0001368148-20-000132.txt : 20201116 0001368148-20-000132.hdr.sgml : 20201116 20201116154131 ACCESSION NUMBER: 0001368148-20-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Baiju R. CENTRAL INDEX KEY: 0001520926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 201316325 MAIL ADDRESS: STREET 1: ONE INVACARE WAY CITY: ELYRIA STATE: OH ZIP: 44035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 4 1 wf-form4_160555927783474.xml FORM 4 X0306 4 2020-11-12 0 0001368148 ATHERSYS, INC / NEW ATHX 0001520926 Shah Baiju R. 3201 CARNEGIE AVENUE CLEVELAND OH 44115 1 0 0 0 NonQualified Stock Option (right to purchase) 1.88 2020-11-12 4 A 0 100000 0 A 2030-11-12 Common Stock 100000.0 100000 D Award of a nonqualified stock option. The option vests one-third on the one-year anniversary date from the date of grant, and the remainder vests on a quarterly basis over years two and three. /s/ Laura K. Campbell, as attorney-in-fact for Baiju Shah 2020-11-16