0001368148-19-000043.txt : 20190919 0001368148-19-000043.hdr.sgml : 20190919 20190919111904 ACCESSION NUMBER: 0001368148-19-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190917 FILED AS OF DATE: 20190919 DATE AS OF CHANGE: 20190919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Bokkelen Gil CENTRAL INDEX KEY: 0001402604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 191101204 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 4 1 wf-form4_156890632845920.xml FORM 4 X0306 4 2019-09-17 0 0001368148 ATHERSYS, INC / NEW ATHX 0001402604 Van Bokkelen Gil 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 1 1 0 0 Chairman and CEO Common Stock 2019-09-17 4 F 0 25372 1.49 D 1570577 D Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation. Securities beneficially owned are comprised of (1) 1,099,152 shares of common stock owned and (2) unvested restricted stock units aggregating 471,425 related to annual awards, which vest quarterly over a three or four-year period from date of grant. /s/ Laura K. Campbell, as attorney-in-fact for Gil Van Bokkelen 2019-09-19