-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CORTzAjnazsSh20UuM5aomgENmUpL42EGN2POL4M1+VYBAJCnEDK2JOlD8zjmFZ0 HUNuKGuRwypk53Gkj1lyeg== 0001127602-08-000826.txt : 20080207 0001127602-08-000826.hdr.sgml : 20080207 20080207214636 ACCESSION NUMBER: 0001127602-08-000826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080130 FILED AS OF DATE: 20080207 DATE AS OF CHANGE: 20080207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freedberg Hugh CENTRAL INDEX KEY: 0001394463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33392 FILM NUMBER: 08586728 BUSINESS ADDRESS: BUSINESS PHONE: 212 656 2062 MAIL ADDRESS: STREET 1: C/O NYSE EURONEXT, INC. STREET 2: OFC. OF THE CORP. SEC., 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYSE Euronext CENTRAL INDEX KEY: 0001368007 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205110848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-3000 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NYSE Euronext, Inc. DATE OF NAME CHANGE: 20060628 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-01-30 0001368007 NYSE Euronext NYX 0001394463 Freedberg Hugh C/O NYSE EURONEXT 11 WALL STREET NEW YORK NY 10005 1 Management Committee Member Common Stock, par value $0.01 per share 2008-01-30 4 A 0 5054 0 A 19916 D Common Stock, par value $0.01 per share 2008-01-30 4 A 0 5053 0 A 24969 D Common Stock, par value $0.01 per share 2008-02-06 4 F 0 6222 D 18747 D Restricted Stock Units 2008-02-06 4 A 0 10648 0 A Common Stock, par value $0.01 per share 10648 10648 D Represents the acquisition of shares of common stock of the Issuer resulting from the vesting of performance shares awarded to the Reporting Person under the 2005 Euronext Executive Incentive Plan. On the Transaction Date, the Issuer's Human Resources and Compensation Committee determined the number of shares to be vested. Shares were subject to transfer restrictions through December 31, 2007 and were delivered on February 6, 2008. Represents the acquisition of shares of common stock of the Issuer resulting from the vesting of performance shares awarded to the Reporting Person under the 2006 Euronext Executive Incentive Plan. On the Transaction Date, the Issuer's Human Resources and Compensation Committee determined the number of shares to be vested. Shares are subject and the Reporting Person's continued employment with the issuer through December 31 2008, and are expected to be delivered after the date of announcement of the Issuer?s earnings for 2008, which announcement is expected to take place in February, 2009. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock. RSUs vest and shares are delivered in three equal installments on each of February 6, 2009, 2010, and 2011, subject to the Reporting Person's continued employment with the Issuer. Granted under the NYSE Euronext 2006 Stock Incentive Plan. Pursuant to action of the Issuer's Human Resources and Compensation Committee on January, 30, 2008, the effective date of grant is February 6, 2008. The amount of the award was determined in part by reference to the closing price of the Issuer's common stock on February 5, 2008. 49.72 Euros /s/ C. M. Courtney under POA dated March 20, 2007 2008-02-07 -----END PRIVACY-ENHANCED MESSAGE-----