0001209191-16-129125.txt : 20160621 0001209191-16-129125.hdr.sgml : 20160621 20160621184655 ACCESSION NUMBER: 0001209191-16-129125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160620 FILED AS OF DATE: 20160621 DATE AS OF CHANGE: 20160621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Babiss Lee CENTRAL INDEX KEY: 0001498376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 161725337 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-20 0 0001368148 ATHERSYS, INC / NEW ATHX 0001498376 Babiss Lee 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 1 0 0 0 NonQualified Stock Option (right to purchase) 2.19 2016-06-20 4 A 0 30000 0.00 A 2026-06-20 Common Stock 30000 30000 D Award of a nonqualified stock option. The option vests ratably on a quarterly basis over a one-year period. /s/ Laura K. Campbell, as attorney-in-fact for Lee E. Babiss 2016-06-21