0001209191-15-056186.txt : 20150625 0001209191-15-056186.hdr.sgml : 20150625 20150625135026 ACCESSION NUMBER: 0001209191-15-056186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150624 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deans Robert J CENTRAL INDEX KEY: 0001402611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 15951385 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-24 0 0001368148 ATHERSYS, INC / NEW ATHX 0001402611 Deans Robert J 3201 CARNEGIE AVENUE CLEVELAND OH 44115 0 1 0 0 Executive Vice President Common Stock 2015-06-24 4 A 0 44624 0.00 A 426639 D Employee incentive stock option (right to purchase) 1.28 2015-06-24 4 A 0 100384 0.00 A 2025-06-24 Common Stock 100384 100384 D Award of annual restricted stock units, each of which represents a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period. Securities beneficially owned are comprised of: (1) 183,675 shares of common stock owned, (2) 163,720 restricted stock units awarded on June 20, 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016, and (3) restricted stock units awarded on an annual basis amounting to 79,244 that vest quarterly over a four-year period from grant date. Award of an annual incentive stock option. The option vests ratably on a quarterly basis over a four-year period. /s/ Laura K. Campbell, as attorney-in-fact for Robert J. Deans 2015-06-25