0001127602-13-031445.txt : 20131113
0001127602-13-031445.hdr.sgml : 20131113
20131113131227
ACCESSION NUMBER: 0001127602-13-031445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131113
FILED AS OF DATE: 20131113
DATE AS OF CHANGE: 20131113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE Euronext
CENTRAL INDEX KEY: 0001368007
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 205110848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-3000
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Euronext, Inc.
DATE OF NAME CHANGE: 20060628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: van Tets Rijnhard
CENTRAL INDEX KEY: 0001394455
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33392
FILM NUMBER: 131213693
MAIL ADDRESS:
STREET 1: C/O NYSE EURONEXT
STREET 2: OFC. OF THE CORP. SEC., 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-11-13
1
0001368007
NYSE Euronext
NYX
0001394455
van Tets Rijnhard
C/O NYSE EURONEXT
11 WALL STREET
NEW YORK
NY
10005
1
Restricted Stock Units
2013-11-13
4
D
0
15118
0
D
Common Stock, par value $0.01 per share
15118
0
D
Restricted Stock Units ("RSUs") awarded under the NYSE Euronext Omnibus Plan. As of the grant date, each RSU represented the right to receive one share of the Issuer's common stock upon the reporting person's termination of service on the Board of Directors for any reason other than termination for cause.
As of the effective time of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger by and among the Issuer, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc. ("ICE Group"), Braves Merger Sub, Inc. and Baseball Merger Sub, LLC, dated as of March 19, 2013 (the "Merger Agreement"), pursuant to the terms of the Merger Agreement, each RSU award held by the reporting person (each of which was vested) was converted into a vested award of substantially equivalent RSUs denominated in ICE Group common stock, with the number of shares of ICE Group common stock determined pursuant to the Merger Agreement.
Janet L. McGinness under POA dated March 19, 2007
2013-11-13