura K. Campbell, as attorney-in-fact for William O. Lehmann
2020-12-18