0001209191-17-038703.txt : 20170609
0001209191-17-038703.hdr.sgml : 20170609
20170609104218
ACCESSION NUMBER: 0001209191-17-038703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lehmann William JR
CENTRAL INDEX KEY: 0001402609
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 17901800
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-07
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001402609
Lehmann William JR
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
President and COO
Common Stock
2017-06-07
4
A
0
154800
0.00
A
541488
D
Employee Stock Option (right to purchase)
1.46
2017-06-07
4
A
0
361200
0.00
A
2027-06-07
Common Stock
361200
361200
D
Award of annual restricted stock units, each of which represents a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
Securities beneficially owned are comprised of: (1) 214,653 shares of common stock owned and (2) unvested restricted stock units aggregating 326,835 related to annual awards, which vest quarterly over a four-year period from grant date.
Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.
/s/ Laura K. Campbell, as attorney-in-fact for William O. Lehmann
2017-06-09