a. How many Classes of shares of the Fund (if
any) are
authorized?
| 21 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class 529-A |
ii. Class identification number, if any | C000036820 |
iii. Ticker symbol, if any | CAAFX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class 529-C |
ii. Class identification number, if any | C000037881 |
iii. Ticker symbol, if any | CCAMX |
Shares Outstanding Record:
3 |
i. Full name of Class | Class 529-E |
ii. Class identification number, if any | C000037882 |
iii. Ticker symbol, if any | CEAMX |
Shares Outstanding Record:
4 |
i. Full name of Class | Class 529-F-1 |
ii. Class identification number, if any | C000036821 |
iii. Ticker symbol, if any | CFAMX |
Shares Outstanding Record:
5 |
i. Full name of Class | Class 529-F-2 |
ii. Class identification number, if any | C000224563 |
iii. Ticker symbol, if any | FTSBX |
Shares Outstanding Record:
6 |
i. Full name of Class | Class 529-F-3 |
ii. Class identification number, if any | C000224564 |
iii. Ticker symbol, if any | FFTSX |
Shares Outstanding Record:
7 |
i. Full name of Class | Class 529-T |
ii. Class identification number, if any | C000189523 |
iii. Ticker symbol, if any | TTSBX |
Shares Outstanding Record:
8 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000036818 |
iii. Ticker symbol, if any | ASBAX |
Shares Outstanding Record:
9 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000037879 |
iii. Ticker symbol, if any | ASBCX |
Shares Outstanding Record:
10 |
i. Full name of Class | Class F-1 |
ii. Class identification number, if any | C000036819 |
iii. Ticker symbol, if any | ASBFX |
Shares Outstanding Record:
11 |
i. Full name of Class | Class F-2 |
ii. Class identification number, if any | C000068533 |
iii. Ticker symbol, if any | SBFFX |
Shares Outstanding Record:
12 |
i. Full name of Class | Class F-3 |
ii. Class identification number, if any | C000180010 |
iii. Ticker symbol, if any | FSBTX |
Shares Outstanding Record:
13 |
i. Full name of Class | Class R-1 |
ii. Class identification number, if any | C000036822 |
iii. Ticker symbol, if any | RAMAX |
Shares Outstanding Record:
14 |
i. Full name of Class | Class R-2 |
ii. Class identification number, if any | C000036823 |
iii. Ticker symbol, if any | RAMBX |
Shares Outstanding Record:
15 |
i. Full name of Class | Class R-2E |
ii. Class identification number, if any | C000148417 |
iii. Ticker symbol, if any | RAAEX |
Shares Outstanding Record:
16 |
i. Full name of Class | Class R-3 |
ii. Class identification number, if any | C000036824 |
iii. Ticker symbol, if any | RAMCX |
Shares Outstanding Record:
17 |
i. Full name of Class | Class R-4 |
ii. Class identification number, if any | C000036825 |
iii. Ticker symbol, if any | RAMEX |
Shares Outstanding Record:
18 |
i. Full name of Class | Class R-5 |
ii. Class identification number, if any | C000036826 |
iii. Ticker symbol, if any | RAMFX |
Shares Outstanding Record:
19 |
i. Full name of Class | Class R-5E |
ii. Class identification number, if any | C000164812 |
iii. Ticker symbol, if any | RAAGX |
Shares Outstanding Record:
20 |
i. Full name of Class | Class R-6 |
ii. Class identification number, if any | C000077916 |
iii. Ticker symbol, if any | RMMGX |
Shares Outstanding Record:
21 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000189524 |
iii. Ticker symbol, if any | TSTBX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 213800HQORQAP68CJJ04 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Six Financial Information AG |
ii. LEI, if any, or provide and describe other
identifying number
| 506700D369548LQDC335 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | ICE Data Pricing & Reference Data, LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name | Virtu ITG Solutions Network, LLC |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | |
iii. State, if applicable |
DELAWARE
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
7 |
i. Full name | Markit North America, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008-1 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,446,342,002.000000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869-1 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,845,190,189.000000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Bank of America, N.A. |
ii. SEC file number | 8-69787-1 |
iii. CRD number | 000283942 |
iv. LEI, if any | B4TYDEB6GKMZO031MB27 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5,227,043,573.000000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-08177-1 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,220,651,373.000000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Barclays Bank PLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | G5GSEF7VJP5I7OUK5573 |
v. State, if applicable | |
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,025,403,771.000000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Mizuho Bank, Ltd. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
v. State, if applicable | |
vi. Foreign country, if applicable |
JAPAN
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,524,093,224.000000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-00129-1 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,447,513,069.000000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876-1 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,819,895,414.000000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | RBC Capital Markets LLC |
ii. SEC file number | 8-45411-1 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 996,577,570.000000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Credit Suisse Group AG |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | ANGGYXNX0JLX3X63JN86 |
v. State, if applicable | |
vi. Foreign country, if applicable |
SWITZERLAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 902,745,893.000000000000 |