0001209191-16-129129.txt : 20160621
0001209191-16-129129.hdr.sgml : 20160621
20160621185007
ACCESSION NUMBER: 0001209191-16-129129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160617
FILED AS OF DATE: 20160621
DATE AS OF CHANGE: 20160621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATHERSYS, INC / NEW
CENTRAL INDEX KEY: 0001368148
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204864095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
BUSINESS PHONE: 216-431-9900
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115-2634
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC VI Inc
DATE OF NAME CHANGE: 20060629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Campbell Laura K
CENTRAL INDEX KEY: 0001402605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33876
FILM NUMBER: 161725348
MAIL ADDRESS:
STREET 1: 3201 CARNEGIE AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44115
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-17
0
0001368148
ATHERSYS, INC / NEW
ATHX
0001402605
Campbell Laura K
3201 CARNEGIE AVENUE
CLEVELAND
OH
44115-2634
0
1
0
0
Senior Vice Pres Finance
Common Stock
2016-06-17
4
F
0
10118
2.16
D
420535
D
Common Stock
2016-06-20
4
A
0
67792
0.00
A
488327
D
Employee Stock Option
2.19
2016-06-20
4
A
0
158208
0.00
A
2026-06-20
Common Stock
158208
158208
D
Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award related to the minimum tax withholding obligation.
Award of annual restricted stock units, each of which represents a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
Securities beneficially owned are comprised of: (1) 363,987 shares of common stock owned and (2) unvested restricted stock units aggregating 124,340 related to annual awards, which vest quarterly over a four-year period from grant date.
Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.
/s/ Laura K. Campbell
2016-06-21