0001209191-15-028000.txt : 20150319 0001209191-15-028000.hdr.sgml : 20150319 20150319182826 ACCESSION NUMBER: 0001209191-15-028000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150317 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Campbell Laura K CENTRAL INDEX KEY: 0001402605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 15714043 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-17 0 0001368148 ATHERSYS, INC / NEW ATHX 0001402605 Campbell Laura K 3201 CARNEGIE AVENUE CLEVELAND OH 44115 0 1 0 0 Vice President of Finance Common Stock 2015-03-17 4 F 0 948 3.07 D 416565 D Common Stock 2015-03-18 4 F 0 10118 3.09 D 406447 D Shares withheld from the quarterly vesting of a June 2014 restricted stock unit award related to the minimum tax withholding obligation. Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award related to the minimum tax withholding obligation. Securities beneficially owned are comprised of: (1) 214,942 shares of common stock owned, (2) unvested 154,000 restricted stock units awarded in June 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016, and (3) unvested estricted stock units awarded on an annual basis amounting to 37,505 that vest quarterly over a four-year period from grant date. /s/ Laura K. Campbell 2015-03-19