0001127602-13-031445.txt : 20131113 0001127602-13-031445.hdr.sgml : 20131113 20131113131227 ACCESSION NUMBER: 0001127602-13-031445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131113 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYSE Euronext CENTRAL INDEX KEY: 0001368007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205110848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-3000 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Euronext, Inc. DATE OF NAME CHANGE: 20060628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van Tets Rijnhard CENTRAL INDEX KEY: 0001394455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33392 FILM NUMBER: 131213693 MAIL ADDRESS: STREET 1: C/O NYSE EURONEXT STREET 2: OFC. OF THE CORP. SEC., 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-11-13 1 0001368007 NYSE Euronext NYX 0001394455 van Tets Rijnhard C/O NYSE EURONEXT 11 WALL STREET NEW YORK NY 10005 1 Restricted Stock Units 2013-11-13 4 D 0 15118 0 D Common Stock, par value $0.01 per share 15118 0 D Restricted Stock Units ("RSUs") awarded under the NYSE Euronext Omnibus Plan. As of the grant date, each RSU represented the right to receive one share of the Issuer's common stock upon the reporting person's termination of service on the Board of Directors for any reason other than termination for cause. As of the effective time of the transactions contemplated by the Amended and Restated Agreement and Plan of Merger by and among the Issuer, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc. ("ICE Group"), Braves Merger Sub, Inc. and Baseball Merger Sub, LLC, dated as of March 19, 2013 (the "Merger Agreement"), pursuant to the terms of the Merger Agreement, each RSU award held by the reporting person (each of which was vested) was converted into a vested award of substantially equivalent RSUs denominated in ICE Group common stock, with the number of shares of ICE Group common stock determined pursuant to the Merger Agreement. Janet L. McGinness under POA dated March 19, 2007 2013-11-13