0001209191-19-037053.txt : 20190614
0001209191-19-037053.hdr.sgml : 20190614
20190614150343
ACCESSION NUMBER: 0001209191-19-037053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190612
FILED AS OF DATE: 20190614
DATE AS OF CHANGE: 20190614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Campbell Laura K
CENTRAL INDEX KEY: 0001402605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 19898656
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-12
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001402605
Campbell Laura K
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
Senior Vice Pres Finance
Common Stock
2019-06-12
4
A
0
87008
0.00
A
636619
D
Stock Option (right to purchase)
1.55
2019-06-12
4
A
0
195776
0.00
A
2029-06-12
Common Stock
195776
195776
D
Award of annual restricted stock units, each of which represents a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
Securities beneficially owned are comprised of: (1) 458,063 shares of common stock owned and (2) unvested restricted stock units aggregating 178,556 related to annual awards, which vest quarterly over a three or four-year period from grant date.
Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.
/s/ Laura K. Campbell
2019-06-14