0001209191-18-051520.txt : 20180918
0001209191-18-051520.hdr.sgml : 20180918
20180918173951
ACCESSION NUMBER: 0001209191-18-051520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180917
FILED AS OF DATE: 20180918
DATE AS OF CHANGE: 20180918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lehmann William JR
CENTRAL INDEX KEY: 0001402609
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 181076504
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-17
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001402609
Lehmann William JR
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
President and COO
Common Stock
2018-09-17
4
F
0
9311
1.88
D
517373
D
Common Stock
2018-09-18
4
S
0
15000
1.88
D
502373
D
Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation.
Shares sold pursuant to a predefined Rule 10b5-1 trading plan for tax and planning purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $1.90, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted for tax and planning purposes.
Securities beneficially owned are comprised of: (1) 229,863 shares of common stock owned and (2) unvested restricted stock units aggregating 272,510 related to annual awards, which vest quarterly over a three or four-year period from grant date.
/s/ Laura K. Campbell, as attorney-in-fact for William O. Lehmann
2018-09-18