0001209191-16-142049.txt : 20160919 0001209191-16-142049.hdr.sgml : 20160919 20160919173034 ACCESSION NUMBER: 0001209191-16-142049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160917 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Bokkelen Gil CENTRAL INDEX KEY: 0001402604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 161892570 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-17 0 0001368148 ATHERSYS, INC / NEW ATHX 0001402604 Van Bokkelen Gil 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 1 1 0 0 Chairman and CEO Common Stock 2016-09-17 4 F 0 8348 1.97 D 1059828 D Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation. Securities beneficially owned are comprised of: (1) 747,135 shares of common stock owned and (2) unvested restricted stock units aggregating 312,693 related to annual awards, which vest quarterly over a four-year period from grant date. /s/ Laura K. Campbell, as attorney-in-fact for Gil Van Bokkelen 2016-09-19